FIRST TR EXCH TRADED FD III (FSMB)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
134
Reporting holders
$533.7M
Reported value
0.0%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $104.9M | 5,246,393 | 0.01% | 20q | +1.9%+$2.0M |
| LPL Financial LLC | $49.9M | 2,496,609 | 0.01% | 26q | +10.1%+$4.6M |
| Corient Private Wealth LP | $34.3M | 1,714,041 | 0.02% | 4q | +62.8%+$13.2M |
| RMR Wealth Builders | $23.0M | 1,151,454 | 1.43% | 19q | +6.9%+$1.5M |
| HighTower Advisors, LLC | $17.9M | 896,202 | 0.02% | 21q | -5.6%-$1.1M |
| COMMONWEALTH EQUITY SERVICES, LLC | $14.6M | 730,841 | 0.02% | 26q | +167.5%+$9.1M |
| UBS Group AG | $14.3M | 713,289 | 0.00% | 17q | +5.2%+$702.9K |
| Waverly Advisors, LLC | $14.0M | 701,965 | 0.08% | new | NEW |
| PFS Partners, LLC | $13.5M | 674,660 | 5.46% | 14q | -1.6%-$212.6K |
| RAYMOND JAMES FINANCIAL INC | $13.2M | 657,968 | 0.00% | 7q | +42.9%+$3.9M |
| VAQUERO PRIVATE WEALTH, LTD | $12.0M | 601,749 | 2.48% | new | FIRST |
| Cetera Investment Advisers | $11.9M | 593,655 | 0.01% | 21q | +7.5%+$832.8K |
| Rockefeller Capital Management L.P. | $10.5M | 523,415 | 0.02% | 17q | +2.7%+$272.4K |
| XML Financial, LLC | $10.4M | 519,295 | 0.76% | new | NEW |
| NewEdge Advisors, LLC | $10.2M | 511,049 | 0.03% | 19q | +34.7%+$2.6M |
| OSAIC HOLDINGS, INC. | $8.9M | 447,272 | 0.01% | 26q | +118.7%+$4.9M |
| EnRich Financial Partners LLC | $8.8M | 440,062 | 2.09% | 11q | +5.9%+$488.6K |
| WELLS FARGO & COMPANY/MN | $8.4M | 418,603 | 0.00% | 16q | -49.5%-$8.2M |
| ENVESTNET ASSET MANAGEMENT INC | $7.8M | 389,403 | 0.00% | 20q | +3.1%+$231.3K |
| Francis Financial, Inc. | $7.2M | 357,852 | 1.17% | 11q | HELD |
| ROYAL BANK OF CANADA | $7.1M | 354,639 | 0.00% | 27q | +9.8%+$632.1K |
| Per Stirling Capital Management, LLC. | $6.3M | 314,616 | 0.60% | 15q | +5.5%+$328.9K |
| JPMORGAN CHASE & CO | $5.9M | 297,628 | 0.00% | 15q | +41.6%+$1.7M |
| Allworth Financial LP | $5.7M | 283,413 | 0.02% | 16q | +28.9%+$1.3M |
| Nilsine Partners, LLC | $5.6M | 281,292 | 0.39% | 14q | HELD |
| CONDOR CAPITAL MANAGEMENT | $5.0M | 248,150 | 0.37% | 22q | HELD |
| True Blue Financial, LLC | $4.8M | 238,019 | 2.01% | 3q | +12.7%+$536.9K |
| Principle Wealth Partners LLC | $4.6M | 231,493 | 0.23% | 26q | +635.1%+$4.0M |
| STIFEL FINANCIAL CORP | $4.4M | 221,365 | 0.00% | 16q | +15.0%+$575.6K |
| JANE STREET GROUP, LLC | $4.0M | 200,133 | 0.00% | 3q | +1067.4%+$3.7M |
| Gateway Wealth Partners, LLC | $3.5M | 176,814 | 0.21% | 4q | -24.5%-$1.1M |
