FIRST TR EXCHANGE-TRADED ALP (FTA)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
218
Reporting holders
$899.7M
Reported value
0.0%
Held as options
+11
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $171.2M | 1,768,703 | 0.01% | 35q | -2.1%-$3.6M |
| LPL Financial LLC | $108.7M | 1,122,896 | 0.02% | 31q | +4.9%+$5.0M |
| UBS Group AG | $75.4M | 779,039 | 0.01% | 31q | -19.6%-$18.3M |
| ROYAL BANK OF CANADA | $44.1M | 455,882 | 0.01% | 31q | +52.5%+$15.2M |
| ENVESTNET ASSET MANAGEMENT INC | $37.5M | 387,452 | 0.01% | 31q | -3.5%-$1.4M |
| BANK OF AMERICA CORP /DE/ | $37.1M | 383,334 | 0.00% | 31q | -2.0%-$771.8K |
| Cetera Investment Advisers | $33.3M | 343,878 | 0.03% | 31q | HELD |
| RAYMOND JAMES FINANCIAL INC | $30.2M | 311,921 | 0.01% | 7q | +5.7%+$1.6M |
| Integrated Wealth Concepts LLC | $19.8M | 205,021 | 0.10% | 21q | +3.3%+$633.3K |
| WELLS FARGO & COMPANY/MN | $19.1M | 197,703 | 0.00% | 31q | -49.9%-$19.1M |
| Kingsview Wealth Management, LLC | $17.8M | 183,956 | 0.22% | 25q | +4.1%+$697.0K |
| NewEdge Advisors, LLC | $15.6M | 160,678 | 0.05% | 17q | +18.0%+$2.4M |
| ASSETMARK, INC | $14.3M | 147,384 | 0.02% | 31q | +6.2%+$838.6K |
| Private Advisor Group, LLC | $12.9M | 132,874 | 0.06% | 31q | -7.8%-$1.1M |
| OSAIC HOLDINGS, INC. | $12.1M | 125,213 | 0.01% | 26q | +7.2%+$813.6K |
| BENJAMIN EDWARDS INC | $11.0M | 113,868 | 0.10% | 26q | +8.7%+$880.2K |
| GOLDMAN SACHS GROUP INC | $10.0M | 102,990 | 0.00% | 9q | +0.6%+$59.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $8.9M | 91,587 | 0.01% | 31q | -29.1%-$3.6M |
| Kaydan Wealth Management, Inc. | $8.4M | 86,611 | 2.55% | 10q | -2.5%-$214.2K |
| TRUIST FINANCIAL CORP | $8.1M | 83,727 | 0.01% | 27q | +18.9%+$1.3M |
| IHT Wealth Management, LLC | $7.8M | 80,891 | 0.17% | 31q | +0.6%+$46.6K |
| HARBOUR INVESTMENTS, INC. | $7.8M | 80,159 | 0.10% | 21q | +5.5%+$401.2K |
| Holistic Financial Partners | $7.6M | 78,335 | 4.63% | 14q | -44.3%-$6.0M |
| STIFEL FINANCIAL CORP | $7.5M | 77,765 | 0.01% | 31q | +12.5%+$837.3K |
| Baird Financial Group, Inc. | $7.2M | 74,776 | 0.01% | 31q | -1.4%-$104.6K |
| Vestmark Advisory Solutions, Inc. | $6.8M | 70,116 | 0.06% | 17q | HELD |
| Snowden Capital Advisors LLC | $5.7M | 58,969 | 0.13% | 42q | +2.7%+$151.1K |
| COTTONWOOD CAPITAL ADVISORS, LLC | $5.6M | 57,559 | 3.36% | 19q | HELD |
| GREENUP STREET WEALTH MANAGEMENT LLC | $4.3M | 44,827 | 0.53% | new | NEW |
| Midwest Heritage Bank, FSB | $4.2M | 43,674 | 1.20% | 19q | -5.6%-$250.7K |
