FIRST TR EXCH TRD ALPHDX FD (FPA)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
27
Reporting holders
$109.7M
Reported value
0.0%
Held as options
+13
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | $63.4M | 1,185,499 | 0.04% | new | NEW |
| W1M Asset Management Ltd | $14.4M | 270,250 | 0.13% | 3q | +5.8%+$789.6K |
| &PARTNERS | $8.0M | 149,166 | 0.03% | new | NEW |
| Advisory Services Network, LLC | $4.3M | 79,829 | 0.05% | new | NEW |
| LPL Financial LLC | $2.7M | 50,015 | 0.00% | 6q | -6.4%-$183.4K |
| Rathbones Group PLC | $2.4M | 45,737 | 0.01% | 31q | +8.4%+$188.9K |
| JANE STREET GROUP, LLC | $2.4M | 44,056 | 0.00% | 2q | +704.8%+$2.1M |
| RPg Family Wealth Advisory, LLC | $2.0M | 37,444 | 0.19% | 9q | +96.1%+$982.0K |
| RAYMOND JAMES FINANCIAL INC | $1.3M | 23,655 | 0.00% | new | NEW |
| Dunhill Financial, LLC | $1.2M | 22,827 | 0.25% | 2q | -26.5%-$441.0K |
| Farther Finance Advisors, LLC | $1.1M | 21,233 | 0.01% | 6q | -2.1%-$24.0K |
| Risk Paradigm Group, LLC | $954.7K | 17,838 | 0.75% | 4q | -2.1%-$20.0K |
| CITADEL ADVISORS LLC | $842.6K | 15,743 | 0.00% | 3q | -14.1%-$138.1K |
| Transamerica Financial Advisors, LLC | $781.3K | 14,598 | 0.07% | new | NEW |
| GeoWealth Management, LLC | $737.0K | 13,771 | 0.02% | new | NEW |
| COTTONWOOD CAPITAL ADVISORS, LLC | $713.3K | 13,327 | 0.43% | new | NEW |
| CIBC WORLD MARKET INC. | $494.5K | 9,240 | 0.00% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $453.8K | 8,479 | 0.00% | 14q | -77.7%-$1.6M |
| OSAIC HOLDINGS, INC. | $361.1K | 6,748 | 0.00% | 5q | +95.7%+$176.5K |
| COMPASS FINANCIAL MANAGEMENT LLC | $318.8K | 5,957 | 0.04% | new | FIRST |
| COMMONWEALTH EQUITY SERVICES, LLC | $250.2K | 4,675 | 0.00% | new | NEW |
| Unique Wealth Strategies, LLC | $241.9K | 4,520 | 0.09% | new | NEW |
| TRUIST FINANCIAL CORP | $205.8K | 3,844 | 0.00% | new | NEW |
| MORGAN STANLEY | $158.1K | 2,954 | 0.00% | 35q | +56.5%+$57.1K |
| Steward Partners Investment Advisory, LLC | $5.4K | 100 | 0.00% | 4q | HELD |
| WELLS FARGO & COMPANY/MN | $1.1K | 20 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $0 | 8 | 0.00% | new | NEW |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-07-07 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 50.5% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 27 | $109.7M | 2,051,533 | 13 | 6 | 6 | 0.0% |
| Q1 2026 | 14 | $22.1M | 508,588 | 2 | 5 | 6 | 0.0% |
| Q4 2025 | 12 | $16.8M | 449,595 | 2 | 2 | 5 | 0.0% |
| Q3 2025 | 12 | $16.6M | 448,881 | 2 | 5 | 4 | 0.0% |
| Q2 2025 | 15 | $15.9M | 445,510 | 8 | 4 | 2 | 0.0% |
| Q1 2025 | 9 | $8.5M | 297,474 | 2 | 4 | 3 | 0.0% |
| Q4 2024 | 8 | $8.4M | 307,058 | 0 | 5 | 3 | 0.0% |
| Q3 2024 | 10 | $9.4M | 309,240 | 3 | 4 | 2 | 0.0% |
| Q2 2024 | 9 | $8.6M | 306,524 | 2 | 2 | 3 | 0.0% |
| Q1 2024 | 13 | $8.6M | 310,883 | 3 | 5 | 4 | 0.0% |
| Q4 2023 | 12 | $11.6M | 425,905 | 3 | 4 | 3 | 0.0% |
| Q3 2023 | 11 | $8.2M | 321,089 | 2 | 3 | 5 | 0.0% |
| Q2 2023 | 12 | $9.1M | 342,831 | 0 | 3 | 4 | 0.0% |
| Q1 2023 | 15 | $9.5M | 352,784 | 6 | 2 | 6 | 0.0% |
| Q4 2022 | 9 | $7.2M | 274,491 | 0 | 3 | 4 | 0.0% |
| Q3 2022 | 12 | $7.3M | 318,153 | 0 | 4 | 5 | 0.0% |
| Q2 2022 | 15 | $8.6M | 330,085 | 2 | 6 | 3 | 0.0% |
| Q1 2022 | 14 | $9.7M | 328,073 | 0 | 2 | 6 | 0.0% |
| Q4 2021 | 15 | $28.5M | 914,757 | 2 | 3 | 6 | 0.0% |
| Q3 2021 | 17 | $20.1M | 620,910 | 2 | 6 | 3 | 0.0% |
| Q2 2021 | 19 | $16.1M | 452,205 | 2 | 5 | 9 | 0.0% |
| Q1 2021 | 17 | $15.2M | 441,114 | 2 | 5 | 7 | 0.0% |
| Q4 2020 | 17 | $13.7M | 429,948 | 2 | 3 | 7 | 0.0% |
| Q3 2020 | 15 | $11.1M | 403,735 | 1 | 2 | 11 | 0.0% |
| Q2 2020 | 16 | $11.4M | 449,314 | 0 | 8 | 7 | 0.0% |
| Q1 2020 | 16 | $8.7M | 432,094 | 1 | 4 | 8 | 0.0% |
| Q4 2019 | 20 | $14.2M | 498,456 | 2 | 3 | 13 | 0.0% |
| Q3 2019 | 21 | $17.1M | 623,468 | 1 | 5 | 9 | 0.0% |
| Q2 2019 | 21 | $19.0M | 639,767 | 3 | 3 | 11 | 0.0% |
| Q1 2019 | 20 | $18.5M | 599,600 | 2 | 6 | 7 | 0.0% |
| Q4 2018 | 22 | $16.9M | 619,006 | 1 | 0 | 1 | 0.0% |