FIRST TR EXCH TRADED FD III (FPEI)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
207
Reporting holders
$1.5B
Reported value
0.0%
Held as options
+4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $381.8M | 19,791,490 | 0.02% | 33q | -0.7%-$2.7M |
| UBS Group AG | $192.5M | 9,981,464 | 0.02% | 31q | +1.9%+$3.6M |
| BANK OF AMERICA CORP /DE/ | $116.0M | 6,014,221 | 0.01% | 31q | HELD |
| ROYAL BANK OF CANADA | $102.6M | 5,319,825 | 0.02% | 31q | -1.0%-$1.1M |
| LPL Financial LLC | $86.9M | 4,503,954 | 0.02% | 31q | +5.1%+$4.2M |
| NewEdge Advisors, LLC | $43.8M | 2,268,729 | 0.13% | 15q | +186.0%+$28.5M |
| Legacy Edge Advisors, LLC | $42.2M | 2,202,435 | 2.30% | 10q | +81.4%+$18.9M |
| RAYMOND JAMES FINANCIAL INC | $40.0M | 2,073,078 | 0.01% | 7q | HELD |
| Montis Financial, LLC | $36.7M | 1,903,858 | 7.51% | 5q | +4.8%+$1.7M |
| ENVESTNET ASSET MANAGEMENT INC | $32.8M | 1,700,588 | 0.01% | 22q | +7.1%+$2.2M |
| TRUIST FINANCIAL CORP | $31.0M | 1,605,335 | 0.04% | 27q | +9.4%+$2.7M |
| FUKOKU MUTUAL LIFE INSURANCE Co | $24.3M | 1,259,000 | 1.41% | 12q | HELD |
| Annex Advisory Services, LLC | $22.1M | 1,146,209 | 0.38% | 5q | +11.8%+$2.3M |
| CITIZENS FINANCIAL GROUP INC/RI | $19.2M | 997,535 | 0.23% | 9q | HELD |
| OSAIC HOLDINGS, INC. | $14.9M | 770,219 | 0.02% | 26q | +9.5%+$1.3M |
| Cetera Investment Advisers | $13.6M | 704,375 | 0.01% | 18q | +4.5%+$588.7K |
| Essex LLC | $12.5M | 647,803 | 1.90% | 20q | HELD |
| FIDUCIARY FINANCIAL ADVISORS | $12.2M | 632,338 | 1.24% | new | NEW |
| INTEGRAL INVESTMENT ADVISORS, INC. | $12.0M | 623,023 | 2.65% | 12q | +1.3%+$156.2K |
| HighTower Advisors, LLC | $10.5M | 544,884 | 0.01% | 29q | +4.1%+$412.9K |
| McAdam, LLC | $10.4M | 539,081 | 0.40% | 8q | +117.0%+$5.6M |
| Geneos Wealth Management Inc. | $9.6M | 499,253 | 0.20% | 34q | +2.4%+$223.2K |
| Baird Financial Group, Inc. | $9.1M | 470,809 | 0.01% | 13q | -25.5%-$3.1M |
| PARK NATIONAL CORP /OH/ | $8.8M | 453,864 | 0.25% | 8q | +234.1%+$6.1M |
| Legacy CG, LLC | $8.3M | 431,768 | 2.13% | 2q | +3.9%+$310.9K |
| JPMORGAN CHASE & CO | $7.7M | 399,891 | 0.00% | 11q | -4.2%-$335.8K |
| COMMONWEALTH EQUITY SERVICES, LLC | $7.3M | 378,955 | 0.01% | 23q | +8.4%+$564.8K |
| Elevated Capital Advisors, LLC | $7.2M | 372,937 | 1.98% | 22q | +1.5%+$105.1K |
| Key Financial Inc | $7.1M | 368,269 | 1.16% | 14q | -6.9%-$526.2K |
| Prospera Financial Services Inc | $6.9M | 356,545 | 0.10% | 25q | +1.3%+$88.8K |
| STIFEL FINANCIAL CORP | $6.9M | 355,978 | 0.01% | 22q | -3.3%-$237.1K |
