FIRST TR EXCHANGE-TRADED ALP (FNX)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
205
Reporting holders
$932.3M
Reported value
0.0%
Held as options
+4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $162.7M | 1,111,571 | 0.01% | 35q | +2.8%+$4.4M |
| LPL Financial LLC | $152.3M | 1,040,651 | 0.03% | 31q | +8.1%+$11.4M |
| WELLS FARGO & COMPANY/MN | $103.6M | 708,174 | 0.02% | 31q | -50.8%-$107.1M |
| RAYMOND JAMES FINANCIAL INC | $64.1M | 438,102 | 0.02% | 7q | -0.8%-$505.3K |
| ROYAL BANK OF CANADA | $43.3M | 295,647 | 0.01% | 31q | +7.9%+$3.2M |
| Cetera Investment Advisers | $30.7M | 209,531 | 0.03% | 31q | +5.8%+$1.7M |
| BANK OF AMERICA CORP /DE/ | $30.5M | 208,405 | 0.00% | 31q | +1.4%+$415.3K |
| UBS Group AG | $29.1M | 199,156 | 0.00% | 31q | -4.1%-$1.2M |
| Baird Financial Group, Inc. | $23.5M | 160,820 | 0.03% | 31q | +2.4%+$560.8K |
| Three Cord True Wealth Management, LLC | $21.2M | 144,922 | 10.09% | 7q | +6.0%+$1.2M |
| HighTower Advisors, LLC | $17.7M | 121,039 | 0.02% | 31q | HELD |
| STIFEL FINANCIAL CORP | $13.1M | 89,452 | 0.01% | 31q | -1.6%-$215.6K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $11.6M | 79,122 | 0.01% | 31q | +3.6%+$400.0K |
| Per Stirling Capital Management, LLC. | $11.6M | 78,951 | 1.10% | 15q | +2.7%+$307.3K |
| Kestra Advisory Services, LLC | $10.7M | 73,328 | 0.03% | 24q | -0.8%-$88.0K |
| PERRYMAN FINANCIAL ADVISORY INC /AD | $10.4M | 71,100 | 1.38% | 3q | +1.3%+$130.5K |
| COMMONWEALTH EQUITY SERVICES, LLC | $10.0M | 68,565 | 0.01% | 31q | +1.7%+$163.3K |
| Chicago Partners Investment Group LLC | $8.5M | 59,338 | 0.17% | 31q | -1.2%-$103.9K |
| OSAIC HOLDINGS, INC. | $7.6M | 52,136 | 0.01% | 26q | -3.6%-$285.3K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $6.9M | 47,086 | 0.08% | 24q | +1.0%+$69.1K |
| Sanctuary Advisors, LLC | $6.6M | 45,154 | 0.03% | 9q | +4.5%+$287.3K |
| D.A. DAVIDSON & CO. | $6.5M | 44,427 | 0.04% | 31q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $5.9M | 40,474 | 0.00% | 31q | +6.4%+$358.4K |
| Stratos Wealth Partners, LTD. | $5.8M | 39,903 | 0.06% | 25q | HELD |
| &PARTNERS | $5.7M | 39,538 | 0.02% | 8q | +142.4%+$3.4M |
| Western Wealth Management, LLC | $5.7M | 38,903 | 0.19% | 26q | +3.2%+$177.1K |
| BENJAMIN EDWARDS INC | $5.1M | 34,934 | 0.05% | 8q | +65.8%+$2.0M |
| Private Advisor Group, LLC | $5.1M | 34,552 | 0.02% | 31q | +30.8%+$1.2M |
| HARBOUR INVESTMENTS, INC. | $4.0M | 27,423 | 0.05% | 21q | +6.4%+$241.2K |
