HolderBook

FIRST TR EXCHANGE-TRADED FD (FTHI)

Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.

218
Reporting holders
$1.4B
Reported value
0.1%
Held as options
+9
Holder change

Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.

Holders

FilerValueShares Their book Held Change
LPL Financial LLC$264.1M11,072,1850.06%31q+14.9%+$34.2M
WELLS FARGO & COMPANY/MN$181.7M7,618,2160.03%31q-44.5%-$145.4M
RAYMOND JAMES FINANCIAL INC$105.4M4,419,9430.03%7q+13.2%+$12.3M
ENVESTNET ASSET MANAGEMENT INC$92.1M3,862,1990.02%29q+2.1%+$1.9M
AMERIPRISE FINANCIAL INC$79.3M3,325,0040.02%11q-16.9%-$16.2M
D.A. DAVIDSON & CO.$74.6M3,126,2820.41%11q+3.8%+$2.8M
ROYAL BANK OF CANADA$66.8M2,801,4310.01%31q+10.8%+$6.5M
Ergawealth Advisors, Inc.$63.2M2,649,26724.54%5q+11.9%+$6.7M
COMMONWEALTH EQUITY SERVICES, LLC$47.2M1,981,1250.06%15q+4.5%+$2.0M
Cetera Investment Advisers$45.9M1,925,9980.04%11q+6.0%+$2.6M
TWO SIGMA INVESTMENTS, LP$16.9M707,2000.01%2q+35.3%+$4.4M
STIFEL FINANCIAL CORP$14.3M597,6700.01%28q+0.8%+$107.1K
OSAIC HOLDINGS, INC.$13.3M556,3840.02%26q+28.2%+$2.9M
Archer Investment Corp$12.2M512,0381.18%3q+118.0%+$6.6M
Baird Financial Group, Inc.$11.5M482,5640.02%2q+65.2%+$4.5M
Advisor OS, LLC$10.5M440,3890.70%6q+7.0%+$690.6K
MJP ASSOCIATES INC /ADV$10.5M438,6281.14%6q+7.1%+$690.6K
Sun Financial Inc$10.1M422,8594.78%3q+5.2%+$503.0K
HUB Investment Partners, LLC$9.8M412,4130.18%2q+1.6%+$153.5K
Snowden Capital Advisors LLC$9.8M409,6000.23%16q+3.9%+$366.3K
SHP Wealth Management$9.6M402,5310.66%3q+7.6%+$674.1K
ARQ WEALTH ADVISORS, LLC$8.2M341,9881.01%10q+56.2%+$2.9M
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$7.5M314,2240.00%11q+4.7%+$338.1K
CreativeOne Wealth, LLC$7.4M311,2230.16%8qHELD
Ameritas Advisory Services, LLC$7.2M303,0030.15%16q+652.0%+$6.3M
Arax Advisory Partners$7.0M293,6950.05%3q+31.1%+$1.7M
TRUIST FINANCIAL CORP$6.8M285,4680.01%6q+25.3%+$1.4M
Equitable Holdings, Inc.$6.5M273,8770.04%14q+19.5%+$1.1M
Rockefeller Capital Management L.P.$6.4M270,3930.01%8q+5.4%+$328.4K
Cooper Financial Group$6.2M258,3590.51%2q-13.3%-$944.4K
RiverTree Advisors, LLC$6.0M253,2383.57%10q+19.8%+$998.2K
Kestra Advisory Services, LLC$5.8M244,9910.02%16q+15.0%+$763.2K
MML INVESTORS SERVICES, LLC$5.5M231,3150.01%15q+54.3%+$1.9M
HBW ADVISORY SERVICES LLC$5.4M226,9050.49%4q+3.4%+$176.1K
Farther Finance Advisors, LLC$5.3M221,0260.04%5q+44.6%+$1.6M
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$5.2M219,1370.01%12q+10.5%+$497.3K
Chicago Partners Investment Group LLC$5.1M214,2320.10%4q+12.4%+$561.0K
FORESIGHT CAPITAL MANAGEMENT ADVISORS, INC.$5.1M211,8752.46%newNEW
ELEVATION WEALTH PARTNERS, LLC$4.9M206,6491.48%8qHELD
INDEPENDENT FINANCIAL GROUP, LLC$4.6M194,9320.09%6q+234.3%+$3.3M
Ausdal Financial Partners, Inc.$4.5M189,1460.18%13q+6.6%+$280.2K
RFG Advisory, LLC$4.5M188,6920.07%11q+64.0%+$1.8M
Perennial Investment Advisors, LLC$4.2M177,8090.28%8q+7.5%+$296.9K
Mutual Advisors, LLC$4.1M173,5340.08%4q-7.0%-$311.0K
FIRST TRUST ADVISORS LP$4.1M173,0200.00%5q+5.8%+$224.6K
HARBOUR INVESTMENTS, INC.$4.0M169,1920.05%21q+6.9%+$259.6K
Concurrent Investment Advisors, LLC$4.0M165,9810.03%11q+14.4%+$499.5K