| MML INVESTORS SERVICES, LLC | $3.2M | 158,133 | 0.01% | 13q | +15.1%+$413.9K |
| IFP Advisors, Inc | $2.7M | 136,134 | 0.05% | 21q | -0.8%-$22.2K |
| RFG Advisory, LLC | $2.7M | 133,263 | 0.04% | 17q | +11.1%+$267.0K |
| Elequin Capital, LP | $2.7M | 133,130 | 0.08% | new | NEW |
| CARY STREET PARTNERS FINANCIAL LLC | $2.5M | 122,620 | 0.05% | new | NEW |
| Kestra Advisory Services, LLC | $2.4M | 121,636 | 0.01% | 24q | +9.4%+$209.0K |
| Copper Harbor Investment Advisors, LLC | $2.4M | 119,960 | 0.51% | new | FIRST |
| Dynamic Advisor Solutions LLC | $2.2M | 112,127 | 0.06% | 7q | +8.1%+$167.0K |
| Sanctuary Advisors, LLC | $2.2M | 108,917 | 0.01% | 9q | HELD |
| Envestnet Portfolio Solutions, Inc. | $2.1M | 103,456 | 0.01% | 12q | +5.5%+$108.5K |
| Orion Porfolio Solutions, LLC | $2.0M | 101,268 | 0.02% | 16q | -7.4%-$160.7K |
| MGO ONE SEVEN LLC | $2.0M | 99,856 | 0.03% | 3q | +5.4%+$102.9K |
| Tower Research Capital LLC (TRC) | $1.8M | 92,068 | 0.05% | 5q | +4096.4%+$1.8M |
| Insight Inv LLC | $1.8M | 91,485 | 0.86% | 16q | +5.4%+$93.5K |
| Equitable Holdings, Inc. | $1.8M | 88,077 | 0.01% | 12q | +9.3%+$149.9K |
| Hobart Private Capital, LLC | $1.7M | 86,093 | 0.30% | 11q | +28.7%+$384.2K |
| STEPHENS INC /AR/ | $1.6M | 81,821 | 0.02% | 13q | -19.9%-$405.9K |
| GENESIS PRIVATE WEALTH, LLC | $1.6M | 79,646 | 0.45% | 7q | +9.6%+$139.5K |
| FIFTH THIRD BANCORP | $1.6M | 77,860 | 0.00% | 2q | -10.4%-$181.1K |
| Vestmark Advisory Solutions, Inc. | $1.5M | 76,789 | 0.01% | 4q | -12.6%-$220.7K |
| ELEVATION POINT WEALTH PARTNERS, LLC | $1.5M | 76,789 | 0.03% | 4q | -12.6%-$220.7K |
| ARBOR CAPITAL MANAGEMENT INC /ADV | $1.4M | 69,922 | 1.37% | 19q | HELD |
| Occidental Asset Management, LLC | $1.3M | 66,358 | 0.13% | 14q | +50.4%+$444.7K |
| Steward Partners Investment Advisory, LLC | $1.3M | 63,793 | 0.01% | 17q | +3.0%+$37.4K |
| Mutual Advisors, LLC | $1.3M | 63,393 | 0.02% | 18q | -8.6%-$118.8K |
| AVAII WEALTH MANAGEMENT, LLC | $1.1M | 54,126 | 0.32% | 9q | -1.9%-$20.7K |
| Private Advisor Group, LLC | $1.1M | 53,824 | 0.00% | 17q | +19.1%+$172.3K |
| Stratos Wealth Partners, LTD. | $1.1M | 53,421 | 0.01% | 5q | +6.2%+$62.7K |
| Prospera Financial Services Inc | $988.6K | 49,457 | 0.01% | 8q | +2.9%+$27.9K |
| TRUIST FINANCIAL CORP | $966.2K | 48,334 | 0.00% | 10q | +4.6%+$42.3K |
| Pine Valley Investments Ltd Liability Co | $954.6K | 47,755 | 0.04% | 9q | -13.2%-$145.7K |
