FIRST TR EXCHANGE TRADED FD (FPXI)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
89
Reporting holders
$288.7M
Reported value
0.0%
Held as options
+17
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | $70.5M | 842,208 | 0.04% | new | NEW |
| LPL Financial LLC | $43.4M | 518,171 | 0.01% | 31q | +11.9%+$4.6M |
| Concurrent Investment Advisors, LLC | $34.3M | 409,072 | 0.29% | new | NEW |
| MORGAN STANLEY | $23.0M | 274,227 | 0.00% | 35q | +4.9%+$1.1M |
| WELLS FARGO & COMPANY/MN | $13.6M | 162,054 | 0.00% | 23q | -47.2%-$12.1M |
| &PARTNERS | $9.0M | 108,128 | 0.04% | new | NEW |
| NewEdge Advisors, LLC | $7.0M | 83,990 | 0.02% | 23q | +78.9%+$3.1M |
| JANE STREET GROUP, LLC | $6.9M | 82,910 | 0.00% | new | NEW |
| COMMONWEALTH EQUITY SERVICES, LLC | $6.4M | 76,173 | 0.01% | 25q | +150.4%+$3.8M |
| Kestra Advisory Services, LLC | $4.9M | 58,299 | 0.02% | 24q | +15.5%+$655.6K |
| Advisory Services Network, LLC | $4.4M | 52,796 | 0.05% | 2q | +4416.3%+$4.3M |
| UBS Group AG | $4.3M | 50,915 | 0.00% | 24q | +30.8%+$1.0M |
| Vise Technologies, Inc. | $3.4M | 40,685 | 0.04% | new | NEW |
| SFI Advisors, LLC | $3.2M | 38,282 | 2.77% | 19q | -0.7%-$24.0K |
| RAYMOND JAMES FINANCIAL INC | $3.1M | 36,914 | 0.00% | 7q | +45.0%+$959.4K |
| WealthCare Investment Partners, LLC | $3.0M | 35,606 | 0.72% | 19q | +1.1%+$33.7K |
| TWIN PEAKS WEALTH ADVISORS, LLC | $2.9M | 34,965 | 0.66% | 11q | -0.9%-$25.1K |
| BANK OF AMERICA CORP /DE/ | $2.8M | 33,521 | 0.00% | 23q | -19.3%-$669.8K |
| NORTHBRIDGE FINANCIAL GROUP, LLC | $2.8M | 33,462 | 1.07% | 3q | +44.3%+$860.0K |
| ROYAL BANK OF CANADA | $2.7M | 32,159 | 0.00% | 31q | +32.4%+$659.6K |
| Synergy Asset Management, LLC | $2.5M | 29,426 | 0.23% | new | NEW |
| Arkadios Wealth Advisors | $2.4M | 28,244 | 0.04% | 19q | -4.0%-$97.6K |
| OSAIC HOLDINGS, INC. | $2.3M | 27,421 | 0.00% | 26q | +25.5%+$466.4K |
| HighTower Advisors, LLC | $2.2M | 26,102 | 0.00% | 13q | HELD |
| Cetera Investment Advisers | $2.0M | 23,970 | 0.00% | 10q | +3.3%+$64.7K |
| Kingsview Wealth Management, LLC | $2.0M | 23,847 | 0.02% | 2q | +228.2%+$1.4M |
| BENJAMIN EDWARDS INC | $2.0M | 23,407 | 0.02% | 8q | -6.7%-$140.1K |
| Impact Partnership Wealth, LLC | $1.5M | 17,373 | 0.14% | 6q | +9.2%+$122.1K |
| ENVESTNET ASSET MANAGEMENT INC | $1.4M | 17,171 | 0.00% | 24q | -2.4%-$36.0K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $1.4M | 16,732 | 0.00% | 23q | +13.1%+$162.0K |
| CoreCap Advisors, LLC | $1.3M | 16,003 | 0.04% | 18q | -2.8%-$39.3K |
| Asset Allocation Strategies LLC | $1.2M | 14,756 | 0.19% | 15q | -4.8%-$61.8K |
| CITADEL ADVISORS LLC | $1.1M | 12,810 | 0.00% | 2q | +185.2%+$696.6K |
| True Blue Financial, LLC | $1.1M | 12,749 | 0.45% | 3q | -21.6%-$294.9K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.0M | 12,159 | 0.00% | 12q | -40.4%-$691.2K |
| MCF Advisors LLC | $923.7K | 11,030 | 0.03% | new | NEW |
| MML INVESTORS SERVICES, LLC | $885.7K | 10,577 | 0.00% | 26q | +58.7%+$327.5K |
