FIRST TR EXCHANGE-TRADED ALP (FEX)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
231
Reporting holders
$934.6M
Reported value
0.0%
Held as options
+11
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $148.9M | 1,064,684 | 0.01% | 35q | HELD |
| LPL Financial LLC | $108.9M | 778,330 | 0.02% | 31q | -20.0%-$27.1M |
| WELLS FARGO & COMPANY/MN | $67.0M | 479,180 | 0.01% | 31q | -55.4%-$83.1M |
| RAYMOND JAMES FINANCIAL INC | $37.5M | 268,371 | 0.01% | 7q | +6.4%+$2.2M |
| BANK OF AMERICA CORP /DE/ | $31.5M | 224,857 | 0.00% | 31q | -4.2%-$1.4M |
| COMMONWEALTH EQUITY SERVICES, LLC | $30.5M | 217,999 | 0.04% | 31q | +2.0%+$611.2K |
| Modern Wealth Management, LLC | $29.8M | 212,851 | 0.35% | 11q | +11857.9%+$29.5M |
| ROYAL BANK OF CANADA | $26.0M | 185,960 | 0.00% | 31q | +19.6%+$4.3M |
| UBS Group AG | $25.8M | 184,252 | 0.00% | 31q | HELD |
| OSAIC HOLDINGS, INC. | $24.5M | 175,394 | 0.03% | 26q | +42.4%+$7.3M |
| HBK Sorce Advisory LLC | $24.3M | 174,191 | 0.46% | 31q | -1.5%-$382.2K |
| TRUIST FINANCIAL CORP | $22.0M | 156,941 | 0.03% | 27q | +3.8%+$798.1K |
| Crusonia Wealth Advisors LLC | $18.5M | 132,071 | 3.03% | 3q | HELD |
| &PARTNERS | $18.5M | 137,868 | 0.08% | 8q | +143.5%+$10.9M |
| SILVER OAK SECURITIES, INCORPORATED | $18.4M | 131,869 | 1.12% | 18q | -2.0%-$383.4K |
| Private Advisor Group, LLC | $18.3M | 130,523 | 0.08% | 31q | +39.8%+$5.2M |
| Cetera Investment Advisers | $16.9M | 120,610 | 0.02% | 31q | +2.1%+$347.9K |
| ENVESTNET ASSET MANAGEMENT INC | $12.1M | 86,559 | 0.00% | 31q | +44.1%+$3.7M |
| Elevation Capital Advisory, LLC | $11.8M | 84,534 | 4.57% | 2q | +72.2%+$5.0M |
| GREAT VALLEY ADVISOR GROUP, INC. | $9.3M | 66,153 | 0.15% | 25q | +7.3%+$631.8K |
| Kingsview Wealth Management, LLC | $8.6M | 61,448 | 0.10% | 8q | +0.8%+$64.2K |
| BIP Wealth, LLC | $8.4M | 60,352 | 0.24% | 3q | -52.5%-$9.3M |
| Ameritas Advisory Services, LLC | $8.4M | 60,274 | 0.17% | 19q | +1168.7%+$7.8M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $8.3M | 59,540 | 0.00% | 2q | +93.9%+$4.0M |
| US BANCORP \DE\ | $8.1M | 57,599 | 0.01% | 31q | -7.0%-$606.9K |
| Chicago Partners Investment Group LLC | $7.4M | 54,293 | 0.15% | 31q | -1.0%-$73.1K |
| Rockefeller Capital Management L.P. | $6.7M | 47,635 | 0.01% | 25q | +3.7%+$237.5K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $6.7M | 48,559 | 0.01% | 3q | -11.7%-$880.0K |