Steward Partners Investment Advisory, LLC$3.9M163,3600.02%12q+28.3%+$860.6K
Integrated Wealth Concepts LLC$3.6M149,6260.02%15qHELD
Prospera Financial Services Inc$3.4M143,1990.05%15q-12.8%-$502.6K
&PARTNERS$3.4M143,0900.01%5q-7.3%-$268.0K
Legacy Wealth Managment, LLC/ID$3.3M137,9651.36%8q+95.6%+$1.6M
US BANCORP \DE\$3.0M127,5030.00%10q+18.9%+$483.4K
Merkkuri Wealth Advisors LLC$3.0M126,6601.87%9q-15.3%-$545.9K
Capital Investment Advisory Services, LLC$3.0M124,6340.18%31q+1.6%+$47.9K
IHT Wealth Management, LLC$2.8M117,5860.06%14qHELD
ARWA LLC$2.8M117,0131.16%3q+55.2%+$991.8K
Geneos Wealth Management Inc.$2.8M116,0250.06%39q+15.2%+$365.4K
Private Advisor Group, LLC$2.7M111,5000.01%13q+63.0%+$1.0M
Goldstone Financial Group, LLC$2.6M110,1770.24%4q-1.7%-$45.2K
Avior Wealth Management, LLC$2.6M109,4290.07%9q+9.5%+$227.1K
Kingsview Wealth Management, LLC$2.6M108,0880.03%4q+31.3%+$614.7K
Mission Financial Group, LLC$2.5M104,5772.07%3q+13.1%+$289.1K
NewEdge Advisors, LLC$2.5M102,9510.01%12q+71.9%+$1.0M
OneDigital Investment Advisors LLC$2.3M96,3850.02%17qHELD
KINGSWOOD WEALTH ADVISORS, LLC$2.2M92,8230.09%9q+20.9%+$382.4K
Sequent Planning LLC$2.2M91,7570.47%10q-15.5%-$401.2K
Etesian Wealth Advisors, Inc.$2.2M90,7200.64%4q+1.8%+$37.5K
Brookstone Capital Management$2.0M85,4720.02%10q+5.9%+$113.8K
DAVIDSON TRUST CO$2.0M82,6710.77%6q-3.1%-$63.2K
AE Wealth Management LLC$1.7M73,1140.01%17q+43.7%+$530.2K
Beacon Pointe Advisors, LLC$1.7M72,3730.01%17q+13.0%+$199.2K
Cornerstone Wealth Management, LLC$1.7M69,9010.07%6q+16.1%+$231.2K
Fermata Advisors, LLC$1.7M69,5410.34%4q+3.3%+$52.8K
Triumph Capital Management$1.6M67,4750.29%3q+5.3%+$81.1K
NATIONS FINANCIAL GROUP INC, /IA/ /ADV$1.6M67,3160.08%17q+9.4%+$137.6K
Anchor Capital Management Group Inc$1.6M67,0001.10%7qHELD
LVZ, Inc.$1.6M66,9220.16%12q+4.3%+$66.1K
CoreCap Advisors, LLC$1.5M63,1950.04%10q-4.3%-$67.2K
PRINCIPAL SECURITIES, INC.$1.5M62,9670.02%11q-33.9%-$768.6K
STEPHENS INC /AR/$1.5M62,1140.02%3q+281.7%+$1.1M
Regal Investment Advisors LLC$1.5M61,0100.08%5q+3.0%+$42.6K
Sigma Planning Corp$1.4M60,3240.04%4q+14.1%+$178.2K
Balboa Wealth Partners$1.4M59,6070.19%5q+0.5%+$7.2K
American Institute for Advanced Investment Management, LLP$1.3M52,1150.74%14qHELD
Quad-Cities Investment Group, LLC$1.3M53,4340.46%13q+3.3%+$41.0K
Summit Financial, LLC$1.3M53,1780.01%4q+7.9%+$92.4K
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.3M52,8420.07%7q+14.5%+$158.2K
OPPENHEIMER & CO INC$1.2M50,9220.01%9q+23.0%+$226.9K
Moors & Cabot, Inc.$1.2M49,6610.05%5q+17.6%+$177.1K
Signature Equity Partners, LLC$1.2M48,6570.53%3q+1.9%+$21.4K
Accel Wealth Management$1.1M47,0010.25%11q-1.7%-$19.1K
Elevation Wealth Management LLC$1.1M45,5790.81%3qHELD
World Investment Advisors$1.1M45,3590.02%2q+28.1%+$237.3K
Kovack Advisors, Inc.$1.1M45,3250.05%2q+46.7%+$342.2K
Uniting Wealth Partners, LLC$1.0M43,8570.21%2q+219.6%+$718.7K
Gateway Wealth Partners, LLC$1.0M42,0300.06%7q-30.5%-$440.1K
Pinnacle Financial Partners, Inc.$990.5K41,5310.01%3q+13.4%+$116.7K
J.W. COLE ADVISORS, INC.$973.3K40,8110.02%9q+26.8%+$205.8K
Aventura Private Wealth, LLC$956.3K40,0980.29%3q+96.2%+$468.9K

