FIRST TR EXCHNG TRADED FD VI (FOCT)
Institutional ownership reported to the SEC as of Q2 2026, across 30 quarters.
136
Reporting holders
$210.0M
Reported value
0.0%
Held as options
+7
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | $26.6M | 508,794 | 0.01% | 19q | -41.8%-$19.1M |
| RAYMOND JAMES FINANCIAL INC | $18.2M | 347,206 | 0.00% | 7q | -1.8%-$325.3K |
| ASSETMARK, INC | $16.4M | 313,660 | 0.03% | 9q | +6.2%+$963.6K |
| Bleakley Financial Group, LLC | $11.7M | 222,953 | 0.15% | 7q | -3.7%-$443.8K |
| OSAIC HOLDINGS, INC. | $10.1M | 193,909 | 0.01% | 23q | +6.7%+$634.3K |
| Cetera Investment Advisers | $9.1M | 174,244 | 0.01% | 15q | -50.7%-$9.4M |
| LPL Financial LLC | $7.7M | 147,109 | 0.00% | 15q | -19.7%-$1.9M |
| REAP Financial Group, LLC | $7.6M | 144,724 | 1.29% | 11q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $6.5M | 124,789 | 0.01% | 23q | -16.2%-$1.3M |
| MML INVESTORS SERVICES, LLC | $6.2M | 117,793 | 0.01% | 15q | +17.2%+$901.7K |
| Kestra Advisory Services, LLC | $4.3M | 82,954 | 0.01% | 23q | -22.6%-$1.3M |
| ACORN FINANCIAL ADVISORY SERVICES INC /ADV | $3.7M | 70,830 | 0.49% | 7q | HELD |
| HARBOUR INVESTMENTS, INC. | $3.1M | 58,447 | 0.04% | 21q | -12.7%-$444.8K |
| Valtinson Bruner Financial Planning LLC | $2.7M | 50,923 | 0.67% | 22q | -0.9%-$24.4K |
| FWG Investments, LLC. | $2.6M | 49,510 | 1.37% | 11q | -3.4%-$91.0K |
| ROYAL BANK OF CANADA | $2.4M | 46,593 | 0.00% | 15q | -10.6%-$287.5K |
| SMART Wealth LLC | $2.4M | 46,405 | 0.52% | 10q | +19.9%+$402.8K |
| SOA Wealth Advisors, LLC. | $2.3M | 44,068 | 0.39% | 15q | HELD |
| TRUIST FINANCIAL CORP | $2.3M | 43,268 | 0.00% | 15q | -11.0%-$280.4K |
| FIDUCIARY FINANCIAL ADVISORS | $2.2M | 42,230 | 0.22% | new | NEW |
| Ameritas Advisory Services, LLC | $1.9M | 35,531 | 0.04% | 10q | +116.0%+$997.6K |
| FOUNDERS FINANCIAL SECURITIES LLC | $1.7M | 32,702 | 0.09% | 8q | +5.0%+$82.1K |
| McKinley Carter Wealth Services, Inc. | $1.7M | 32,116 | 0.09% | 23q | HELD |
| INSIGNEO ADVISORY SERVICES, LLC | $1.6M | 31,466 | 0.06% | 7q | HELD |
| Rockefeller Capital Management L.P. | $1.6M | 30,502 | 0.00% | 15q | -13.6%-$251.3K |
| Harvest Investment Services, LLC | $1.6M | 29,737 | 0.24% | 7q | -0.7%-$11.1K |
| Brookstone Capital Management | $1.5M | 29,531 | 0.02% | 11q | -22.1%-$438.7K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.5M | 28,886 | 0.00% | 3q | -10.5%-$176.7K |
| Envestnet Portfolio Solutions, Inc. | $1.3M | 24,314 | 0.01% | 5q | -5.0%-$66.4K |