| Prospera Financial Services Inc | $3.8M | 25,645 | 0.05% | 23q | -8.6%-$351.2K |
| Proactive Wealth Strategies LLC | $3.3M | 22,633 | 0.53% | 8q | HELD |
| FSM Wealth Advisors, LLC | $3.3M | 22,274 | 0.35% | 5q | -4.5%-$153.4K |
| Solutions 4 Wealth, Ltd | $3.2M | 21,656 | 4.09% | 11q | -2.7%-$86.5K |
| Lakeridge Wealth Management LLC | $3.2M | 21,583 | 1.16% | 11q | -17.6%-$673.2K |
| Snowden Capital Advisors LLC | $2.9M | 19,808 | 0.07% | 42q | -2.4%-$71.0K |
| CITIZENS FINANCIAL GROUP INC/RI | $2.7M | 18,282 | 0.03% | 16q | HELD |
| TRUIST FINANCIAL CORP | $2.6M | 18,051 | 0.00% | 27q | -2.6%-$71.6K |
| Perigon Wealth Management, LLC | $2.5M | 16,915 | 0.04% | 20q | HELD |
| Rockefeller Capital Management L.P. | $2.5M | 16,861 | 0.00% | 4q | -1.1%-$28.1K |
| FWG Holdings, LLC | $2.4M | 16,658 | 0.83% | 14q | -2.4%-$59.2K |
| FIFTH THIRD BANCORP | $2.4M | 16,272 | 0.00% | 2q | +1.6%+$36.7K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $2.4M | 16,587 | 0.00% | 12q | -11.7%-$313.0K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.3M | 15,974 | 0.00% | 20q | +28.5%+$518.1K |
| Bedel Financial Consulting, Inc. | $2.3M | 15,700 | 0.22% | 31q | HELD |
| OPPENHEIMER & CO INC | $2.2M | 14,994 | 0.02% | 31q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $2.2M | 15,078 | 0.00% | 10q | +8.1%+$163.0K |
| COZAD ASSET MANAGEMENT INC | $1.8M | 12,268 | 0.12% | 25q | HELD |
| Purus Wealth Management, LLC | $1.8M | 12,249 | 0.49% | 3q | +73.2%+$757.8K |
| Kaydan Wealth Management, Inc. | $1.8M | 12,109 | 0.54% | 19q | +1.0%+$17.3K |
| Creative Planning | $1.8M | 11,983 | 0.00% | 15q | HELD |
| STEPHENS INC /AR/ | $1.6M | 10,790 | 0.02% | 31q | HELD |
| DHJJ Financial Advisors, Ltd. | $1.5M | 10,513 | 0.44% | 23q | HELD |
| NewEdge Advisors, LLC | $1.5M | 10,439 | 0.00% | 17q | +4.1%+$60.4K |
| PARK NATIONAL CORP /OH/ | $1.5M | 10,099 | 0.04% | 31q | -0.8%-$12.4K |
| Triumph Capital Management | $1.5M | 9,945 | 0.26% | 4q | +5.3%+$73.8K |
| AssuredPartners Investment Advisors, LLC | $1.4M | 9,568 | 0.14% | 7q | -5.8%-$86.9K |
| LVZ, Inc. | $1.4M | 9,265 | 0.14% | 38q | -5.1%-$73.3K |
| Equitable Holdings, Inc. | $1.3M | 9,138 | 0.01% | 23q | +0.6%+$7.8K |
| J.W. COLE ADVISORS, INC. | $1.3M | 9,112 | 0.02% | 5q | -6.4%-$91.9K |
| Keystone Financial Group | $1.3M | 9,079 | 0.08% | new | NEW |
| Pacific Sun Financial Corp | $1.3M | 8,544 | 0.52% | 25q | -6.2%-$82.0K |
