FIRST TR EXCHANGE-TRADED ALP (FNY)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
124
Reporting holders
$439.9M
Reported value
0.0%
Held as options
+6
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $100.6M | 907,423 | 0.02% | 31q | +11.4%+$10.3M |
| MORGAN STANLEY | $53.8M | 485,370 | 0.00% | 35q | +18.2%+$8.3M |
| WELLS FARGO & COMPANY/MN | $53.5M | 482,443 | 0.01% | 31q | -59.9%-$80.0M |
| &PARTNERS | $22.6M | 197,544 | 0.09% | 8q | +30.4%+$5.3M |
| Cetera Investment Advisers | $20.9M | 188,546 | 0.02% | 31q | +6.5%+$1.3M |
| NewEdge Advisors, LLC | $20.3M | 182,925 | 0.06% | 13q | +655.4%+$17.6M |
| UBS Group AG | $14.4M | 130,332 | 0.00% | 31q | -1.7%-$249.1K |
| ENVESTNET ASSET MANAGEMENT INC | $12.6M | 113,923 | 0.00% | 31q | +4.7%+$567.2K |
| RAYMOND JAMES FINANCIAL INC | $10.7M | 96,560 | 0.00% | 7q | -52.5%-$11.8M |
| OSAIC HOLDINGS, INC. | $8.3M | 74,422 | 0.01% | 26q | +7.5%+$576.6K |
| ROYAL BANK OF CANADA | $6.0M | 54,340 | 0.00% | 31q | +7.0%+$394.2K |
| GOLDMAN SACHS GROUP INC | $5.5M | 50,000 | 0.00% | 25q | HELD |
| Kingsview Wealth Management, LLC | $5.1M | 46,077 | 0.06% | 25q | +10.2%+$473.3K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $4.9M | 43,805 | 0.00% | 23q | +8.9%+$396.3K |
| Steward Partners Investment Advisory, LLC | $4.7M | 42,023 | 0.02% | 29q | +15.8%+$636.9K |
| Equitable Holdings, Inc. | $4.6M | 41,242 | 0.03% | 27q | +59.5%+$1.7M |
| FIRST TRUST ADVISORS LP | $4.5M | 40,709 | 0.00% | new | NEW |
| Private Advisor Group, LLC | $4.4M | 40,029 | 0.02% | 30q | +3.6%+$154.5K |
| Kestra Advisory Services, LLC | $4.3M | 38,521 | 0.01% | 24q | -0.6%-$27.7K |
| Wealth Management Partners, LLC | $4.1M | 36,714 | 0.96% | 12q | +0.9%+$34.7K |
| CITADEL ADVISORS LLC | $3.9M | 34,999 | 0.00% | new | NEW |
| KCM INVESTMENT ADVISORS LLC | $3.7M | 33,223 | 0.11% | 31q | -7.2%-$285.4K |
| Anderson Financial Strategies, LLC | $3.2M | 30,550 | 1.68% | 2q | -4.3%-$145.6K |
| JONES FINANCIAL COMPANIES LLLP | $2.7M | 25,248 | 0.00% | 9q | +8.5%+$215.6K |
| WIN ADVISORS, INC | $2.5M | 22,440 | 0.89% | new | NEW |
| BARNES PETTEY FINANCIAL ADVISORS, LLC | $2.4M | 21,630 | 0.75% | 2q | +51.8%+$818.7K |
| Global Retirement Partners, LLC | $2.4M | 21,399 | 0.04% | 16q | -4.1%-$102.3K |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.3M | 20,313 | 0.00% | 31q | +1.9%+$41.0K |
| CRUX WEALTH ADVISORS | $2.1M | 19,143 | 0.74% | 3q | +0.7%+$15.4K |