| CASTLE WEALTH MANAGEMENT LLC | $923.7K | 46,210 | 0.27% | 7q | -11.0%-$114.6K |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $903.8K | 45,214 | 0.25% | 21q | -9.6%-$95.4K |
| JAMES INVESTMENT RESEARCH, INC. | $857.2K | 42,880 | 0.09% | 6q | HELD |
| Concurrent Investment Advisors, LLC | $802.1K | 40,125 | 0.01% | 11q | +1.5%+$11.9K |
| Sowell Financial Services LLC | $776.3K | 38,832 | 0.03% | 7q | -39.1%-$497.8K |
| STONEHAVEN WEALTH & TAX SOLUTIONS, LLC | $749.6K | 37,500 | 0.60% | 3q | +6.3%+$44.7K |
| Keating Financial Advisory Services, Inc. | $735.6K | 36,797 | 0.10% | 3q | +15.2%+$97.0K |
| D.A. DAVIDSON & CO. | $712.2K | 35,627 | 0.00% | 17q | -9.2%-$72.0K |
| TRUST CO OF OKLAHOMA | $666.5K | 33,343 | 0.17% | 15q | HELD |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $664.3K | 33,229 | 0.01% | 15q | -1.5%-$10.4K |
| Norris Financial Group, LLC | $646.7K | 32,353 | 0.26% | 9q | HELD |
| DAYMARK WEALTH PARTNERS, LLC | $634.0K | 31,717 | 0.02% | 2q | +0.7%+$4.4K |
| Eldridge Investment Advisors, Inc. | $629.5K | 31,491 | 0.12% | 16q | HELD |
| CAPITAL FINANCIAL GROUP INC\CO\ /ADV | $623.0K | 31,165 | 0.33% | 3q | +0.9%+$5.3K |
| Sigma Planning Corp | $602.5K | 30,142 | 0.02% | 3q | -0.9%-$5.7K |
| INSPIRION WEALTH ADVISORS, LLC | $597.1K | 29,870 | 0.07% | 17q | -2.3%-$14.0K |
| IHT Wealth Management, LLC | $581.8K | 29,104 | 0.01% | new | NEW |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $576.4K | 28,821 | 0.00% | 12q | -5.5%-$33.4K |
| Foster Victor Wealth Advisors, LLC | $555.4K | 27,768 | 0.03% | 10q | +1.2%+$6.6K |
| Integrated Wealth Concepts LLC | $505.0K | 25,259 | 0.00% | new | NEW |
| HARBOUR INVESTMENTS, INC. | $490.0K | 24,513 | 0.01% | 21q | +22.2%+$89.0K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $488.7K | 24,445 | 0.00% | 2q | +129.3%+$275.5K |
| GeoWealth Management, LLC | $482.3K | 24,129 | 0.02% | new | NEW |
| Summit Wealth Partners, LLC | $470.6K | 23,542 | 0.07% | 12q | +0.6%+$3.0K |
| World Investment Advisors | $447.2K | 22,407 | 0.01% | 7q | HELD |
| OneDigital Investment Advisors LLC | $440.6K | 22,039 | 0.00% | 2q | +34.6%+$113.3K |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | $422.2K | 21,119 | 0.18% | 15q | HELD |
| &PARTNERS | $404.5K | 20,234 | 0.00% | 3q | +41.5%+$118.6K |
| Capital Investment Advisory Services, LLC | $388.8K | 19,450 | 0.02% | 26q | -6.2%-$25.8K |
| Farther Finance Advisors, LLC | $365.9K | 18,302 | 0.00% | 7q | +26.0%+$75.5K |
| Uniting Wealth Partners, LLC | $352.3K | 17,626 | 0.07% | 2q | HELD |
