FIRST TR EXCHANGE-TRADED ALP (FTC)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
217
Reporting holders
$833.9M
Reported value
0.3%
Held as options
+17
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $138.9M | 717,082 | 0.01% | 35q | +3.4%+$4.6M |
| LPL Financial LLC | $129.7M | 669,373 | 0.03% | 31q | -1.0%-$1.3M |
| WELLS FARGO & COMPANY/MN | $65.6M | 338,661 | 0.01% | 31q | -60.0%-$98.3M |
| UBS Group AG | $43.7M | 225,676 | 0.01% | 31q | +2.2%+$942.1K |
| RAYMOND JAMES FINANCIAL INC | $32.8M | 169,427 | 0.01% | 7q | -18.7%-$7.6M |
| Baird Financial Group, Inc. | $29.6M | 152,775 | 0.04% | 31q | +0.8%+$233.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $29.4M | 151,776 | 0.04% | 31q | -3.6%-$1.1M |
| BANK OF AMERICA CORP /DE/ | $26.2M | 135,002 | 0.00% | 31q | -3.3%-$881.1K |
| Cetera Investment Advisers | $18.5M | 95,400 | 0.02% | 31q | +0.9%+$169.2K |
| Kingsview Wealth Management, LLC | $18.3M | 94,357 | 0.22% | 25q | -1.8%-$341.4K |
| BENJAMIN EDWARDS INC | $15.4M | 79,225 | 0.14% | 26q | +26.9%+$3.3M |
| STIFEL FINANCIAL CORP | $14.1M | 72,538 | 0.01% | 31q | +24.7%+$2.8M |
| ROYAL BANK OF CANADA | $13.2M | 68,111 | 0.00% | 31q | -0.6%-$74.0K |
| &PARTNERS | $11.7M | 66,595 | 0.05% | 6q | +2062.9%+$11.2M |
| Arax Advisory Partners | $9.3M | 47,775 | 0.06% | 3q | +29759.4%+$9.2M |
| HARBOUR INVESTMENTS, INC. | $9.1M | 46,986 | 0.12% | 21q | -0.7%-$61.2K |
| D.A. DAVIDSON & CO. | $7.3M | 37,733 | 0.04% | 31q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $7.3M | 37,518 | 0.00% | 28q | +0.6%+$45.3K |
| ENVESTNET ASSET MANAGEMENT INC | $7.0M | 36,193 | 0.00% | 31q | +7.4%+$485.6K |
| Integrated Wealth Concepts LLC | $6.8M | 35,105 | 0.03% | 22q | +322.2%+$5.2M |
| FIRST TRUST ADVISORS LP | $6.0M | 31,137 | 0.00% | 31q | -2.5%-$153.5K |
| OSAIC HOLDINGS, INC. | $5.8M | 30,048 | 0.01% | 26q | +14.8%+$751.2K |
| AMERIPRISE FINANCIAL INC | $5.6M | 29,002 | 0.00% | 12q | -13.3%-$860.7K |
| LVZ, Inc. | $5.1M | 26,298 | 0.52% | 31q | -3.8%-$199.6K |
| JONES FINANCIAL COMPANIES LLLP | $5.0M | 26,998 | 0.00% | 9q | +11.2%+$509.1K |
| IHT Wealth Management, LLC | $4.9M | 25,393 | 0.10% | 31q | -6.3%-$328.8K |
| Boyce & Associates Wealth Consulting, Inc. | $4.2M | 21,706 | 2.92% | 18q | +2.7%+$112.2K |
| Proactive Wealth Strategies LLC | $4.0M | 20,681 | 0.64% | 8q | HELD |
| HFG Advisors, Inc. | $4.0M | 20,495 | 2.48% | 19q | +1.4%+$53.5K |
| Rockefeller Capital Management L.P. | $3.9M | 20,144 | 0.01% | 27q | +3.0%+$113.7K |