| Empirical Asset Management, LLC | $2.1M | 18,745 | 0.47% | 4q | +4.4%+$88.3K |
| Sylvest Advisors, LLC | $2.1M | 18,508 | 0.92% | 7q | -1.5%-$31.6K |
| MTM Investment Management, LLC | $1.9M | 17,586 | 0.56% | 23q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $1.9M | 18,469 | 0.00% | 12q | -1.2%-$23.5K |
| CARY STREET PARTNERS FINANCIAL LLC | $1.9M | 16,931 | 0.04% | new | NEW |
| Worthington Financial Partners, LLC | $1.9M | 16,926 | 1.55% | 3q | HELD |
| HARBOUR INVESTMENTS, INC. | $1.3M | 12,049 | 0.02% | 21q | +234.8%+$936.7K |
| FIFTH THIRD BANCORP | $1.3M | 11,434 | 0.00% | 2q | HELD |
| AssuredPartners Investment Advisors, LLC | $1.2M | 11,245 | 0.12% | 7q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $1.2M | 10,996 | 0.00% | 2q | -5.1%-$65.4K |
| Stratos Wealth Partners, LTD. | $1.2M | 10,477 | 0.01% | 31q | HELD |
| PCG Wealth Advisors, LLC | $1.0M | 9,408 | 0.23% | 10q | +3.8%+$38.2K |
| IFP Advisors, Inc | $1.0M | 9,164 | 0.02% | 39q | +4.3%+$41.5K |
| Rockefeller Capital Management L.P. | $993.0K | 8,957 | 0.00% | 4q | +32.1%+$241.4K |
| GREAT VALLEY ADVISOR GROUP, INC. | $925.1K | 8,349 | 0.01% | 25q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $909.7K | 8,206 | 0.00% | 4q | +212.5%+$618.6K |
| Baird Financial Group, Inc. | $883.2K | 7,967 | 0.00% | 26q | -2.3%-$20.6K |
| Dominguez Wealth Management Solutions, Inc. | $834.6K | 7,529 | 0.46% | 15q | HELD |
| Transamerica Financial Advisors, LLC | $825.7K | 7,448 | 0.07% | 17q | +5764.6%+$811.7K |
| Proactive Wealth Strategies LLC | $803.9K | 7,252 | 0.13% | 3q | +28.4%+$178.0K |
| Stonebridge Financial Planning Group, LLC | $794.4K | 7,166 | 0.25% | 27q | HELD |
| Sigma Planning Corp | $781.7K | 7,052 | 0.02% | 29q | +9.6%+$68.3K |
| ARS Wealth Advisors Group, LLC | $780.4K | 7,040 | 0.06% | 17q | HELD |
| FOUNDERS FINANCIAL SECURITIES LLC | $765.6K | 6,906 | 0.04% | 3q | HELD |
| TRANSCEND CAPITAL ADVISORS, LLC | $748.2K | 6,750 | 0.05% | 6q | -1.5%-$11.1K |
| Geneos Wealth Management Inc. | $724.0K | 6,532 | 0.01% | 33q | -1.5%-$10.9K |
| World Investment Advisors | $708.5K | 7,830 | 0.01% | 7q | HELD |
| Purus Wealth Management, LLC | $701.4K | 6,327 | 0.19% | 23q | -12.7%-$102.0K |
| Creative Planning | $683.6K | 6,167 | 0.00% | 6q | -1.4%-$9.4K |
| MML INVESTORS SERVICES, LLC | $676.5K | 6,102 | 0.00% | 31q | -11.3%-$85.8K |
| Pine Valley Investments Ltd Liability Co | $665.4K | 6,002 | 0.03% | 12q | +11.8%+$70.1K |
