FIRST TR EXCHANGE-TRADED ALP (FNK)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
54
Reporting holders
$159.0M
Reported value
0.0%
Held as options
-1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| TOTAL INVESTMENT MANAGEMENT INC | $80.9M | 1,275,782 | 8.53% | 19q | -4.9%-$4.2M |
| WELLS FARGO & COMPANY/MN | $16.0M | 260,747 | 0.00% | 31q | -49.6%-$15.7M |
| MORGAN STANLEY | $15.3M | 249,492 | 0.00% | 35q | +5.9%+$854.2K |
| LPL Financial LLC | $8.8M | 143,041 | 0.00% | 31q | +4.0%+$334.5K |
| Cetera Investment Advisers | $8.0M | 130,373 | 0.01% | 10q | +23.5%+$1.5M |
| Kingsview Wealth Management, LLC | $3.9M | 64,005 | 0.05% | 25q | +2.1%+$82.0K |
| RAYMOND JAMES FINANCIAL INC | $3.3M | 53,954 | 0.00% | 7q | -8.2%-$295.7K |
| UBS Group AG | $3.1M | 50,793 | 0.00% | 31q | -0.7%-$21.2K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.9M | 46,836 | 0.00% | 10q | +68.2%+$1.2M |
| OSAIC HOLDINGS, INC. | $2.8M | 45,769 | 0.00% | 26q | -9.3%-$286.3K |
| JONES FINANCIAL COMPANIES LLLP | $2.6M | 41,807 | 0.00% | 10q | +12.6%+$288.9K |
| Equitable Holdings, Inc. | $1.3M | 20,458 | 0.01% | 15q | -1.6%-$20.4K |
| ROYAL BANK OF CANADA | $1.0M | 16,630 | 0.00% | 31q | -27.5%-$387.4K |
| COMMONWEALTH EQUITY SERVICES, LLC | $938.4K | 15,306 | 0.00% | 16q | -6.8%-$67.9K |
| &PARTNERS | $846.2K | 13,802 | 0.00% | 7q | +139.4%+$492.7K |
| Keel Point, LLC | $716.5K | 11,686 | 0.04% | 27q | -0.6%-$4.4K |
| ARS Wealth Advisors Group, LLC | $704.5K | 11,490 | 0.06% | 17q | HELD |
| Stratos Wealth Partners, LTD. | $608.1K | 9,917 | 0.01% | 18q | -5.1%-$33.0K |
| Kestra Advisory Services, LLC | $574.4K | 9,369 | 0.00% | 6q | -9.3%-$59.2K |
| Private Advisor Group, LLC | $507.0K | 8,269 | 0.00% | 14q | HELD |
| LEVEL FOUR ADVISORY SERVICES, LLC | $344.2K | 5,614 | 0.01% | 13q | HELD |
| BENJAMIN EDWARDS INC | $327.3K | 5,334 | 0.00% | 8q | HELD |
| Ashton Thomas Private Wealth, LLC | $292.0K | 4,763 | 0.01% | 3q | HELD |
| Advisor OS, LLC | $274.4K | 4,475 | 0.02% | 2q | HELD |
| StoneX Group Inc. | $265.7K | 4,357 | 0.01% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $265.7K | 4,333 | 0.00% | 6q | -2.0%-$5.4K |
| Sigma Planning Corp | $254.5K | 4,151 | 0.01% | 22q | -0.7%-$1.8K |
| GREAT VALLEY ADVISOR GROUP, INC. | $244.2K | 3,989 | 0.00% | 8q | HELD |
| DAYMARK WEALTH PARTNERS, LLC | $232.9K | 3,799 | 0.01% | 9q | -8.1%-$20.4K |
| Dynamic Advisor Solutions LLC | $224.7K | 3,665 | 0.01% | 4q | HELD |
| Triumph Capital Management | $213.9K | 3,488 | 0.04% | 7q | HELD |
| RFG Advisory, LLC | $202.2K | 3,297 | 0.00% | new | NEW |
| Founders Financial Alliance, LLC | $179.4K | 2,927 | 0.02% | 2q | HELD |
| Rockefeller Capital Management L.P. | $160.3K | 2,614 | 0.00% | 4q | -9.5%-$16.9K |
| Geneos Wealth Management Inc. | $147.1K | 2,400 | 0.00% | 18q | HELD |
| Parallel Advisors, LLC | $118.6K | 1,935 | 0.00% | 2q | HELD |
| GAMMA Investing LLC | $111.3K | 1,816 | 0.00% | 11q | HELD |
| Farther Finance Advisors, LLC | $105.8K | 1,726 | 0.00% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $79.0K | 1,289 | 0.00% | 4q | HELD |