| Triumph Capital Management | $6.5M | 46,672 | 1.18% | 13q | -9.9%-$715.0K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $6.5M | 46,437 | 0.00% | 31q | -12.6%-$940.4K |
| GOLDMAN SACHS GROUP INC | $5.9M | 42,213 | 0.00% | 10q | -9.6%-$626.2K |
| MML INVESTORS SERVICES, LLC | $4.9M | 34,990 | 0.01% | 31q | +367.3%+$3.8M |
| FIRST TRUST ADVISORS LP | $4.6M | 32,844 | 0.00% | 11q | -0.8%-$35.5K |
| MERCER GLOBAL ADVISORS INC /ADV | $4.4M | 31,290 | 0.00% | 3q | HELD |
| KPP Advisory Services LLC | $4.2M | 30,188 | 0.53% | 10q | +0.8%+$32.7K |
| Sanctuary Advisors, LLC | $4.0M | 28,585 | 0.02% | 9q | HELD |
| D.A. DAVIDSON & CO. | $3.6M | 26,078 | 0.02% | 31q | +5.0%+$174.0K |
| Baird Financial Group, Inc. | $3.6M | 25,934 | 0.00% | 31q | +11.6%+$376.5K |
| GTS SECURITIES LLC | $3.6M | 25,392 | 0.07% | new | NEW |
| TCFG Investment Advisors, LLC | $3.0M | 21,490 | 1.01% | 2q | HELD |
| Keystone Wealth Services, LLC | $2.8M | 20,181 | 0.52% | 2q | HELD |
| Integrated Wealth Concepts LLC | $2.5M | 17,569 | 0.01% | 22q | +69.1%+$1.0M |
| HighTower Advisors, LLC | $2.4M | 17,004 | 0.00% | 31q | -4.8%-$121.0K |
| CAPTRUST FINANCIAL ADVISORS | $2.3M | 16,158 | 0.00% | 16q | HELD |
| Belpointe Asset Management LLC | $2.3M | 16,135 | 0.07% | 17q | HELD |
| AssuredPartners Investment Advisors, LLC | $2.2M | 15,877 | 0.21% | 7q | -5.9%-$139.6K |
| BENJAMIN EDWARDS INC | $2.2M | 15,476 | 0.02% | new | NEW |
| OPPENHEIMER & CO INC | $2.2M | 15,402 | 0.02% | 31q | -7.9%-$184.6K |
| Atlanta Consulting Group Advisors, LLC | $2.1M | 15,049 | 0.33% | 10q | HELD |
| Focus Financial Network, Inc. | $2.1M | 14,735 | 0.06% | 17q | HELD |
| JANE STREET GROUP, LLC | $2.0M | 14,593 | 0.00% | new | NEW |
| Arkadios Wealth Advisors | $2.0M | 14,019 | 0.03% | 8q | +3.1%+$59.6K |
| Hershey Financial Advisers, LLC | $1.8M | 12,816 | 1.29% | 2q | -3.1%-$58.0K |
| JONES FINANCIAL COMPANIES LLLP | $1.7M | 12,635 | 0.00% | 9q | +35.9%+$461.2K |
| Focus Partners Wealth | $1.7M | 12,390 | 0.00% | 3q | HELD |
| Steward Partners Investment Advisory, LLC | $1.7M | 12,332 | 0.01% | 31q | +9.2%+$146.0K |
| STIFEL FINANCIAL CORP | $1.7M | 12,115 | 0.00% | 31q | -2.7%-$47.6K |
| Summit Financial, LLC | $1.7M | 12,103 | 0.02% | 20q | +2.2%+$36.9K |
| Creative Planning | $1.7M | 11,907 | 0.00% | 24q | -23.1%-$500.2K |
| Morey & Quinn Wealth Partners, LLC | $1.7M | 11,907 | 1.07% | 7q | -0.8%-$14.0K |
| Golden State Wealth Management, LLC | $1.7M | 11,859 | 0.15% | 14q | -2.9%-$49.0K |
| HARBOUR INVESTMENTS, INC. | $1.6M | 11,738 | 0.02% | 21q | +3.1%+$49.8K |