| STIFEL FINANCIAL CORP | $637.1K | 5,747 | 0.00% | 31q | -3.7%-$24.6K |
| BENJAMIN EDWARDS INC | $628.7K | 5,641 | 0.01% | 8q | -2.3%-$15.0K |
| Mariner, LLC | $628.5K | 5,670 | 0.00% | 19q | HELD |
| Sanctuary Advisors, LLC | $616.6K | 5,562 | 0.00% | 9q | HELD |
| Beacon Pointe Advisors, LLC | $609.7K | 5,500 | 0.00% | 2q | HELD |
| GTS SECURITIES LLC | $605.5K | 5,462 | 0.01% | 6q | -44.3%-$481.4K |
| Cornerstone Wealth Management, LLC | $597.9K | 5,394 | 0.03% | 30q | -4.8%-$30.0K |
| Element Wealth, LLC | $536.1K | 4,836 | 0.20% | 27q | HELD |
| BostonPremier Wealth LLC | $508.7K | 4,589 | 0.22% | 7q | -1.0%-$5.3K |
| Wealthcare Advisory Partners LLC | $495.8K | 4,473 | 0.01% | new | NEW |
| Clear Point Advisors Inc. | $495.7K | 4,471 | 0.44% | new | NEW |
| D.A. DAVIDSON & CO. | $471.2K | 4,251 | 0.00% | 31q | -74.8%-$1.4M |
| Keystone Wealth Services, LLC | $465.4K | 4,198 | 0.09% | 19q | HELD |
| Pinnacle Financial Partners, Inc. | $439.0K | 3,960 | 0.00% | 3q | -26.4%-$157.9K |
| KEYBANK NATIONAL ASSOCIATION/OH | $435.2K | 3,926 | 0.00% | 6q | HELD |
| Gateway Wealth Partners, LLC | $395.2K | 3,565 | 0.02% | 9q | -48.0%-$364.4K |
| J.W. COLE ADVISORS, INC. | $366.0K | 3,302 | 0.01% | 4q | -4.9%-$18.7K |
| PRIVATE TRUST CO NA | $359.3K | 3,241 | 0.03% | 9q | +6.4%+$21.5K |
| PFG Investments, LLC | $328.7K | 2,965 | 0.01% | 3q | HELD |
| Sound Income Strategies, LLC | $327.0K | 2,950 | 0.01% | 3q | HELD |
| TRUIST FINANCIAL CORP | $314.4K | 2,836 | 0.00% | 7q | -1.4%-$4.4K |
| Advisor OS, LLC | $293.8K | 2,650 | 0.02% | 2q | HELD |
| 1776 Wealth LLC | $292.9K | 2,642 | 0.10% | 15q | HELD |
| OPPENHEIMER & CO INC | $288.4K | 2,602 | 0.00% | 5q | HELD |
| Venture Visionary Partners LLC | $288.2K | 2,600 | 0.01% | 11q | -7.1%-$22.2K |
| Mutual Advisors, LLC | $259.8K | 2,343 | 0.00% | 15q | -17.3%-$54.3K |
| Koshinski Asset Management, Inc. | $245.0K | 2,210 | 0.01% | 5q | -1.3%-$3.3K |
| JPMORGAN CHASE & CO | $234.2K | 2,138 | 0.00% | 15q | +3.0%+$6.8K |
| Founders Financial Alliance, LLC | $232.4K | 2,096 | 0.03% | 2q | HELD |
| Ashton Thomas Private Wealth, LLC | $218.7K | 1,973 | 0.00% | 11q | -9.7%-$23.5K |
| LEVEL FOUR ADVISORY SERVICES, LLC | $215.5K | 1,943 | 0.01% | new | NEW |
| IHT Wealth Management, LLC | $209.3K | 1,888 | 0.00% | 7q | -24.4%-$67.4K |
| Advisory Services Network, LLC | $207.5K | 1,872 | 0.00% | 2q | +3127.6%+$201.1K |