| Sterling Investment Advisors, Ltd. | $1.2M | 8,445 | 0.21% | 31q | -5.6%-$73.2K |
| Keystone Wealth Services, LLC | $1.2M | 8,123 | 0.22% | 2q | HELD |
| MML INVESTORS SERVICES, LLC | $1.2M | 8,074 | 0.00% | 19q | +3.6%+$41.3K |
| FMR LLC | $1.1M | 7,178 | 0.00% | 24q | +32.3%+$256.3K |
| United Advisor Group, LLC | $1.0M | 7,164 | 0.11% | 10q | HELD |
| Southland Equity Partners LLC | $999.3K | 6,828 | 0.18% | 23q | -1.1%-$11.3K |
| Catalyst Investment Management LLC | $975.8K | 6,668 | 0.89% | 3q | HELD |
| GTS SECURITIES LLC | $975.7K | 6,667 | 0.02% | 9q | -58.9%-$1.4M |
| BELLEVUE ASSET MANAGEMENT, LLC | $882.5K | 6,029 | 0.41% | 27q | -4.7%-$43.5K |
| Rathbones Group PLC | $795.2K | 5,434 | 0.00% | 24q | +4.1%+$31.5K |
| Steward Partners Investment Advisory, LLC | $787.8K | 5,383 | 0.00% | 31q | HELD |
| Bensler, LLC | $784.6K | 5,361 | 0.07% | 5q | +4.9%+$36.4K |
| Three Seasons Wealth, LLC | $693.1K | 4,736 | 0.06% | 12q | HELD |
| B. Riley Wealth Advisors, Inc. | $685.6K | 4,705 | 0.04% | 22q | -5.0%-$36.1K |
| IHT Wealth Management, LLC | $669.5K | 4,574 | 0.01% | 25q | HELD |
| US BANCORP \DE\ | $660.2K | 4,511 | 0.00% | 31q | HELD |
| Higgins & Schmidt Wealth Strategies LLC | $657.5K | 4,493 | 0.27% | 11q | -2.9%-$19.8K |
| WORLD EQUITY GROUP, INC. | $634.3K | 4,334 | 0.14% | 11q | +11.9%+$67.6K |
| Integrated Wealth Concepts LLC | $630.2K | 4,307 | 0.00% | 2q | +112.4%+$333.5K |
| MERCER GLOBAL ADVISORS INC /ADV | $550.8K | 3,764 | 0.00% | 2q | +57.4%+$200.8K |
| Sigma Planning Corp | $540.0K | 3,690 | 0.01% | 10q | +1.7%+$8.9K |
| Moors & Cabot, Inc. | $524.4K | 3,583 | 0.02% | 15q | HELD |
| KPP Advisory Services LLC | $506.8K | 3,463 | 0.06% | 10q | HELD |
| Belpointe Asset Management LLC | $498.6K | 3,407 | 0.02% | 12q | +1.7%+$8.2K |
| Hilton Head Capital Partners, LLC | $497.0K | 3,396 | 0.25% | 3q | -20.3%-$126.3K |
| Farther Finance Advisors, LLC | $495.5K | 3,386 | 0.00% | 15q | -4.2%-$21.8K |
| TCFG Investment Advisors, LLC | $494.9K | 3,382 | 0.17% | 2q | HELD |
| Mariner, LLC | $474.3K | 3,241 | 0.00% | 8q | HELD |
| National Wealth Management Group, LLC | $473.1K | 3,233 | 0.15% | 16q | -4.0%-$19.6K |
| GREAT VALLEY ADVISOR GROUP, INC. | $473.0K | 3,230 | 0.01% | 25q | HELD |
| Geneos Wealth Management Inc. | $467.0K | 3,191 | 0.01% | 42q | HELD |
| Morey & Quinn Wealth Partners, LLC | $456.6K | 3,120 | 0.29% | 7q | +12.3%+$50.1K |