| Merit Financial Group, LLC | $6.8M | 350,484 | 0.02% | 6q | -29.0%-$2.8M |
| Westview Management dba Westview Investment Advisors | $6.6M | 343,661 | 3.24% | 3q | -3.2%-$219.4K |
| Rockefeller Capital Management L.P. | $6.4M | 332,355 | 0.01% | 24q | +8.5%+$499.6K |
| VISTA INVESTMENT MANAGEMENT | $5.7M | 295,710 | 1.71% | 24q | +5.7%+$309.3K |
| Synergy Investment Management, LLC | $5.4M | 282,341 | 1.32% | 4q | +35.6%+$1.4M |
| ADAMSBROWN WEALTH CONSULTANTS LLC | $5.4M | 278,397 | 1.01% | 19q | -38.8%-$3.4M |
| FIRST TRUST ADVISORS LP | $4.1M | 210,613 | 0.00% | 31q | -1.4%-$55.7K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $4.0M | 207,958 | 0.00% | 12q | +83.1%+$1.8M |
| VICTORY FINANCIAL GROUP, LLC | $3.9M | 203,575 | 0.41% | 7q | +9.5%+$340.2K |
| Vise Technologies, Inc. | $3.8M | 194,637 | 0.04% | new | NEW |
| Kingsview Wealth Management, LLC | $3.5M | 182,028 | 0.04% | 11q | -51.2%-$3.7M |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | $3.5M | 181,273 | 0.95% | 4q | +6.3%+$208.2K |
| Private Advisor Group, LLC | $3.5M | 180,264 | 0.02% | 20q | +1.6%+$55.2K |
| J.W. COLE ADVISORS, INC. | $3.3M | 172,426 | 0.06% | 9q | +117.5%+$1.8M |
| MARSHALL INVESTMENT MANAGEMENT, LLC | $3.0M | 155,197 | 1.24% | 7q | -2.0%-$62.0K |
| VAQUERO PRIVATE WEALTH, LTD | $2.5M | 131,822 | 0.52% | new | FIRST |
| True Blue Financial, LLC | $2.4M | 124,755 | 1.02% | 3q | +20.5%+$409.3K |
| 1776 Wealth LLC | $2.4M | 124,420 | 0.85% | 27q | HELD |
| Welch & Forbes LLC | $2.4M | 123,815 | 0.03% | 24q | -12.0%-$327.1K |
| WINEBRENNER CAPITAL MANAGEMENT LLC | $2.3M | 119,371 | 1.40% | 7q | +2.1%+$47.1K |
| Focus Partners Wealth | $2.3M | 118,267 | 0.00% | 8q | -1.7%-$40.2K |
| Veridan Wealth LLC | $2.3M | 117,893 | 0.77% | 7q | -7.9%-$195.1K |
| FIFTH THIRD BANCORP | $2.2M | 112,293 | 0.00% | 2q | +24.5%+$426.7K |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $2.1M | 111,354 | 0.10% | 15q | HELD |
| Keebeck Wealth Management | $2.1M | 109,750 | 0.21% | 10q | -6.5%-$148.1K |
| Bluespring Wealth Management, LLC | $2.1M | 106,353 | 0.04% | new | NEW |
| StoneCrest Wealth Management, Inc. | $2.0M | 103,531 | 0.64% | 3q | -1.9%-$39.5K |
| BEACON FINANCIAL GROUP | $2.0M | 102,999 | 0.18% | 15q | -3.9%-$79.6K |
| ROMAN BUTLER FULLERTON & CO | $2.0M | 101,592 | 0.47% | 3q | +61.3%+$742.7K |
| Ashton Thomas Private Wealth, LLC | $1.7M | 89,603 | 0.04% | 15q | -1.4%-$24.6K |
| Investment Partners Asset Management, Inc. | $1.6M | 82,759 | 0.89% | 3q | +10.5%+$151.9K |