| NICOLET BANKSHARES INC | $207.3K | 1,925 | 0.01% | new | NEW |
| MPWM ADVISORY SOLUTIONS, LLC | $193.7K | 1,747 | 0.09% | 7q | +81.0%+$86.7K |
| BlackRock, Inc. | $133.0K | 1,200 | 0.00% | 3q | HELD |
| CoreCap Advisors, LLC | $96.7K | 872 | 0.00% | 10q | +7.0%+$6.3K |
| Integrated Wealth Concepts LLC | $88.6K | 799 | 0.00% | new | NEW |
| US BANCORP \DE\ | $76.4K | 689 | 0.00% | 28q | -42.7%-$57.0K |
| Allworth Financial LP | $62.1K | 560 | 0.00% | 27q | -24.6%-$20.3K |
Showing the largest 100 of 127 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 124 | $439.9M | 3,965,512 | 14 | 35 | 36 | 0.0% |
| Q1 2026 | 118 | $380.0M | 4,194,290 | 17 | 30 | 34 | 0.0% |
| Q4 2025 | 115 | $338.9M | 3,714,264 | 13 | 29 | 33 | 0.0% |
| Q3 2025 | 101 | $323.0M | 3,528,074 | 13 | 29 | 34 | 0.0% |
| Q2 2025 | 92 | $271.1M | 3,287,823 | 6 | 22 | 37 | 0.0% |
| Q1 2025 | 92 | $263.1M | 3,514,761 | 13 | 30 | 29 | 0.0% |
| Q4 2024 | 95 | $260.2M | 3,245,721 | 11 | 26 | 25 | 0.1% |
| Q3 2024 | 87 | $248.5M | 3,117,351 | 6 | 20 | 32 | 0.1% |
| Q2 2024 | 87 | $226.5M | 3,074,492 | 8 | 19 | 24 | 0.1% |
| Q1 2024 | 80 | $269.7M | 3,564,516 | 6 | 28 | 24 | 0.1% |
| Q4 2023 | 81 | $222.2M | 3,258,949 | 12 | 21 | 24 | 0.1% |
| Q3 2023 | 73 | $153.1M | 2,523,066 | 7 | 22 | 20 | 0.1% |
| Q2 2023 | 73 | $152.9M | 2,358,310 | 6 | 14 | 31 | 0.2% |
| Q1 2023 | 65 | $143.3M | 2,410,518 | 5 | 16 | 24 | 0.0% |
| Q4 2022 | 62 | $132.1M | 2,387,274 | 4 | 16 | 24 | 0.0% |
| Q3 2022 | 84 | $154.3M | 2,891,261 | 4 | 16 | 39 | 0.0% |
| Q2 2022 | 92 | $155.7M | 2,849,619 | 7 | 15 | 51 | 0.0% |
| Q1 2022 | 92 | $202.7M | 3,040,870 | 6 | 25 | 37 | 0.0% |
| Q4 2021 | 112 | $322.9M | 4,353,228 | 9 | 30 | 39 | 0.0% |
| Q3 2021 | 100 | $310.9M | 4,321,759 | 15 | 30 | 32 | 0.0% |
| Q2 2021 | 96 | $299.2M | 3,971,164 | 12 | 21 | 45 | 0.0% |
| Q1 2021 | 104 | $316.1M | 4,647,768 | 13 | 35 | 39 | 0.0% |
| Q4 2020 | 110 | $318.6M | 4,870,703 | 13 | 34 | 38 | 0.0% |
| Q3 2020 | 93 | $228.5M | 4,259,669 | 11 | 28 | 35 | 0.2% |
| Q2 2020 | 87 | $178.8M | 3,739,820 | 20 | 22 | 32 | 0.0% |
| Q1 2020 | 74 | $142.4M | 3,846,562 | 12 | 31 | 24 | 0.0% |
| Q4 2019 | 85 | $181.6M | 3,791,740 | 12 | 26 | 29 | 0.0% |
| Q3 2019 | 73 | $174.3M | 3,893,109 | 19 | 28 | 20 | 0.0% |
| Q2 2019 | 56 | $160.0M | 3,535,603 | 10 | 28 | 16 | 0.0% |
| Q1 2019 | 54 | $146.6M | 3,392,175 | 8 | 22 | 17 | 0.0% |
| Q4 2018 | 54 | $121.2M | 3,346,817 | 2 | 4 | 2 | 0.0% |