FIRST TR EXCH TRD ALPHDX FD (FGM)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
24
Reporting holders
$87.9M
Reported value
0.0%
Held as options
-4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | $66.0M | 1,040,078 | 0.04% | 5q | +12.4%+$7.3M |
| &PARTNERS | $7.8M | 122,858 | 0.03% | 3q | +3.3%+$248.3K |
| Advisory Services Network, LLC | $4.2M | 66,562 | 0.05% | 2q | +13.4%+$500.7K |
| MEITAV INVESTMENT HOUSE LTD | $3.3M | 52,000 | 0.02% | 19q | HELD |
| COTTONWOOD CAPITAL ADVISORS, LLC | $1.3M | 20,441 | 0.78% | 19q | +2.2%+$28.1K |
| RAYMOND JAMES FINANCIAL INC | $1.0M | 16,230 | 0.00% | 5q | +6.8%+$65.9K |
| CITADEL ADVISORS LLC | $726.6K | 11,448 | 0.00% | 2q | -79.4%-$2.8M |
| Transamerica Financial Advisors, LLC | $678.0K | 10,682 | 0.06% | 17q | -6.6%-$47.7K |
| Genesee Capital Advisors, LLC | $579.9K | 9,136 | 0.18% | 3q | HELD |
| GTS SECURITIES LLC | $370.6K | 5,839 | 0.01% | 8q | -87.7%-$2.7M |
| OSAIC HOLDINGS, INC. | $368.8K | 5,812 | 0.00% | 5q | +0.9%+$3.4K |
| MORGAN STANLEY | $349.5K | 5,507 | 0.00% | 35q | HELD |
| Bright Futures Wealth Management, LLC. | $248.3K | 3,912 | 0.16% | new | NEW |
| Cetera Investment Advisers | $247.1K | 3,893 | 0.00% | 2q | -16.5%-$48.8K |
| Unique Wealth Strategies, LLC | $227.4K | 3,583 | 0.08% | 5q | +1.6%+$3.6K |
| Waverly Advisors, LLC | $219.3K | 3,456 | 0.00% | 10q | HELD |
| Golden State Wealth Management, LLC | $67.3K | 1,060 | 0.01% | 7q | HELD |
| UBS Group AG | $67.2K | 1,059 | 0.00% | 2q | +837.2%+$60.0K |
| IFP Advisors, Inc | $38.6K | 608 | 0.00% | 6q | +1.0% |
| Farther Finance Advisors, LLC | $20.2K | 319 | 0.00% | 6q | HELD |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $12.9K | 203 | 0.00% | 3q | +1.5% |
| FMR LLC | $7.8K | 123 | 0.00% | 3q | -0.8% |
| FLOW TRADERS U.S. LLC | $1.8K | 28,756 | 0.07% | 6q | +291.8%+$1.4K |
| ASSETMARK, INC | $1.6K | 26 | 0.00% | 3q | HELD |
| WELLS FARGO & COMPANY/MN | $889 | 14 | 0.00% | new | NEW |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-07-27 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 67.1% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 24 | $87.9M | 1,384,849 | 2 | 10 | 5 | 0.0% |
| Q1 2026 | 28 | $88.6M | 1,476,619 | 6 | 8 | 8 | 0.0% |
| Q4 2025 | 26 | $64.6M | 1,034,194 | 8 | 8 | 6 | 0.0% |
| Q3 2025 | 22 | $54.4M | 925,382 | 5 | 6 | 7 | 0.0% |
| Q2 2025 | 20 | $43.3M | 768,460 | 8 | 5 | 4 | 0.0% |
| Q1 2025 | 14 | $8.7M | 189,328 | 5 | 2 | 5 | 0.0% |
| Q4 2024 | 11 | $5.4M | 141,852 | 1 | 3 | 6 | 0.0% |
| Q3 2024 | 11 | $7.3M | 183,324 | 2 | 2 | 4 | 0.0% |
| Q2 2024 | 10 | $6.4M | 174,011 | 0 | 1 | 7 | 0.0% |
| Q1 2024 | 12 | $9.5M | 237,793 | 3 | 1 | 7 | 0.0% |
| Q4 2023 | 15 | $12.5M | 322,864 | 2 | 4 | 6 | 0.0% |
| Q3 2023 | 16 | $15.4M | 425,602 | 1 | 4 | 7 | 0.0% |
| Q2 2023 | 15 | $20.9M | 674,909 | 3 | 4 | 7 | 0.0% |
| Q1 2023 | 13 | $9.8M | 251,095 | 1 | 7 | 3 | 0.0% |
| Q4 2022 | 17 | $11.2M | 383,129 | 2 | 4 | 8 | 0.0% |
| Q3 2022 | 21 | $10.7M | 443,499 | 2 | 3 | 11 | 0.0% |
| Q2 2022 | 21 | $11.6M | 340,119 | 2 | 2 | 10 | 0.0% |
| Q1 2022 | 22 | $19.8M | 451,484 | 3 | 5 | 11 | 0.0% |
| Q4 2021 | 26 | $83.4M | 1,553,949 | 4 | 9 | 5 | 0.0% |
| Q3 2021 | 23 | $82.8M | 1,508,489 | 2 | 7 | 10 | 0.0% |
| Q2 2021 | 23 | $94.8M | 1,661,967 | 5 | 2 | 13 | 0.0% |
| Q1 2021 | 21 | $90.1M | 1,673,637 | 3 | 6 | 7 | 0.0% |
| Q4 2020 | 21 | $84.7M | 1,651,764 | 2 | 8 | 7 | 0.0% |
| Q3 2020 | 20 | $71.8M | 1,618,896 | 3 | 4 | 8 | 0.0% |
| Q2 2020 | 20 | $74.7M | 1,844,301 | 0 | 6 | 11 | 0.0% |
| Q1 2020 | 22 | $67.4M | 2,154,307 | 2 | 3 | 10 | 0.0% |
| Q4 2019 | 30 | $137.6M | 3,098,549 | 4 | 11 | 9 | 0.0% |
| Q3 2019 | 29 | $118.5M | 2,966,613 | 5 | 2 | 15 | 0.0% |
| Q2 2019 | 33 | $143.5M | 3,430,904 | 4 | 10 | 9 | 0.0% |
| Q1 2019 | 32 | $145.1M | 3,521,722 | 5 | 12 | 7 | 0.0% |
| Q4 2018 | 32 | $123.6M | 3,278,824 | 1 | 0 | 1 | 0.0% |