| SILVER OAK SECURITIES, INCORPORATED | $1.3M | 24,292 | 0.08% | 4q | HELD |
| CAPTRUST FINANCIAL ADVISORS | $1.3M | 23,987 | 0.00% | 14q | -10.1%-$141.2K |
| Keystone Wealth Services, LLC | $1.2M | 23,101 | 0.22% | 2q | HELD |
| Fragasso Financial Advisors Inc | $1.1M | 21,521 | 0.06% | 18q | HELD |
| Integrity Financial Corp /WA | $1.1M | 21,101 | 0.53% | 19q | -6.3%-$74.1K |
| CITADEL ADVISORS LLC | $1.1M | 20,715 | 0.00% | new | NEW |
| Archer Investment Corp | $1.0M | 20,070 | 0.10% | 23q | +100.0%+$524.7K |
| PNC Financial Services Group, Inc. | $1.0M | 19,727 | 0.00% | 9q | -2.8%-$29.8K |
| OLD MISSION CAPITAL LLC | $1.0M | 19,452 | 0.02% | new | NEW |
| AE Wealth Management LLC | $965.5K | 18,465 | 0.00% | 23q | -1.0%-$10.1K |
| RFG Advisory, LLC | $924.2K | 17,674 | 0.01% | 5q | +12.8%+$105.2K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $895.1K | 17,118 | 0.01% | 15q | HELD |
| Steward Partners Investment Advisory, LLC | $891.3K | 17,046 | 0.00% | 15q | -1.6%-$14.6K |
| Ashton Thomas Private Wealth, LLC | $836.0K | 15,987 | 0.02% | 7q | +9.8%+$74.7K |
| CoreCap Advisors, LLC | $832.2K | 15,915 | 0.02% | 11q | +1.7%+$14.1K |
| Bison Wealth, LLC | $827.8K | 15,743 | 0.08% | 3q | HELD |
| Freedom Investment Management, Inc. | $823.0K | 15,740 | 0.23% | 4q | HELD |
| JPMORGAN CHASE & CO | $819.4K | 15,800 | 0.00% | 4q | +1169.1%+$754.8K |
| STEPHENS INC /AR/ | $806.2K | 15,417 | 0.01% | 15q | HELD |
| Midwest Financial Network, LLC | $765.8K | 14,645 | 0.52% | new | FIRST |
| Mutual Advisors, LLC | $741.6K | 14,183 | 0.01% | 8q | -5.2%-$40.8K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $713.4K | 13,644 | 0.09% | 19q | -2.3%-$17.2K |
| TFB Advisors LLC | $685.2K | 13,104 | 0.30% | 9q | +50.1%+$228.8K |
| Tanglewood Legacy Advisors, LLC | $678.9K | 12,984 | 0.22% | 15q | HELD |
| Octavia Wealth Advisors, LLC | $654.8K | 12,523 | 0.06% | 15q | HELD |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $633.6K | 12,118 | 0.18% | 19q | -0.6%-$3.8K |
| Strategic Blueprint, LLC | $602.2K | 11,517 | 0.03% | 11q | -53.7%-$697.4K |
| Pitti Group Wealth Management, LLC | $582.0K | 11,130 | 0.42% | 19q | -1.5%-$9.0K |
| Foundations Investment Advisors, LLC | $578.7K | 11,067 | 0.01% | 5q | -4.6%-$28.0K |
| Gallagher Fiduciary Advisors, LLC | $576.6K | 11,028 | 0.02% | 14q | -59.3%-$839.8K |
| Keating Financial Advisory Services, Inc. | $570.0K | 10,901 | 0.08% | 3q | -0.8%-$4.8K |