| Wealthcare Advisory Partners LLC | $3.7M | 19,163 | 0.07% | 14q | +16.2%+$517.4K |
| Private Advisor Group, LLC | $3.7M | 19,047 | 0.02% | 31q | -9.6%-$392.6K |
| Prospera Financial Services Inc | $3.6M | 18,744 | 0.05% | 3q | -0.9%-$32.6K |
| IFP Advisors, Inc | $3.6M | 18,506 | 0.06% | 39q | -9.2%-$362.2K |
| Equitable Holdings, Inc. | $3.5M | 17,966 | 0.02% | 25q | -5.9%-$219.0K |
| Vestmark Advisory Solutions, Inc. | $3.4M | 17,613 | 0.03% | 24q | -12.7%-$497.4K |
| Western Wealth Management, LLC | $3.4M | 17,471 | 0.11% | 26q | -2.7%-$92.8K |
| IFS Group,LLC | $3.2M | 16,550 | 4.40% | 3q | +14.9%+$415.6K |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $2.9M | 15,170 | 0.83% | 23q | -0.7%-$21.5K |
| Wedmont Private Capital | $2.8M | 15,400 | 0.08% | 6q | HELD |
| TRUIST FINANCIAL CORP | $2.6M | 13,285 | 0.00% | 27q | +2.9%+$73.0K |
| Snowden Capital Advisors LLC | $2.5M | 13,068 | 0.06% | 42q | -3.7%-$97.3K |
| Gateway Wealth Partners, LLC | $2.5M | 13,014 | 0.15% | 15q | -58.2%-$3.5M |
| Empirical Asset Management, LLC | $2.4M | 12,603 | 0.55% | 4q | +4.6%+$108.1K |
| Steward Partners Investment Advisory, LLC | $2.4M | 12,157 | 0.01% | 29q | +474.3%+$1.9M |
| CITADEL ADVISORS LLC | $2.3M | options only | 0.00% | 3q | OPTIONS |
| Stratos Wealth Partners, LTD. | $2.3M | 11,829 | 0.02% | 31q | -10.5%-$269.2K |
| MML INVESTORS SERVICES, LLC | $2.1M | 10,787 | 0.00% | 31q | +15.1%+$274.6K |
| Keystone Wealth Services, LLC | $2.1M | 10,680 | 0.38% | 2q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $2.0M | 10,412 | 0.00% | 2q | +21.8%+$361.6K |
| MONEY CONCEPTS CAPITAL CORP | $2.0M | 10,325 | 0.09% | 21q | +0.9%+$17.4K |
| Horizon Family Wealth, Inc. | $2.0M | 10,243 | 0.91% | 19q | HELD |
| Allworth Financial LP | $2.0M | 10,157 | 0.01% | 27q | +7.8%+$142.2K |
| Kestra Advisory Services, LLC | $2.0M | 10,138 | 0.01% | 24q | -11.6%-$258.1K |
| Krilogy Financial LLC | $1.8M | 9,487 | 0.05% | 4q | HELD |
| WIN ADVISORS, INC | $1.8M | 9,423 | 0.65% | 3q | -62.8%-$3.1M |
| OPPENHEIMER & CO INC | $1.7M | 8,892 | 0.02% | 31q | +0.7%+$12.6K |
| LANARK FINANCIAL, INC. | $1.7M | 8,776 | 0.12% | 12q | -1.7%-$29.6K |
| HighTower Advisors, LLC | $1.7M | 8,705 | 0.00% | 31q | -2.0%-$34.7K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.6M | 8,333 | 0.00% | 31q | -50.8%-$1.7M |
| DAYMARK WEALTH PARTNERS, LLC | $1.6M | 8,059 | 0.04% | 4q | +290.3%+$1.2M |