| NewEdge Wealth, LLC | $715.8K | 8,548 | 0.01% | 13q | HELD |
| Equitable Holdings, Inc. | $587.4K | 7,015 | 0.00% | 2q | +2.1%+$11.8K |
| Transamerica Financial Advisors, LLC | $585.1K | 6,987 | 0.05% | new | NEW |
| Belpointe Asset Management LLC | $521.1K | 6,222 | 0.02% | 8q | -2.0%-$10.5K |
| TRUIST FINANCIAL CORP | $475.9K | 5,683 | 0.00% | new | NEW |
| J.W. COLE ADVISORS, INC. | $460.1K | 5,494 | 0.01% | new | NEW |
| Meridian Financial Advisors, LLC | $457.5K | 5,463 | 0.22% | 19q | -23.7%-$142.2K |
| Private Advisor Group, LLC | $446.8K | 5,335 | 0.00% | new | NEW |
| IFG Advisory, LLC | $444.0K | 5,302 | 0.02% | new | NEW |
| GREAT VALLEY ADVISOR GROUP, INC. | $419.5K | 5,010 | 0.01% | 5q | +9.9%+$37.7K |
| Accel Wealth Management | $391.9K | 4,680 | 0.09% | 23q | -1.2%-$4.8K |
| Prospera Financial Services Inc | $391.9K | 4,678 | 0.01% | 24q | HELD |
| HARBOUR INVESTMENTS, INC. | $383.2K | 4,576 | 0.01% | 21q | -2.0%-$7.8K |
| Farther Finance Advisors, LLC | $351.7K | 4,200 | 0.00% | new | NEW |
| Dynamic Advisor Solutions LLC | $340.0K | 4,060 | 0.01% | 25q | -12.5%-$48.5K |
| Clear Point Advisors Inc. | $288.8K | 3,449 | 0.26% | new | NEW |
| Creative Planning | $284.1K | 3,393 | 0.00% | 6q | -14.3%-$47.4K |
| National Wealth Management Group, LLC | $249.0K | 2,974 | 0.08% | new | NEW |
| INDEPENDENT FINANCIAL GROUP, LLC | $236.1K | 2,820 | 0.00% | new | NEW |
| STIFEL FINANCIAL CORP | $227.4K | 2,716 | 0.00% | new | NEW |
| B. Riley Wealth Advisors, Inc. | $209.2K | 2,550 | 0.01% | new | NEW |
| COLUMBIA ADVISORY PARTNERS LLC | $207.8K | 2,481 | 0.11% | new | NEW |
| HighPoint Advisor Group LLC | $205.4K | 2,453 | 0.01% | new | NEW |
| PRINCIPAL SECURITIES, INC. | $200.3K | 2,392 | 0.00% | new | NEW |
| Integrity Financial Corp /WA | $143.2K | 1,710 | 0.07% | 19q | HELD |
| PRIVATE TRUST CO NA | $133.0K | 1,588 | 0.01% | 12q | +18.3%+$20.6K |
| NI ACQUISITIONS COMPANY, LLC | $115.4K | 427 | 0.05% | new | FIRST |
| Atlantic Union Bankshares Corp | $93.8K | 1,120 | 0.00% | 5q | HELD |
| IFP Advisors, Inc | $85.4K | 1,020 | 0.00% | 28q | HELD |
| Integrated Wealth Concepts LLC | $53.9K | 644 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $47.9K | 583 | 0.00% | 15q | +58200.0%+$47.8K |
| AE Wealth Management LLC | $46.9K | 561 | 0.00% | 7q | -4.1%-$2.0K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $28.4K | 349 | 0.00% | 3q | HELD |
| Bogart Wealth, LLC | $19.8K | 237 | 0.00% | 18q | HELD |
| FIDUCIARY FINANCIAL ADVISORS | $19.3K | 230 | 0.00% | new | NEW |
| US BANCORP \DE\ | $15.6K | 186 | 0.00% | 23q | -11.8%-$2.1K |
| Founders Financial Alliance, LLC | $14.6K | 174 | 0.00% | 2q | HELD |
| Geneos Wealth Management Inc. | $10.5K | 125 | 0.00% | 27q | HELD |
| Wagner Wealth Management, LLC | $9.9K | 118 | 0.00% | 3q | HELD |
| Caitlin John, LLC | $9.0K | 108 | 0.00% | 4q | HELD |
| Qube Research & Technologies Ltd | $9.0K | 107 | 0.00% | 8q | -61.2%-$14.2K |