| Prospera Financial Services Inc | $4.1M | 42,540 | 0.06% | 22q | -3.1%-$130.0K |
| Creative Planning | $4.1M | 41,949 | 0.00% | 6q | +0.6%+$23.1K |
| Trueblood Wealth Management, LLC | $4.0M | 41,476 | 1.40% | 11q | +1.3%+$50.1K |
| IFP Advisors, Inc | $3.9M | 40,377 | 0.07% | 39q | -3.3%-$132.3K |
| Gateway Wealth Partners, LLC | $3.7M | 37,826 | 0.22% | 15q | -45.5%-$3.1M |
| Bank of New York Mellon Corp | $3.6M | 37,579 | 0.00% | 24q | -11.2%-$459.1K |
| Atria Investments, Inc | $3.5M | 36,380 | 0.04% | 14q | -3.2%-$116.3K |
| D.A. DAVIDSON & CO. | $3.5M | 35,989 | 0.02% | 31q | -3.8%-$137.4K |
| JONES FINANCIAL COMPANIES LLLP | $2.9M | 29,337 | 0.00% | 9q | +29.3%+$651.1K |
| IAMS WEALTH MANAGEMENT, LLC | $2.8M | 28,642 | 0.83% | 15q | +4.5%+$118.2K |
| AE Wealth Management LLC | $2.7M | 28,235 | 0.01% | 29q | -7.1%-$210.0K |
| Regal Investment Advisors LLC | $2.7M | 27,881 | 0.14% | 21q | HELD |
| Orion Porfolio Solutions, LLC | $2.3M | 23,955 | 0.02% | 14q | -6.4%-$157.3K |
| Triton Wealth Management, PLLC | $2.2M | 23,058 | 0.69% | 16q | HELD |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $2.0M | 20,892 | 0.57% | 23q | -2.3%-$48.5K |
| Kestra Advisory Services, LLC | $2.0M | 20,485 | 0.01% | 24q | HELD |
| OneAscent Financial Services LLC | $2.0M | 20,349 | 0.09% | 7q | -1.1%-$22.7K |
| JPMORGAN CHASE & CO | $2.0M | 20,097 | 0.00% | 31q | +5.3%+$99.2K |
| Sanctuary Advisors, LLC | $1.9M | 19,292 | 0.01% | 9q | HELD |
| Equitable Holdings, Inc. | $1.8M | 18,221 | 0.01% | 15q | -1.5%-$27.6K |
| Midwest Financial Network, LLC | $1.7M | 17,658 | 1.17% | new | FIRST |
| LaSalle St. Investment Advisors, LLC | $1.6M | 16,814 | 0.20% | 7q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.6M | 16,788 | 0.00% | 5q | -29.9%-$694.1K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $1.6M | 16,645 | 0.00% | 3q | HELD |
| HBW ADVISORY SERVICES LLC | $1.5M | 15,531 | 0.14% | 7q | +2.3%+$34.2K |
| DAYMARK WEALTH PARTNERS, LLC | $1.5M | 15,377 | 0.04% | 5q | +326.0%+$1.1M |
| MML INVESTORS SERVICES, LLC | $1.5M | 15,309 | 0.00% | 31q | +11.7%+$155.2K |
| RFG Advisory, LLC | $1.4M | 14,854 | 0.02% | 30q | -31.1%-$650.3K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $1.4M | 14,785 | 0.02% | 24q | -2.8%-$40.8K |
| Parallel Advisors, LLC | $1.4M | 14,530 | 0.02% | 12q | -2.3%-$33.8K |
| Mariner, LLC | $1.4M | 14,467 | 0.00% | 16q | HELD |
| Waverly Advisors, LLC | $1.4M | 14,297 | 0.01% | 7q | +1.6%+$21.3K |