| Apollon Wealth Management, LLC | $1.5M | 7,883 | 0.02% | 19q | -4.4%-$71.1K |
| Geneos Wealth Management Inc. | $1.5M | 7,639 | 0.03% | 42q | -1.1%-$16.7K |
| CoreCap Advisors, LLC | $1.5M | 7,584 | 0.04% | 18q | -4.6%-$71.5K |
| Hilton Head Capital Partners, LLC | $1.4M | 7,296 | 0.71% | 3q | -26.7%-$514.3K |
| Three Seasons Wealth, LLC | $1.4M | 7,197 | 0.13% | 12q | HELD |
| NewEdge Advisors, LLC | $1.4M | 7,057 | 0.00% | 16q | +8.4%+$106.0K |
| Beck Bode, LLC | $1.4M | 7,035 | 0.21% | 15q | HELD |
| FIFTH THIRD BANCORP | $1.3M | 6,963 | 0.00% | 2q | +4.5%+$58.3K |
| Cresset Asset Management, LLC | $1.3M | 6,669 | 0.00% | 13q | HELD |
| AE Wealth Management LLC | $1.3M | 6,647 | 0.01% | 29q | +19.4%+$208.9K |
| Fifth Third Securities, Inc. | $1.2M | 6,404 | 0.07% | 9q | -5.7%-$75.0K |
| JPMORGAN CHASE & CO | $1.2M | 6,529 | 0.00% | 15q | -14.8%-$216.2K |
| Creative Planning | $1.2M | 6,005 | 0.00% | 6q | +11.2%+$117.2K |
| Sanctuary Advisors, LLC | $1.1M | 5,863 | 0.01% | 9q | +10.4%+$107.4K |
| Clearwater Capital Advisors, LLC | $1.1M | 5,754 | 0.08% | 31q | -2.0%-$23.3K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $1.1M | 5,608 | 0.01% | 24q | -6.1%-$70.7K |
| LaSalle St. Investment Advisors, LLC | $1.0M | 5,335 | 0.13% | 7q | -1.5%-$15.5K |
| Z3 Capital Partners, LLC | $1.0M | 5,330 | 0.22% | 3q | -2.2%-$23.3K |
| RFG Advisory, LLC | $1.0M | 5,276 | 0.02% | 30q | -37.8%-$621.8K |
| RPS ADVISORY SOLUTIONS LLC | $1.0M | 5,229 | 0.67% | 5q | +3.4%+$33.7K |
| Stonebridge Financial Planning Group, LLC | $1.0M | 5,209 | 0.32% | 27q | -4.6%-$48.6K |
| MPWM ADVISORY SOLUTIONS, LLC | $1.0M | 5,165 | 0.46% | 7q | +1.2%+$12.0K |
| Well Done, LLC | $944.6K | 4,875 | 0.13% | 11q | HELD |
| Sigma Planning Corp | $938.9K | 4,845 | 0.02% | 31q | HELD |
| Transamerica Financial Advisors, LLC | $922.3K | 4,759 | 0.08% | 31q | -7.4%-$73.3K |
| GREAT VALLEY ADVISOR GROUP, INC. | $916.8K | 4,729 | 0.01% | 25q | -6.5%-$64.0K |
| Global Assets Advisory, LLC | $904.7K | 4,767 | 0.20% | new | NEW |
| IFG Advisory, LLC | $892.3K | 4,605 | 0.03% | 7q | +412.2%+$718.1K |
| CITIGROUP INC | $891.4K | 4,600 | 0.00% | 31q | +49.0%+$293.2K |
| Mariner, LLC | $888.3K | 4,585 | 0.00% | 16q | HELD |
| Huntleigh Advisors, Inc. | $873.1K | 4,506 | 0.12% | 7q | +10.4%+$82.5K |
| Marks Group Wealth Management, Inc | $859.4K | 4,435 | 0.07% | 26q | HELD |
| INDEPENDENT FINANCIAL GROUP, LLC | $855.7K | 4,416 | 0.02% | 6q | -21.8%-$238.5K |