| BENJAMIN EDWARDS INC | $345.0K | 17,258 | 0.00% | new | NEW |
| NOVEM GROUP | $337.8K | 16,900 | 0.03% | 7q | HELD |
| AE Wealth Management LLC | $337.5K | 16,883 | 0.00% | 7q | +9.8%+$30.1K |
| Keystone Wealth Services, LLC | $329.8K | 16,500 | 0.06% | 19q | HELD |
| WealthCare Investment Partners, LLC | $324.9K | 16,252 | 0.08% | 3q | -1.8%-$5.8K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $300.1K | 15,013 | 0.02% | 3q | HELD |
| Arkadios Wealth Advisors | $288.4K | 14,427 | 0.00% | new | NEW |
Showing the largest 100 of 140 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 134 | $533.7M | 26,699,053 | 15 | 58 | 26 | 0.0% |
| Q1 2026 | 133 | $456.1M | 23,060,126 | 15 | 55 | 34 | 0.0% |
| Q4 2025 | 134 | $437.3M | 21,815,227 | 19 | 47 | 34 | 0.0% |
| Q3 2025 | 123 | $371.4M | 18,498,308 | 10 | 49 | 31 | 0.0% |
| Q2 2025 | 124 | $389.8M | 19,582,804 | 11 | 43 | 32 | 0.0% |
| Q1 2025 | 123 | $353.3M | 17,783,354 | 8 | 42 | 41 | 0.0% |
| Q4 2024 | 123 | $330.3M | 16,645,842 | 17 | 44 | 30 | 0.0% |
| Q3 2024 | 109 | $311.0M | 15,543,894 | 7 | 36 | 35 | 0.0% |
| Q2 2024 | 109 | $333.4M | 16,863,384 | 10 | 36 | 37 | 0.0% |
| Q1 2024 | 106 | $483.2M | 24,362,679 | 11 | 40 | 31 | 0.0% |
| Q4 2023 | 111 | $402.5M | 20,173,168 | 11 | 36 | 36 | 0.0% |
| Q3 2023 | 102 | $286.4M | 14,772,327 | 11 | 23 | 45 | 0.0% |
| Q2 2023 | 97 | $306.7M | 15,511,048 | 13 | 34 | 22 | 0.2% |
| Q1 2023 | 90 | $288.3M | 14,501,534 | 7 | 37 | 29 | 0.0% |
| Q4 2022 | 93 | $268.5M | 13,710,045 | 14 | 30 | 28 | 0.0% |
| Q3 2022 | 98 | $248.6M | 12,746,474 | 21 | 31 | 24 | 0.0% |
| Q2 2022 | 85 | $190.7M | 9,607,485 | 23 | 25 | 24 | 0.0% |
| Q1 2022 | 67 | $163.6M | 8,168,254 | 11 | 28 | 17 | 0.0% |
| Q4 2021 | 71 | $114.8M | 5,517,612 | 12 | 26 | 17 | 0.0% |
| Q3 2021 | 56 | $83.3M | 3,990,517 | 10 | 27 | 10 | 0.0% |
| Q2 2021 | 51 | $73.3M | 3,504,367 | 11 | 22 | 12 | 0.0% |
| Q1 2021 | 42 | $45.3M | 2,178,585 | 3 | 21 | 5 | 0.0% |
| Q4 2020 | 41 | $36.9M | 1,771,041 | 8 | 12 | 12 | 0.0% |
| Q3 2020 | 36 | $32.5M | 1,575,827 | 7 | 8 | 10 | 0.0% |
| Q2 2020 | 30 | $27.1M | 1,320,697 | 11 | 8 | 3 | 0.0% |
| Q1 2020 | 22 | $20.1M | 1,000,046 | 11 | 5 | 2 | 0.0% |
| Q4 2019 | 17 | $9.9M | 485,370 | 5 | 6 | 2 | 0.0% |
| Q3 2019 | 13 | $8.6M | 419,199 | 4 | 4 | 3 | 0.0% |
| Q2 2019 | 12 | $16.4M | 805,289 | 1 | 1 | 5 | 0.0% |
| Q1 2019 | 12 | $19.0M | 936,926 | 5 | 1 | 4 | 0.0% |
| Q4 2018 | 7 | $19.9M | 987,428 | 1 | 0 | 0 | 0.0% |