| Sigma Planning Corp | $1.6M | 81,969 | 0.04% | 14q | +21.4%+$278.5K |
| WELLS FARGO & COMPANY/MN | $1.5M | 78,896 | 0.00% | 28q | +1240.4%+$1.4M |
| Walker Asset Management, LLC | $1.5M | 75,712 | 0.74% | 19q | -1.1%-$16.4K |
| FWL INVESTMENT MANAGEMENT, LLC | $1.4M | 70,800 | 0.25% | 9q | -3.4%-$47.7K |
| SUTTON PLACE INVESTORS LLC | $1.4M | 70,179 | 0.66% | 16q | +1.2%+$15.6K |
| Lakeridge Wealth Management LLC | $1.3M | 69,006 | 0.49% | 9q | -5.7%-$81.1K |
| Steward Partners Investment Advisory, LLC | $1.3M | 68,237 | 0.01% | 15q | -14.7%-$226.6K |
| Merkkuri Wealth Advisors LLC | $1.3M | 67,046 | 0.80% | 3q | -12.8%-$189.1K |
| Platform Technology Partners | $1.3M | 66,015 | 0.21% | 16q | -0.7%-$9.0K |
| HARBOUR INVESTMENTS, INC. | $1.1M | 56,662 | 0.01% | 21q | +2.6%+$27.7K |
| Fifth Third Securities, Inc. | $1.1M | 56,430 | 0.06% | 7q | +40.5%+$313.8K |
| United Capital Management of KS, Inc. | $1.1M | 56,247 | 0.14% | 26q | +5.4%+$55.7K |
| Plotkin Financial Advisors, LLC | $1.1M | 55,446 | 0.44% | 11q | +14.9%+$139.1K |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | $1.0M | 54,409 | 0.02% | 26q | HELD |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $1.0M | 54,227 | 0.01% | 15q | HELD |
| Ritter Daniher Financial Advisory LLC / DE | $1.0M | 53,177 | 0.16% | 4q | -2.7%-$28.9K |
| &PARTNERS | $1.0M | 51,869 | 0.00% | 8q | HELD |
| BENJAMIN EDWARDS INC | $999.5K | 51,817 | 0.01% | 2q | +19.2%+$161.0K |
| COMPASS FINANCIAL MANAGEMENT LLC | $993.1K | 51,485 | 0.12% | new | FIRST |
| QP WEALTH MANAGEMENT, LLC | $985.4K | 51,083 | 1.41% | 19q | -1.4%-$14.0K |
| RFG Advisory, LLC | $975.6K | 50,574 | 0.02% | 17q | -6.0%-$62.2K |
| Beacon Financial Advisory LLC | $953.1K | 49,408 | 0.19% | 9q | -3.2%-$31.8K |
| Magnus Financial Group LLC | $941.5K | 48,810 | 0.07% | 18q | +1.0%+$9.2K |
| Western Wealth Management, LLC | $925.2K | 47,963 | 0.03% | 14q | -7.0%-$69.5K |
| Sanctuary Advisors, LLC | $924.5K | 47,928 | 0.00% | 9q | +22.2%+$168.0K |
| Integrated Wealth Concepts LLC | $905.0K | 46,915 | 0.00% | 2q | +103.1%+$459.4K |
| Princeton Global Asset Management LLC | $901.0K | 46,710 | 0.13% | 22q | -21.2%-$242.3K |
| SHELTON WEALTH MANAGEMENT, LLC | $895.0K | 46,398 | 0.35% | 17q | -7.5%-$72.5K |
| Mirae Asset Global Investments Co., Ltd. | $889.5K | 46,114 | 0.00% | 9q | -54.5%-$1.1M |
| Sovran Advisors, LLC | $887.2K | 46,498 | 0.07% | 7q | -13.6%-$139.9K |
| Pinnacle Financial Group, LLC / IL | $878.2K | 45,528 | 0.21% | 6q | +8.5%+$69.1K |