| 1776 Wealth LLC | $845.6K | 4,364 | 0.30% | 27q | HELD |
| Merit Financial Group, LLC | $836.7K | 4,318 | 0.00% | 3q | +102.6%+$423.8K |
| Mutual Advisors, LLC | $726.2K | 3,748 | 0.01% | 28q | -15.9%-$137.8K |
| RiverTree Advisors, LLC | $724.9K | 3,741 | 0.43% | 5q | HELD |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $716.6K | 3,698 | 0.00% | 3q | -2.1%-$15.5K |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $712.3K | 3,676 | 0.00% | 5q | -57.3%-$956.8K |
Showing the largest 100 of 227 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 217 | $833.9M | 4,299,274 | 24 | 44 | 76 | 0.3% |
| Q1 2026 | 200 | $740.5M | 4,792,309 | 19 | 44 | 67 | 0.3% |
| Q4 2025 | 195 | $746.4M | 4,653,924 | 12 | 40 | 69 | 0.3% |
| Q3 2025 | 189 | $708.5M | 4,399,635 | 10 | 44 | 67 | 0.3% |
| Q2 2025 | 187 | $681.7M | 4,502,952 | 18 | 42 | 64 | 0.3% |
| Q1 2025 | 178 | $566.7M | 4,313,429 | 14 | 32 | 71 | 0.0% |
| Q4 2024 | 187 | $643.5M | 4,653,988 | 14 | 22 | 80 | 0.0% |
| Q3 2024 | 179 | $642.9M | 4,889,429 | 15 | 36 | 71 | 0.0% |
| Q2 2024 | 176 | $636.4M | 5,190,468 | 11 | 36 | 78 | 0.0% |
| Q1 2024 | 172 | $878.6M | 7,129,693 | 11 | 42 | 73 | 0.0% |
| Q4 2023 | 173 | $709.5M | 6,476,783 | 20 | 36 | 77 | 0.0% |
| Q3 2023 | 161 | $607.9M | 6,284,412 | 16 | 39 | 59 | 0.0% |
| Q2 2023 | 154 | $596.0M | 5,837,018 | 12 | 48 | 49 | 1.1% |
| Q1 2023 | 145 | $534.4M | 5,765,841 | 9 | 52 | 45 | 0.2% |
| Q4 2022 | 137 | $510.5M | 5,559,833 | 9 | 36 | 43 | 0.5% |
| Q3 2022 | 159 | $524.5M | 6,131,395 | 14 | 38 | 61 | 0.2% |
| Q2 2022 | 154 | $539.8M | 6,133,066 | 12 | 46 | 62 | 0.2% |
| Q1 2022 | 168 | $656.9M | 6,226,860 | 8 | 48 | 63 | 0.0% |
| Q4 2021 | 178 | $841.0M | 6,997,359 | 15 | 36 | 69 | 0.0% |
| Q3 2021 | 154 | $785.8M | 7,072,062 | 19 | 45 | 53 | 0.0% |
| Q2 2021 | 149 | $730.8M | 6,645,377 | 10 | 44 | 59 | 0.2% |
| Q1 2021 | 150 | $652.9M | 6,672,939 | 14 | 33 | 68 | 0.2% |
| Q4 2020 | 145 | $708.5M | 7,331,353 | 12 | 32 | 64 | 0.0% |
| Q3 2020 | 133 | $626.2M | 7,439,337 | 10 | 27 | 65 | 0.3% |
| Q2 2020 | 126 | $576.4M | 7,524,492 | 16 | 37 | 47 | 0.0% |
| Q1 2020 | 124 | $469.3M | 7,825,951 | 11 | 37 | 54 | 0.0% |
| Q4 2019 | 129 | $700.2M | 9,600,766 | 16 | 45 | 37 | 0.0% |
| Q3 2019 | 113 | $659.6M | 9,429,386 | 15 | 43 | 30 | 0.0% |
| Q2 2019 | 104 | $633.0M | 8,990,866 | 12 | 41 | 30 | 0.0% |
| Q1 2019 | 103 | $598.0M | 8,929,720 | 5 | 46 | 30 | 0.0% |
| Q4 2018 | 109 | $508.8M | 8,864,940 | 3 | 0 | 7 | 0.0% |