Five percent filings

Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →

FiledFormFiler % of class
2026-07-1413G/AFirst Trust Portfolios L.P.with 2 co-filers16.7%

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q2 2026218$1.4B60,449,68722122490.1%
Q1 2026209$1.4B62,562,38930105520.0%
Q4 2025199$1.1B46,416,1962693390.0%
Q3 2025175$866.9M36,573,4603083370.0%
Q2 2025160$725.6M31,760,8863070430.0%
Q1 2025148$656.0M29,987,0212282250.0%
Q4 2024141$479.4M20,594,9482270280.0%
Q3 2024117$421.7M18,318,2652462160.0%
Q2 202498$301.4M13,414,4731651170.0%
Q1 202490$245.0M10,910,7681448120.0%
Q4 202386$201.3M9,439,3592239130.0%
Q3 202368$148.9M7,288,9181633100.0%
Q2 202360$117.3M5,490,8081127110.0%
Q1 202354$88.8M4,408,991142180.0%
Q4 202241$49.7M2,569,586814100.0%
Q3 202245$59.0M3,193,013101760.0%
Q2 202241$15.2M755,17581190.2%
Q1 202239$14.1M612,724101060.1%
Q4 202135$16.2M729,62941290.0%
Q3 202132$12.7M592,0846670.0%
Q2 202130$11.7M534,44768100.1%
Q1 202134$29.0M1,241,237410100.1%
Q4 202041$29.6M1,319,70237200.1%
Q3 202036$14.8M770,12149180.0%
Q2 202037$27.2M1,210,619315130.0%
Q1 202043$22.8M1,145,72588170.0%
Q4 201946$25.7M1,129,308517120.0%
Q3 201942$24.1M1,072,09961690.0%
Q2 201941$19.5M869,84581690.0%
Q1 201942$18.3M843,683410200.0%
Q4 201847$16.0M791,8121240.0%