| TRUSTMARK BANK TRUST DEPARTMENT | $864.3K | 44,806 | 0.05% | 15q | -24.0%-$272.4K |
| Stratos Wealth Partners, LTD. | $856.6K | 44,408 | 0.01% | 16q | +10.1%+$78.7K |
| GREENWOOD CAPITAL ASSOCIATES LLC | $844.0K | 43,753 | 0.08% | 5q | +47.9%+$273.4K |
| TWIN PEAKS WEALTH ADVISORS, LLC | $828.7K | 42,959 | 0.19% | 11q | -2.8%-$23.7K |
| Maridea Wealth Management LLC | $826.5K | 42,845 | 0.09% | 3q | +5.4%+$42.4K |
| ASSETMARK, INC | $808.4K | 41,908 | 0.00% | 7q | -3.1%-$25.9K |
| IFP Advisors, Inc | $805.0K | 41,730 | 0.01% | 24q | +32.0%+$195.0K |
Showing the largest 100 of 214 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 207 | $1.5B | 78,422,629 | 15 | 74 | 66 | 0.0% |
| Q1 2026 | 203 | $1.5B | 78,107,009 | 26 | 81 | 60 | 0.0% |
| Q4 2025 | 204 | $1.5B | 75,440,869 | 26 | 87 | 53 | 0.0% |
| Q3 2025 | 178 | $1.3B | 68,805,955 | 23 | 67 | 64 | 0.0% |
| Q2 2025 | 170 | $1.3B | 70,189,730 | 16 | 56 | 68 | 0.0% |
| Q1 2025 | 170 | $1.3B | 67,335,967 | 15 | 72 | 54 | 0.0% |
| Q4 2024 | 174 | $1.2B | 63,455,106 | 19 | 71 | 40 | 0.0% |
| Q3 2024 | 153 | $1.1B | 59,729,341 | 13 | 65 | 45 | 0.0% |
| Q2 2024 | 153 | $950.4M | 51,728,355 | 25 | 55 | 47 | 0.0% |
| Q1 2024 | 135 | $1.3B | 73,611,631 | 18 | 61 | 39 | 0.0% |
| Q4 2023 | 136 | $1.0B | 56,756,095 | 20 | 42 | 49 | 0.0% |
| Q3 2023 | 118 | $698.9M | 41,437,885 | 9 | 40 | 50 | 0.0% |
| Q2 2023 | 120 | $633.4M | 37,610,428 | 10 | 48 | 48 | 0.0% |
| Q1 2023 | 127 | $606.4M | 36,129,401 | 20 | 52 | 34 | 0.0% |
| Q4 2022 | 116 | $579.9M | 32,458,932 | 33 | 39 | 28 | 0.3% |
| Q3 2022 | 108 | $384.4M | 22,309,519 | 22 | 38 | 32 | 0.4% |
| Q2 2022 | 98 | $352.3M | 19,869,012 | 10 | 34 | 43 | 0.0% |
| Q1 2022 | 101 | $364.6M | 18,796,320 | 16 | 43 | 23 | 0.0% |
| Q4 2021 | 96 | $360.3M | 17,662,600 | 12 | 45 | 16 | 0.0% |
| Q3 2021 | 82 | $269.9M | 13,068,224 | 13 | 46 | 12 | 0.0% |
| Q2 2021 | 69 | $200.1M | 9,687,867 | 6 | 37 | 12 | 0.0% |
| Q1 2021 | 66 | $167.8M | 8,282,585 | 14 | 30 | 13 | 0.0% |
| Q4 2020 | 55 | $142.9M | 7,011,483 | 5 | 22 | 18 | 0.0% |
| Q3 2020 | 52 | $156.1M | 8,050,443 | 9 | 21 | 16 | 0.0% |
| Q2 2020 | 45 | $141.6M | 7,512,448 | 4 | 18 | 16 | 0.0% |
| Q1 2020 | 47 | $135.5M | 7,995,389 | 8 | 22 | 11 | 0.0% |
| Q4 2019 | 45 | $139.0M | 6,927,408 | 4 | 20 | 12 | 0.0% |
| Q3 2019 | 41 | $98.2M | 5,005,811 | 12 | 15 | 7 | 0.0% |
| Q2 2019 | 29 | $75.3M | 3,876,777 | 2 | 16 | 7 | 0.0% |
| Q1 2019 | 35 | $70.8M | 3,727,380 | 8 | 12 | 10 | 0.0% |
| Q4 2018 | 31 | $43.8M | 2,404,458 | 1 | 1 | 0 | 0.0% |