| Arkadios Wealth Advisors | $1.4M | 14,229 | 0.02% | 18q | -2.3%-$32.2K |
| Western Wealth Management, LLC | $1.3M | 13,421 | 0.04% | 26q | -4.2%-$57.0K |
| TCFG Investment Advisors, LLC | $1.3M | 13,330 | 0.43% | 2q | HELD |
| Coppell Advisory Solutions LLC | $1.3M | 11,720 | 0.10% | new | NEW |
| Chicago Partners Investment Group LLC | $1.3M | 12,773 | 0.03% | 29q | HELD |
| CITADEL ADVISORS LLC | $1.2M | 12,699 | 0.00% | 20q | -64.1%-$2.2M |
| NewEdge Wealth, LLC | $1.2M | 12,658 | 0.01% | 14q | -24.7%-$401.5K |
| JANE STREET GROUP, LLC | $1.2M | 12,134 | 0.00% | 2q | -25.0%-$392.1K |
| Sun Financial Inc | $1.2M | 11,314 | 0.55% | 3q | -8.4%-$106.7K |
| Stratos Wealth Partners, LTD. | $1.2M | 11,955 | 0.01% | 31q | -7.3%-$90.7K |
| GREAT VALLEY ADVISOR GROUP, INC. | $1.1M | 11,741 | 0.02% | 25q | -3.2%-$37.8K |
| WINEBRENNER CAPITAL MANAGEMENT LLC | $1.1M | 11,673 | 0.69% | 7q | -1.5%-$16.9K |
| Proactive Wealth Strategies LLC | $1.1M | 11,299 | 0.18% | 7q | HELD |
| RMR Capital Management, LLC | $1.1M | 11,090 | 0.74% | 11q | -0.6%-$6.8K |
| PNC Financial Services Group, Inc. | $991.1K | 10,239 | 0.00% | 31q | +1.9%+$18.0K |
| FIRST TRUST ADVISORS LP | $967.4K | 9,994 | 0.00% | 31q | -22.8%-$285.5K |
| MPWM ADVISORY SOLUTIONS, LLC | $938.2K | 9,692 | 0.43% | 7q | +1.2%+$11.4K |
| MERCER GLOBAL ADVISORS INC /ADV | $899.3K | 9,290 | 0.00% | 3q | +28.5%+$199.4K |
| Concurrent Investment Advisors, LLC | $888.7K | 9,181 | 0.01% | 11q | -2.1%-$18.8K |
| Allworth Financial LP | $854.5K | 8,827 | 0.00% | 19q | +2.1%+$17.4K |
| Keystone Wealth Services, LLC | $849.8K | 8,779 | 0.16% | 2q | -6.4%-$58.2K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $849.2K | 8,772 | 0.00% | 31q | +17.0%+$123.2K |
| Mutual Advisors, LLC | $813.1K | 8,400 | 0.02% | 28q | +10.7%+$78.3K |
| FIFTH THIRD BANCORP | $774.1K | 7,997 | 0.00% | 2q | +14.4%+$97.5K |
| INDEPENDENT FINANCIAL GROUP, LLC | $750.1K | 7,749 | 0.01% | 6q | -16.4%-$146.9K |
| Blackhawk Capital Partners, LLC | $747.9K | 7,726 | 0.24% | 14q | -15.6%-$137.8K |
| Eukles Asset Management | $742.9K | 7,675 | 0.31% | 31q | -1.0%-$7.6K |
| Morey & Quinn Wealth Partners, LLC | $740.5K | 7,650 | 0.48% | 7q | HELD |
| MEITAV INVESTMENT HOUSE LTD | $730.8K | 7,550 | 0.00% | 15q | HELD |
| Three Seasons Wealth, LLC | $703.8K | 7,271 | 0.06% | 12q | -1.1%-$7.9K |
| Envestnet Portfolio Solutions, Inc. | $698.9K | 7,220 | 0.00% | 12q | -2.2%-$15.9K |