| Element Wealth, LLC | $440.6K | 3,011 | 0.16% | 27q | HELD |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $424.4K | 2,900 | 0.05% | 13q | HELD |
| Park Edge Advisors, LLC | $422.8K | 2,889 | 0.09% | 15q | HELD |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV | $418.4K | 2,859 | 0.02% | 25q | HELD |
| PRIVATE TRUST CO NA | $403.0K | 2,754 | 0.03% | 17q | +2.5%+$10.0K |
| Quantum Private Wealth, LLC | $401.1K | 2,741 | 0.10% | 19q | HELD |
| Cresset Asset Management, LLC | $388.3K | 2,653 | 0.00% | new | NEW |
Showing the largest 100 of 211 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 205 | $932.3M | 6,371,305 | 15 | 45 | 56 | 0.0% |
| Q1 2026 | 201 | $894.1M | 6,975,431 | 20 | 49 | 53 | 0.0% |
| Q4 2025 | 190 | $766.3M | 6,080,018 | 9 | 40 | 58 | 0.0% |
| Q3 2025 | 180 | $745.9M | 5,956,849 | 12 | 31 | 65 | 0.0% |
| Q2 2025 | 180 | $743.7M | 6,471,682 | 21 | 32 | 72 | 0.0% |
| Q1 2025 | 170 | $701.3M | 6,438,201 | 5 | 32 | 68 | 0.0% |
| Q4 2024 | 182 | $793.0M | 6,846,255 | 13 | 40 | 52 | 0.0% |
| Q3 2024 | 168 | $760.3M | 6,486,633 | 10 | 48 | 42 | 0.0% |
| Q2 2024 | 169 | $695.8M | 6,403,355 | 15 | 40 | 53 | 0.0% |
| Q1 2024 | 154 | $1.0B | 8,892,324 | 14 | 37 | 55 | 0.0% |
| Q4 2023 | 156 | $802.6M | 7,686,512 | 14 | 31 | 64 | 0.0% |
| Q3 2023 | 145 | $605.6M | 6,582,076 | 15 | 44 | 39 | 0.0% |
| Q2 2023 | 143 | $613.5M | 6,368,511 | 12 | 41 | 56 | 0.0% |
| Q1 2023 | 144 | $574.1M | 6,385,524 | 9 | 47 | 54 | 0.0% |
| Q4 2022 | 140 | $552.2M | 6,326,900 | 21 | 43 | 41 | 0.0% |
| Q3 2022 | 147 | $510.3M | 6,349,418 | 14 | 46 | 44 | 0.0% |
| Q2 2022 | 141 | $524.2M | 6,264,230 | 11 | 50 | 38 | 0.0% |
| Q1 2022 | 152 | $598.4M | 6,119,871 | 14 | 50 | 39 | 0.0% |
| Q4 2021 | 160 | $622.5M | 6,056,264 | 20 | 50 | 41 | 0.0% |
| Q3 2021 | 138 | $589.9M | 6,032,670 | 8 | 51 | 33 | 0.0% |
| Q2 2021 | 142 | $605.2M | 6,049,930 | 24 | 59 | 28 | 0.0% |
| Q1 2021 | 125 | $506.3M | 5,400,358 | 21 | 40 | 41 | 0.0% |
| Q4 2020 | 112 | $388.6M | 4,673,754 | 11 | 26 | 37 | 0.0% |
| Q3 2020 | 96 | $299.1M | 4,514,725 | 5 | 19 | 42 | 0.3% |
| Q2 2020 | 100 | $298.7M | 4,778,000 | 12 | 23 | 44 | 0.0% |
| Q1 2020 | 102 | $270.6M | 5,602,904 | 5 | 23 | 55 | 0.0% |
| Q4 2019 | 127 | $461.9M | 6,371,646 | 12 | 33 | 41 | 0.0% |
| Q3 2019 | 108 | $417.6M | 6,182,606 | 3 | 25 | 49 | 0.0% |
| Q2 2019 | 111 | $456.4M | 6,632,829 | 10 | 38 | 38 | 0.0% |
| Q1 2019 | 115 | $443.6M | 6,612,277 | 11 | 47 | 29 | 0.0% |
| Q4 2018 | 111 | $378.6M | 6,544,538 | 1 | 4 | 3 | 0.0% |