| Wedmont Private Capital | $1.6M | 11,679 | 0.04% | 6q | HELD |
| Kestra Advisory Services, LLC | $1.6M | 11,426 | 0.01% | 24q | -30.5%-$700.8K |
| Stratos Wealth Partners, LTD. | $1.6M | 11,349 | 0.02% | 31q | +8.4%+$122.8K |
| Kaydan Wealth Management, Inc. | $1.5M | 10,572 | 0.45% | 19q | -0.5%-$8.0K |
| FIDUCIARY FINANCIAL ADVISORS | $1.5M | 10,476 | 0.15% | new | NEW |
| FMR LLC | $1.5M | 10,419 | 0.00% | 30q | +10.9%+$143.7K |
| AE Wealth Management LLC | $1.4M | 10,187 | 0.01% | 31q | -2.2%-$31.9K |
| Prosperity Consulting Group, LLC | $1.4M | 10,040 | 0.05% | 8q | -1.7%-$23.8K |
| RIK SAYLOR FINANCIAL, INC. | $1.3M | 9,370 | 0.87% | 7q | HELD |
| WETZEL INVESTMENT ADVISORS, INC. | $1.3M | 9,345 | 0.45% | 11q | -1.3%-$17.5K |
| Ancora Advisors LLC | $1.3M | 8,970 | 0.02% | 31q | -7.2%-$97.5K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $1.2M | 8,745 | 0.01% | 24q | -4.1%-$52.0K |
| JPMORGAN CHASE & CO | $1.2M | 8,766 | 0.00% | 31q | +3.6%+$42.6K |
| Arax Advisory Partners | $1.2M | 8,698 | 0.01% | 29q | +71.8%+$508.4K |
| Farrell Financial LLC | $1.2M | 8,511 | 0.64% | 11q | HELD |
| PARK NATIONAL CORP /OH/ | $1.1M | 8,140 | 0.03% | 31q | -2.0%-$23.1K |
| CITADEL ADVISORS LLC | $1.1M | 8,111 | 0.00% | 5q | -63.3%-$2.0M |
| COZAD ASSET MANAGEMENT INC | $1.0M | 7,365 | 0.07% | 25q | HELD |
| Lido Advisors, LLC | $1.0M | 7,172 | 0.00% | 10q | HELD |
| Equitable Holdings, Inc. | $955.1K | 6,828 | 0.01% | 4q | -0.9%-$9.1K |
| Merit Financial Group, LLC | $906.4K | 6,480 | 0.00% | 17q | +100.1%+$453.5K |
| Proactive Wealth Strategies LLC | $895.5K | 6,403 | 0.14% | 8q | HELD |
| Sterling Investment Advisors, Ltd. | $883.2K | 6,314 | 0.15% | 31q | HELD |
| Transamerica Financial Advisors, LLC | $853.7K | 6,103 | 0.07% | 17q | -6.9%-$63.1K |
| NewEdge Advisors, LLC | $768.0K | 5,490 | 0.00% | 17q | +9.3%+$65.5K |
| Prospera Financial Services Inc | $763.4K | 5,454 | 0.01% | 31q | -6.0%-$48.6K |
| RPg Family Wealth Advisory, LLC | $753.9K | 5,390 | 0.07% | 4q | +96.6%+$370.4K |
| OneDigital Investment Advisors LLC | $748.7K | 5,353 | 0.01% | 9q | +3.9%+$28.3K |
| WealthPlan Investment Management, LLC | $722.8K | 5,167 | 0.04% | 7q | -2.8%-$20.8K |
| Advisory Services Network, LLC | $713.4K | 5,100 | 0.01% | 31q | -1.7%-$12.2K |
| Geneos Wealth Management Inc. | $680.7K | 4,866 | 0.01% | 42q | +101.8%+$343.4K |
| DAYMARK WEALTH PARTNERS, LLC | $677.0K | 4,840 | 0.02% | 15q | -0.6%-$4.2K |
