FIRST TR EXCNGE TRD ALPHADEX (FMK)
Institutional ownership reported to the SEC as of Q3 2020, across 8 quarters.
18
Reporting holders
$10.6M
Reported value
0.0%
Held as options
+3
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.7M | 70,542 | 0.00% | 8q | +319.7%+$2.1M |
| CITADEL ADVISORS LLC | $2.4M | 61,440 | 0.00% | 3q | +180.1%+$1.5M |
| LPL Financial LLC | $2.1M | 55,283 | 0.00% | 8q | -22.4%-$615.4K |
| GOLDMAN SACHS GROUP INC | $613.0K | 15,866 | 0.00% | 8q | HELD |
| Private Advisor Group, LLC | $519.0K | 13,441 | 0.01% | 7q | HELD |
| UBS Group AG | $434.0K | 11,222 | 0.00% | 8q | +10.0%+$39.5K |
| ROYAL BANK OF CANADA | $362.0K | 9,382 | 0.00% | 8q | -1.1%-$4.0K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $286.0K | 7,400 | 0.02% | new | FIRST |
| Stonebridge Financial Planning Group, LLC | $245.0K | 6,105 | 0.18% | 4q | +1.3%+$3.2K |
| LEVEL FOUR ADVISORY SERVICES, LLC | $244.0K | 6,321 | 0.02% | 6q | -1.3%-$3.3K |
| MORGAN STANLEY | $195.0K | 5,049 | 0.00% | 12q | -11.6%-$25.6K |
| ADVISOR GROUP HOLDINGS, INC. | $183.0K | 4,850 | 0.00% | 3q | -9.5%-$19.2K |
| BANK OF AMERICA CORP /DE/ | $98.0K | 2,528 | 0.00% | 8q | HELD |
| WELLS FARGO & COMPANY/MN | $93.0K | 2,400 | 0.00% | 8q | HELD |
| The PNC Financial Services Group, Inc. | $69.0K | 1,775 | 0.00% | 8q | HELD |
| Founders Financial Alliance, LLC | $17.0K | 450 | 0.01% | new | FIRST |
| Steward Partners Investment Advisory, LLC | $10.0K | 252 | 0.00% | 6q | HELD |
| Rockefeller Capital Management L.P. | $3.0K | 100 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2020 | 18 | $10.6M | 274,406 | 1 | 4 | 5 | 0.0% |
| Q2 2020 | 15 | $6.6M | 189,404 | 0 | 3 | 7 | 0.0% |
| Q1 2020 | 18 | $6.7M | 223,533 | 1 | 3 | 5 | 0.0% |
| Q4 2019 | 22 | $8.9M | 231,213 | 2 | 6 | 5 | 0.0% |
| Q3 2019 | 21 | $8.9M | 245,594 | 2 | 5 | 5 | 0.0% |
| Q2 2019 | 21 | $11.5M | 320,475 | 5 | 6 | 6 | 0.0% |
| Q1 2019 | 21 | $11.8M | 338,538 | 3 | 4 | 9 | 0.0% |
| Q4 2018 | 19 | $21.2M | 661,849 | 1 | 2 | 0 | 0.0% |