| Rockefeller Capital Management L.P. | $7.6K | 91 | 0.00% | 4q | HELD |
| FMR LLC | $6.9K | 82 | 0.00% | 11q | +1.2% |
| Steward Partners Investment Advisory, LLC | $6.8K | 81 | 0.00% | 29q | -55.2%-$8.4K |
| FIFTH THIRD BANCORP | $5.0K | 60 | 0.00% | 2q | -20.0%-$1.3K |
| Global Retirement Partners, LLC | $4.8K | 57 | 0.00% | 16q | HELD |
| Capital Investment Advisory Services, LLC | $4.2K | 50 | 0.00% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $3.7K | 44,661 | 0.00% | 28q | -1.3% |
| Key Financial Inc | $2.6K | 31 | 0.00% | 16q | HELD |
| Larson Financial Group LLC | $1.9K | 23 | 0.00% | 25q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $1.8K | 22 | 0.00% | new | NEW |
| BANK OF MONTREAL /CAN/ | $837 | 10 | 0.00% | 2q | HELD |
| Janney Montgomery Scott LLC | $386 | 4,608 | 0.00% | 24q | -3.9% |
| FLOW TRADERS U.S. LLC | $381 | 4,544 | 0.02% | new | NEW |
| Aurora Private Wealth, Inc. | $248 | 2,958 | 0.16% | new | NEW |
| SBI Securities Co., Ltd. | $84 | 1 | 0.00% | 7q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-07-07 | 13G | First Trust Portfolios L.P.with 2 co-filers | 20.3% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 89 | $288.7M | 3,446,590 | 25 | 23 | 22 | 0.0% |
| Q1 2026 | 72 | $106.9M | 1,727,812 | 13 | 14 | 22 | 0.0% |
| Q4 2025 | 66 | $96.8M | 1,631,308 | 4 | 13 | 26 | 0.0% |
| Q3 2025 | 71 | $91.9M | 1,533,643 | 8 | 19 | 26 | 0.0% |
| Q2 2025 | 68 | $90.7M | 1,605,652 | 6 | 18 | 28 | 0.0% |
| Q1 2025 | 63 | $73.8M | 1,567,915 | 5 | 18 | 28 | 0.0% |
| Q4 2024 | 71 | $75.2M | 1,591,108 | 4 | 12 | 33 | 0.0% |
| Q3 2024 | 72 | $82.6M | 1,708,824 | 7 | 15 | 32 | 0.0% |
| Q2 2024 | 74 | $82.3M | 1,748,090 | 5 | 11 | 37 | 0.0% |
| Q1 2024 | 74 | $108.0M | 2,337,940 | 5 | 18 | 35 | 0.0% |
| Q4 2023 | 81 | $105.4M | 2,494,808 | 8 | 10 | 37 | 0.0% |
| Q3 2023 | 78 | $86.2M | 2,242,988 | 6 | 17 | 36 | 0.0% |
| Q2 2023 | 86 | $104.8M | 2,666,232 | 7 | 24 | 39 | 0.0% |
| Q1 2023 | 87 | $142.7M | 3,499,939 | 10 | 28 | 30 | 0.0% |
| Q4 2022 | 90 | $146.8M | 3,776,848 | 4 | 18 | 46 | 0.0% |
| Q3 2022 | 112 | $202.9M | 5,675,478 | 7 | 41 | 43 | 0.0% |
| Q2 2022 | 123 | $246.8M | 5,698,181 | 10 | 32 | 68 | 0.0% |
| Q1 2022 | 127 | $350.3M | 7,201,966 | 9 | 37 | 66 | 0.0% |
| Q4 2021 | 164 | $598.5M | 10,383,102 | 14 | 57 | 63 | 0.0% |
| Q3 2021 | 149 | $768.2M | 11,988,509 | 8 | 75 | 43 | 0.0% |
| Q2 2021 | 159 | $831.8M | 12,165,944 | 27 | 86 | 31 | 0.0% |
| Q1 2021 | 149 | $722.0M | 10,944,224 | 45 | 80 | 13 | 0.0% |
| Q4 2020 | 113 | $462.1M | 6,703,489 | 35 | 42 | 13 | 0.0% |
| Q3 2020 | 72 | $205.4M | 3,606,819 | 30 | 30 | 3 | 0.0% |
| Q2 2020 | 42 | $68.6M | 1,340,544 | 21 | 10 | 4 | 0.0% |
| Q1 2020 | 23 | $23.8M | 619,435 | 6 | 9 | 4 | 0.0% |
| Q4 2019 | 21 | $20.4M | 483,113 | 7 | 8 | 2 | 0.0% |
| Q3 2019 | 15 | $8.8M | 214,035 | 4 | 4 | 3 | 0.0% |
| Q2 2019 | 14 | $8.4M | 204,623 | 2 | 6 | 2 | 0.0% |
| Q1 2019 | 17 | $8.9M | 225,004 | 5 | 1 | 8 | 0.0% |
| Q4 2018 | 13 | $5.2M | 171,616 | 1 | 1 | 0 | 0.0% |