| GOLDMAN SACHS GROUP INC | $561.4K | 10,736 | 0.00% | new | NEW |
| OneDigital Investment Advisors LLC | $546.9K | 10,459 | 0.00% | 19q | -24.7%-$179.4K |
| Signal Advisors Wealth, LLC | $511.8K | 9,787 | 0.03% | 3q | -56.9%-$676.9K |
| MGO ONE SEVEN LLC | $510.7K | 9,767 | 0.01% | 15q | -29.1%-$209.3K |
| INTEGRITY ALLIANCE, LLC. | $506.4K | 9,685 | 0.02% | 3q | HELD |
| HighTower Advisors, LLC | $502.3K | 9,606 | 0.00% | 7q | -3.0%-$15.7K |
| Geneos Wealth Management Inc. | $487.9K | 9,330 | 0.01% | 3q | HELD |
| CreativeOne Wealth, LLC | $479.8K | 9,176 | 0.01% | 10q | -86.4%-$3.0M |
| NewEdge Advisors, LLC | $474.4K | 9,073 | 0.00% | 15q | -12.1%-$65.6K |
| LEIGH BALDWIN & CO., LLC | $474.0K | 9,065 | 0.26% | 7q | -25.2%-$159.5K |
| KINGSWOOD WEALTH ADVISORS, LLC | $463.9K | 8,872 | 0.02% | 7q | -3.9%-$18.9K |
| Concurrent Investment Advisors, LLC | $438.9K | 8,395 | 0.00% | 2q | -0.9%-$3.9K |
| Financial Life Planners | $431.3K | 8,249 | 0.28% | 7q | HELD |
| Meridian Wealth Management, LLC | $417.4K | 7,983 | 0.01% | 9q | HELD |
| Arkadios Wealth Advisors | $417.3K | 7,980 | 0.01% | 3q | HELD |
| Mariner, LLC | $401.3K | 7,675 | 0.00% | 16q | +10.4%+$37.9K |
| DHJJ Financial Advisors, Ltd. | $393.6K | 7,527 | 0.11% | 23q | HELD |
| Prosperity Consulting Group, LLC | $390.1K | 7,461 | 0.01% | 8q | HELD |
| LEGACY SOLUTIONS, LLC | $390.0K | 7,458 | 0.32% | 7q | HELD |
| Clear Creek Financial Management, LLC | $382.7K | 7,318 | 0.02% | 3q | -56.8%-$504.0K |
| J.W. COLE ADVISORS, INC. | $378.9K | 7,246 | 0.01% | new | NEW |
| Gerber Kawasaki Wealth & Investment Management | $377.8K | 7,225 | 0.01% | 11q | -3.3%-$12.8K |
| Accel Wealth Management | $366.0K | 7,000 | 0.08% | 3q | -40.8%-$252.6K |
| Sowell Financial Services LLC | $365.0K | 6,981 | 0.01% | 6q | -5.2%-$19.9K |
| IFP Advisors, Inc | $362.8K | 6,938 | 0.01% | 23q | -34.5%-$191.3K |
| WealthTrust Asset Management, LLC | $357.5K | 6,837 | 0.19% | 15q | HELD |
| Savvy Advisors, Inc. | $356.4K | 6,816 | 0.01% | 3q | HELD |
| GREAT VALLEY ADVISOR GROUP, INC. | $353.0K | 6,759 | 0.01% | new | NEW |
| Beacon Pointe Advisors, LLC | $352.0K | 6,731 | 0.00% | 10q | HELD |
| Glen Eagle Advisors, LLC | $351.9K | 6,730 | 0.04% | 15q | HELD |
| LANARK FINANCIAL, INC. | $350.1K | 6,696 | 0.02% | 12q | -3.3%-$11.8K |
| Sanctuary Advisors, LLC | $339.8K | 6,499 | 0.00% | 9q | HELD |