| AMERIFLEX GROUP, INC. | $66.2K | 1,080 | 0.03% | new | NEW |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $49.5K | 807 | 0.00% | 2q | HELD |
| US BANCORP \DE\ | $34.1K | 557 | 0.00% | 4q | +50.1%+$11.4K |
| FMR LLC | $27.1K | 442 | 0.00% | 21q | +14633.3%+$26.9K |
| Benson Wealth Management INC | $21.8K | 356 | 0.02% | 3q | HELD |
| ASSETMARK, INC | $19.4K | 317 | 0.00% | new | NEW |
| LFA - Lugano Financial Advisors SA | $18.4K | 300 | 0.01% | new | NEW |
| FIFTH THIRD BANCORP | $16.3K | 266 | 0.00% | 2q | -2.2% |
| Tower Research Capital LLC (TRC) | $15.7K | 256 | 0.00% | 26q | -88.6%-$122.3K |
| Glen Eagle Advisors, LLC | $12.3K | 200 | 0.00% | 27q | HELD |
| Steward Partners Investment Advisory, LLC | $10.1K | 165 | 0.00% | 29q | HELD |
| PNC Financial Services Group, Inc. | $9.7K | 158 | 0.00% | 31q | HELD |
| Global Retirement Partners, LLC | $5.5K | 90 | 0.00% | 16q | HELD |
| Quest 10 Wealth Builders, Inc. | $3.1K | 50 | 0.00% | 7q | HELD |
| Cambridge Investment Research Advisors, Inc. | $2.1K | 34,032 | 0.00% | 22q | +97.5%+$1.0K |
| Transamerica Financial Advisors, LLC | $331 | 5 | 0.00% | 19q | HELD |
| Janney Montgomery Scott LLC | $300 | 4,888 | 0.00% | 29q | -3.1% |
| BESSEMER GROUP INC | $28 | 454 | 0.00% | 2q | HELD |
| Capital Analysts, LLC | $6 | 94 | 0.00% | 19q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 54 | $159.0M | 2,550,547 | 6 | 9 | 17 | 0.0% |
| Q1 2026 | 55 | $160.2M | 2,808,121 | 10 | 13 | 11 | 0.0% |
| Q4 2025 | 51 | $140.9M | 2,531,760 | 3 | 13 | 14 | 0.0% |
| Q3 2025 | 50 | $137.4M | 2,486,361 | 6 | 6 | 18 | 0.0% |
| Q2 2025 | 49 | $142.5M | 2,752,569 | 1 | 17 | 12 | 0.0% |
| Q1 2025 | 51 | $137.3M | 2,721,927 | 5 | 15 | 16 | 0.0% |
| Q4 2024 | 55 | $144.3M | 2,696,731 | 6 | 13 | 13 | 0.0% |
| Q3 2024 | 51 | $143.7M | 2,636,664 | 6 | 12 | 17 | 0.0% |
| Q2 2024 | 51 | $141.6M | 2,773,622 | 6 | 11 | 16 | 0.0% |
| Q1 2024 | 52 | $175.3M | 3,238,289 | 9 | 10 | 13 | 0.0% |
| Q4 2023 | 50 | $170.4M | 3,341,465 | 7 | 11 | 16 | 0.0% |
| Q3 2023 | 46 | $138.4M | 3,101,342 | 3 | 9 | 17 | 0.0% |
| Q2 2023 | 49 | $143.7M | 3,144,368 | 1 | 10 | 20 | 0.0% |
| Q1 2023 | 60 | $175.2M | 4,017,362 | 16 | 19 | 10 | 0.0% |
| Q4 2022 | 47 | $144.6M | 3,362,957 | 8 | 10 | 14 | 0.0% |
| Q3 2022 | 52 | $137.9M | 3,612,435 | 4 | 23 | 12 | 0.0% |
| Q2 2022 | 51 | $148.3M | 3,642,273 | 7 | 14 | 18 | 0.0% |
| Q1 2022 | 51 | $165.6M | 3,552,837 | 11 | 15 | 16 | 0.0% |
| Q4 2021 | 53 | $146.1M | 3,101,693 | 11 | 19 | 9 | 0.0% |
| Q3 2021 | 43 | $74.0M | 1,671,280 | 3 | 15 | 18 | 0.0% |
| Q2 2021 | 53 | $106.0M | 2,384,271 | 15 | 21 | 11 | 0.0% |
| Q1 2021 | 41 | $65.8M | 1,534,711 | 15 | 12 | 5 | 0.0% |
| Q4 2020 | 26 | $18.0M | 503,545 | 6 | 3 | 11 | 0.0% |
| Q3 2020 | 24 | $16.0M | 580,763 | 2 | 7 | 8 | 0.0% |
| Q2 2020 | 25 | $18.4M | 668,284 | 3 | 5 | 8 | 0.0% |
| Q1 2020 | 24 | $16.0M | 759,374 | 4 | 7 | 8 | 0.0% |
| Q4 2019 | 28 | $33.3M | 923,683 | 5 | 9 | 9 | 0.0% |
| Q3 2019 | 25 | $29.2M | 869,793 | 4 | 7 | 11 | 0.0% |
| Q2 2019 | 23 | $33.9M | 982,095 | 2 | 11 | 5 | 0.0% |
| Q1 2019 | 29 | $31.9M | 910,726 | 1 | 16 | 6 | 0.0% |
| Q4 2018 | 31 | $24.5M | 804,170 | 1 | 0 | 1 | 0.0% |