| Asset Allocation Strategies LLC | $697.7K | 7,208 | 0.11% | 4q | +59.7%+$260.9K |
| HighTower Advisors, LLC | $686.0K | 7,087 | 0.00% | 31q | -2.5%-$17.4K |
| OPPENHEIMER & CO INC | $675.7K | 6,980 | 0.01% | 31q | -1.0%-$6.9K |
| Pinnacle Family Advisors, LLC | $660.5K | 6,824 | 0.28% | 23q | HELD |
| Vise Technologies, Inc. | $629.5K | 6,503 | 0.01% | new | NEW |
| Gladstone Institutional Advisory LLC | $628.5K | 6,493 | 0.02% | 31q | HELD |
| FMR LLC | $627.1K | 6,478 | 0.00% | 30q | HELD |
Showing the largest 100 of 229 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 218 | $899.7M | 9,295,216 | 25 | 51 | 73 | 0.0% |
| Q1 2026 | 207 | $880.7M | 9,637,239 | 22 | 58 | 62 | 0.2% |
| Q4 2025 | 194 | $783.2M | 9,088,808 | 10 | 44 | 71 | 0.0% |
| Q3 2025 | 190 | $771.6M | 9,262,150 | 13 | 48 | 65 | 0.0% |
| Q2 2025 | 190 | $756.2M | 9,615,006 | 16 | 39 | 78 | 0.0% |
| Q1 2025 | 183 | $748.7M | 9,762,742 | 10 | 31 | 86 | 0.0% |
| Q4 2024 | 201 | $803.0M | 10,499,365 | 11 | 45 | 77 | 0.0% |
| Q3 2024 | 192 | $817.3M | 10,328,565 | 10 | 45 | 81 | 0.0% |
| Q2 2024 | 186 | $780.0M | 10,591,352 | 13 | 45 | 80 | 0.0% |
| Q1 2024 | 187 | $1.1B | 15,040,779 | 16 | 55 | 74 | 0.0% |
| Q4 2023 | 177 | $941.2M | 13,287,050 | 13 | 39 | 81 | 0.0% |
| Q3 2023 | 162 | $767.5M | 11,856,712 | 7 | 45 | 67 | 0.0% |
| Q2 2023 | 166 | $838.4M | 12,464,773 | 10 | 58 | 60 | 1.0% |
| Q1 2023 | 161 | $846.5M | 12,764,327 | 15 | 58 | 51 | 0.0% |
| Q4 2022 | 150 | $792.8M | 12,066,504 | 20 | 55 | 37 | 0.0% |
| Q3 2022 | 154 | $689.2M | 11,945,156 | 10 | 54 | 55 | 0.0% |
| Q2 2022 | 161 | $760.1M | 12,253,502 | 17 | 49 | 61 | 0.0% |
| Q1 2022 | 158 | $850.1M | 12,124,244 | 17 | 60 | 48 | 0.0% |
| Q4 2021 | 154 | $788.9M | 11,288,725 | 15 | 57 | 32 | 0.0% |
| Q3 2021 | 128 | $665.0M | 10,319,653 | 9 | 50 | 33 | 0.0% |
| Q2 2021 | 134 | $695.4M | 10,591,469 | 10 | 55 | 37 | 0.0% |
| Q1 2021 | 142 | $647.0M | 10,584,730 | 28 | 46 | 44 | 0.0% |
| Q4 2020 | 123 | $479.4M | 8,722,212 | 10 | 47 | 33 | 0.0% |
| Q3 2020 | 115 | $383.6M | 8,205,746 | 8 | 46 | 34 | 0.3% |
| Q2 2020 | 113 | $366.5M | 8,071,254 | 14 | 16 | 61 | 0.0% |
| Q1 2020 | 112 | $376.0M | 10,220,193 | 6 | 31 | 56 | 0.0% |
| Q4 2019 | 140 | $859.7M | 15,224,760 | 18 | 32 | 55 | 0.0% |
| Q3 2019 | 115 | $749.1M | 14,534,336 | 6 | 36 | 48 | 0.0% |
| Q2 2019 | 122 | $783.7M | 15,070,044 | 19 | 44 | 36 | 0.0% |
| Q1 2019 | 112 | $777.5M | 15,037,858 | 8 | 53 | 29 | 0.0% |
| Q4 2018 | 116 | $686.5M | 14,739,490 | 2 | 2 | 5 | 0.0% |