| Kovack Advisors, Inc. | $318.9K | 6,097 | 0.02% | 3q | +2.1%+$6.6K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $309.5K | 5,876 | 0.00% | 3q | -1.6%-$5.1K |
| Arax Advisory Partners | $305.5K | 5,842 | 0.00% | new | NEW |
| ARBOR CAPITAL MANAGEMENT INC /ADV | $304.8K | 5,842 | 0.30% | 11q | -24.6%-$99.4K |
| StoneX Group Inc. | $304.7K | 5,836 | 0.01% | new | NEW |
| VestGen Advisors, LLC | $301.0K | 5,756 | 0.01% | 3q | -77.4%-$1.0M |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC | $296.4K | 5,665 | 0.00% | 7q | -24.6%-$96.7K |
| First Heartland Consultants, Inc. | $292.2K | 5,531 | 0.02% | 3q | -9.9%-$32.2K |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-07-27 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 72.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 136 | $210.0M | 4,015,964 | 17 | 16 | 57 | 0.0% |
| Q1 2026 | 129 | $238.7M | 5,001,858 | 8 | 28 | 55 | 0.0% |
| Q4 2025 | 136 | $253.6M | 5,177,021 | 33 | 49 | 25 | 0.0% |
| Q3 2025 | 103 | $160.2M | 3,381,083 | 7 | 13 | 45 | 0.0% |
| Q2 2025 | 105 | $219.4M | 4,902,073 | 12 | 25 | 28 | 0.0% |
| Q1 2025 | 109 | $166.9M | 4,020,371 | 7 | 24 | 41 | 0.0% |
| Q4 2024 | 119 | $208.2M | 4,883,224 | 27 | 36 | 19 | 0.0% |
| Q3 2024 | 85 | $92.0M | 2,178,856 | 6 | 12 | 33 | 0.0% |
| Q2 2024 | 88 | $108.5M | 2,612,128 | 11 | 10 | 27 | 0.0% |
| Q1 2024 | 84 | $117.7M | 2,901,285 | 8 | 14 | 27 | 0.0% |
| Q4 2023 | 87 | $130.4M | 3,354,545 | 21 | 28 | 17 | 0.0% |
| Q3 2023 | 67 | $56.7M | 1,551,563 | 5 | 9 | 32 | 0.0% |
| Q2 2023 | 76 | $85.9M | 2,456,774 | 6 | 5 | 35 | 0.7% |
| Q1 2023 | 76 | $133.2M | 3,800,467 | 11 | 10 | 33 | 0.0% |
| Q4 2022 | 72 | $129.8M | 3,930,778 | 35 | 18 | 11 | 0.0% |
| Q3 2022 | 50 | $44.2M | 1,434,010 | 7 | 6 | 16 | 0.0% |
| Q2 2022 | 51 | $46.0M | 1,458,615 | 7 | 10 | 13 | 0.0% |
| Q1 2022 | 54 | $72.6M | 2,095,635 | 13 | 16 | 9 | 0.0% |
| Q4 2021 | 49 | $51.1M | 1,433,212 | 21 | 11 | 4 | 0.0% |
| Q3 2021 | 24 | $16.4M | 475,664 | 5 | 2 | 9 | 0.0% |
| Q2 2021 | 30 | $25.2M | 741,469 | 2 | 6 | 10 | 0.0% |
| Q1 2021 | 31 | $27.7M | 840,699 | 8 | 3 | 8 | 0.0% |
| Q4 2020 | 27 | $28.7M | 905,078 | 23 | 0 | 0 | 0.0% |
| Q3 2020 | 1 | $2.2M | 65,965 | 0 | 0 | 0 | 0.0% |
| Q2 2020 | 1 | $2.2M | 65,965 | 0 | 0 | 0 | 0.0% |
| Q1 2020 | 1 | $2.2M | 65,965 | 0 | 0 | 0 | 0.0% |
| Q4 2019 | 1 | $2.2M | 65,965 | 0 | 0 | 0 | 0.0% |
| Q3 2019 | 1 | $2.2M | 65,965 | 0 | 0 | 0 | 0.0% |
| Q2 2019 | 1 | $2.2M | 65,965 | 0 | 0 | 0 | 0.0% |
| Q1 2019 | 1 | $2.2M | 65,965 | 1 | 0 | 0 | 0.0% |