FIRST TR EXCNGE TRD ALPHADEX (FMK)
Institutional ownership reported to the SEC as of Q3 2020, across 8 quarters.
18
Reporting holders
$10.6M
Reported value
0.0%
Calls
0.0%
Puts
+3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.7M | 70,542 | 0.00% | 8q | +319.7%+$2.1M |
| CITADEL ADVISORS LLC | $2.4M | 61,440 | 0.00% | 3q | +180.1%+$1.5M |
| LPL Financial LLC | $2.1M | 55,283 | 0.00% | 8q | -22.4%-$615.4K |
| GOLDMAN SACHS GROUP INC | $613.0K | 15,866 | 0.00% | 8q | HELD |
| Private Advisor Group, LLC | $519.0K | 13,441 | 0.01% | 7q | HELD |
| UBS Group AG | $434.0K | 11,222 | 0.00% | 8q | +10.0%+$39.5K |
| ROYAL BANK OF CANADA | $362.0K | 9,382 | 0.00% | 8q | -1.1%-$4.0K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $286.0K | 7,400 | 0.02% | new | FIRST |
| Stonebridge Financial Planning Group, LLC | $245.0K | 6,105 | 0.18% | 4q | +1.3%+$3.2K |
| LEVEL FOUR ADVISORY SERVICES, LLC | $244.0K | 6,321 | 0.02% | 6q | -1.3%-$3.3K |
| MORGAN STANLEY | $195.0K | 5,049 | 0.00% | 12q | -11.6%-$25.6K |
| ADVISOR GROUP HOLDINGS, INC. | $183.0K | 4,850 | 0.00% | 3q | -9.5%-$19.2K |
| BANK OF AMERICA CORP /DE/ | $98.0K | 2,528 | 0.00% | 8q | HELD |
| WELLS FARGO & COMPANY/MN | $93.0K | 2,400 | 0.00% | 8q | HELD |
| The PNC Financial Services Group, Inc. | $69.0K | 1,775 | 0.00% | 8q | HELD |
| Founders Financial Alliance, LLC | $17.0K | 450 | 0.01% | new | FIRST |
| Steward Partners Investment Advisory, LLC | $10.0K | 252 | 0.00% | 6q | HELD |
| Rockefeller Capital Management L.P. | $3.0K | 100 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2020 | 18 | $10.6M | 274,406 | 1 | 4 | 5 | 0.0% |
| Q2 2020 | 15 | $6.6M | 189,404 | 0 | 3 | 7 | 0.0% |
| Q1 2020 | 18 | $6.7M | 223,533 | 1 | 3 | 5 | 0.0% |
| Q4 2019 | 22 | $8.9M | 231,213 | 2 | 6 | 5 | 0.0% |
| Q3 2019 | 21 | $8.9M | 245,594 | 2 | 5 | 5 | 0.0% |
| Q2 2019 | 21 | $11.5M | 320,475 | 5 | 6 | 6 | 0.0% |
| Q1 2019 | 21 | $11.8M | 338,538 | 3 | 4 | 9 | 0.0% |
| Q4 2018 | 19 | $21.2M | 661,849 | 1 | 2 | 0 | 0.0% |