| IHT Wealth Management, LLC | $663.7K | 4,745 | 0.01% | 31q | HELD |
| Gladstone Institutional Advisory LLC | $647.7K | 4,631 | 0.02% | 31q | HELD |
| Venture Visionary Partners LLC | $639.8K | 4,574 | 0.02% | 23q | HELD |
| Regal Investment Advisors LLC | $638.6K | 4,565 | 0.03% | 21q | -10.7%-$76.8K |
| Annex Advisory Services, LLC | $617.5K | 4,415 | 0.01% | 25q | +13.2%+$72.0K |
| HFG Advisors, Inc. | $604.7K | 4,323 | 0.38% | 19q | HELD |
Showing the largest 100 of 243 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 231 | $934.6M | 6,691,358 | 16 | 40 | 69 | 0.0% |
| Q1 2026 | 220 | $847.9M | 6,940,220 | 20 | 33 | 74 | 0.0% |
| Q4 2025 | 208 | $766.9M | 6,449,528 | 18 | 27 | 74 | 0.0% |
| Q3 2025 | 197 | $730.5M | 6,259,483 | 12 | 35 | 55 | 0.0% |
| Q2 2025 | 194 | $708.1M | 6,437,663 | 19 | 31 | 69 | 0.0% |
| Q1 2025 | 184 | $657.1M | 6,433,232 | 6 | 32 | 66 | 0.0% |
| Q4 2024 | 197 | $658.6M | 6,311,878 | 10 | 34 | 63 | 0.0% |
| Q3 2024 | 186 | $607.4M | 5,829,168 | 15 | 30 | 54 | 0.0% |
| Q2 2024 | 186 | $593.0M | 6,093,404 | 17 | 23 | 67 | 0.0% |
| Q1 2024 | 181 | $803.3M | 8,100,393 | 17 | 39 | 55 | 0.0% |
| Q4 2023 | 166 | $629.1M | 6,977,583 | 9 | 33 | 54 | 0.0% |
| Q3 2023 | 162 | $525.9M | 6,487,006 | 7 | 40 | 44 | 0.0% |
| Q2 2023 | 162 | $518.5M | 6,167,155 | 9 | 31 | 58 | 0.1% |
| Q1 2023 | 157 | $546.2M | 6,796,149 | 10 | 38 | 50 | 0.0% |
| Q4 2022 | 148 | $499.9M | 6,238,630 | 17 | 40 | 36 | 0.0% |
| Q3 2022 | 164 | $538.7M | 7,425,692 | 7 | 43 | 50 | 0.0% |
| Q2 2022 | 169 | $571.6M | 7,492,945 | 12 | 36 | 62 | 0.0% |
| Q1 2022 | 178 | $640.7M | 7,249,983 | 12 | 32 | 65 | 0.0% |
| Q4 2021 | 177 | $629.7M | 6,829,188 | 11 | 41 | 53 | 0.0% |
| Q3 2021 | 161 | $579.4M | 6,787,987 | 11 | 29 | 53 | 0.0% |
| Q2 2021 | 155 | $589.8M | 6,871,090 | 10 | 38 | 53 | 0.0% |
| Q1 2021 | 155 | $560.9M | 7,001,208 | 17 | 24 | 65 | 0.0% |
| Q4 2020 | 146 | $534.8M | 7,266,424 | 13 | 28 | 55 | 0.2% |
| Q3 2020 | 130 | $456.7M | 7,160,346 | 8 | 23 | 58 | 0.8% |
| Q2 2020 | 135 | $454.9M | 7,644,899 | 16 | 13 | 74 | 0.1% |
| Q1 2020 | 138 | $465.8M | 9,755,518 | 13 | 24 | 75 | 0.1% |
| Q4 2019 | 158 | $763.3M | 11,698,702 | 10 | 33 | 60 | 0.0% |
| Q3 2019 | 140 | $712.4M | 11,701,237 | 5 | 30 | 58 | 0.0% |
| Q2 2019 | 142 | $811.3M | 13,243,808 | 15 | 48 | 45 | 0.0% |
| Q1 2019 | 144 | $783.1M | 13,148,944 | 18 | 46 | 45 | 0.0% |
| Q4 2018 | 139 | $690.4M | 13,223,339 | 2 | 2 | 7 | 0.0% |