FIRST TR EXCH TRD ALPHDX FD (FEP)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
132
Reporting holders
$352.0M
Reported value
0.0%
Held as options
+10
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| FIRST TRUST ADVISORS LP | $65.4M | 1,145,812 | 0.04% | 3q | +6.1%+$3.8M |
| MORGAN STANLEY | $50.5M | 884,638 | 0.00% | 35q | -1.0%-$532.7K |
| LPL Financial LLC | $31.5M | 552,847 | 0.01% | 31q | +2.3%+$712.2K |
| ENVESTNET ASSET MANAGEMENT INC | $17.0M | 298,459 | 0.00% | 31q | +3.1%+$513.6K |
| UBS Group AG | $16.0M | 280,860 | 0.00% | 31q | +18.1%+$2.5M |
| WELLS FARGO & COMPANY/MN | $13.7M | 240,269 | 0.00% | 31q | -50.2%-$13.8M |
| Cetera Investment Advisers | $12.2M | 214,361 | 0.01% | 23q | +4.8%+$560.7K |
| BANK OF NOVA SCOTIA | $11.4M | 200,195 | 0.02% | new | NEW |
| &PARTNERS | $9.6M | 168,324 | 0.04% | 5q | +9.8%+$851.3K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $9.3M | 162,938 | 0.02% | 6q | -5.6%-$552.2K |
| Vontobel Holding Ltd. | $8.4M | 147,071 | 0.03% | 20q | HELD |
| ASSETMARK, INC | $7.6M | 133,149 | 0.01% | 13q | +8.1%+$571.8K |
| BANK OF AMERICA CORP /DE/ | $6.9M | 120,818 | 0.00% | 31q | HELD |
| Dunhill Financial, LLC | $6.7M | 117,399 | 1.37% | 13q | +30.1%+$1.6M |
| RAYMOND JAMES FINANCIAL INC | $6.5M | 113,773 | 0.00% | 7q | +4.1%+$253.1K |
| BENJAMIN EDWARDS INC | $5.4M | 94,097 | 0.05% | 26q | +1.9%+$100.5K |
| OSAIC HOLDINGS, INC. | $4.7M | 81,561 | 0.01% | 26q | +8.6%+$366.8K |
| Advisory Services Network, LLC | $4.3M | 74,732 | 0.05% | 2q | +4.7%+$192.3K |
| STIFEL FINANCIAL CORP | $3.4M | 60,199 | 0.00% | 31q | +0.8%+$27.5K |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.8M | 48,550 | 0.00% | 31q | -1.4%-$39.9K |
| CITADEL ADVISORS LLC | $2.7M | 47,652 | 0.00% | 4q | +17.7%+$408.8K |
| MML INVESTORS SERVICES, LLC | $2.6M | 46,272 | 0.01% | 31q | +11.7%+$276.2K |
| Mainsail Financial Group, LLC | $2.6M | 45,609 | 0.88% | 15q | +7.9%+$189.5K |
| Steward Partners Investment Advisory, LLC | $2.6M | 45,112 | 0.01% | 29q | HELD |
| IFP Advisors, Inc | $2.4M | 41,236 | 0.04% | 39q | +3.4%+$78.0K |
| Prospera Financial Services Inc | $2.2M | 39,050 | 0.03% | 9q | -6.3%-$148.6K |
| HSBC HOLDINGS PLC | $2.0M | 35,500 | 0.00% | 2q | +51.1%+$684.6K |
| Gateway Wealth Partners, LLC | $1.8M | 31,497 | 0.11% | 14q | -36.0%-$1.0M |
| RPg Family Wealth Advisory, LLC | $1.7M | 29,087 | 0.15% | 9q | +97.0%+$817.1K |
| Bank of New York Mellon Corp | $1.6M | 28,081 | 0.00% | 21q | +2.0%+$31.7K |
| NWF Advisory Services Inc. | $1.6M | 27,310 | 0.15% | 6q | HELD |
| Orion Porfolio Solutions, LLC | $1.5M | 26,021 | 0.01% | 14q | -1.7%-$25.2K |
| BELLEVUE ASSET MANAGEMENT, LLC | $1.4M | 23,948 | 0.63% | 4q | HELD |
| AE Wealth Management LLC | $1.3M | 23,516 | 0.01% | 25q | -8.8%-$130.2K |
| Baird Financial Group, Inc. | $1.3M | 23,505 | 0.00% | 2q | +4.3%+$54.8K |
| Atria Investments, Inc | $1.3M | 23,211 | 0.01% | 9q | -0.5%-$6.9K |
| Snowden Capital Advisors LLC | $1.2M | 20,585 | 0.03% | 34q | +9.4%+$101.0K |
| SMITH, MOORE & CO. | $1.2M | 20,572 | 0.08% | 4q | +3.7%+$42.0K |
| Farther Finance Advisors, LLC | $1.1M | 20,022 | 0.01% | 15q | HELD |
| ROYAL BANK OF CANADA | $1.0M | 17,523 | 0.00% | 31q | -5.1%-$54.2K |
| OneAscent Financial Services LLC | $993.2K | 17,410 | 0.05% | 7q | -0.6%-$5.9K |
| Kestra Advisory Services, LLC | $973.5K | 17,063 | 0.00% | 24q | +34.0%+$247.1K |
| Risk Paradigm Group, LLC | $796.0K | 13,952 | 0.62% | 3q | -1.6%-$12.6K |
| ABLE Financial Group, LLC | $779.0K | 13,654 | 0.13% | 14q | HELD |
| NewEdge Wealth, LLC | $737.6K | 12,929 | 0.01% | 14q | -2.4%-$18.1K |
| Transamerica Financial Advisors, LLC | $688.4K | 12,067 | 0.06% | 3q | -6.7%-$49.7K |
| IAMS WEALTH MANAGEMENT, LLC | $683.9K | 11,988 | 0.21% | 15q | +1.4%+$9.1K |
| Sanctuary Advisors, LLC | $667.7K | 11,704 | 0.00% | 9q | +1.1%+$7.5K |
| HARBOUR INVESTMENTS, INC. | $661.9K | 11,601 | 0.01% | 21q | +24.7%+$131.0K |
| HFG Advisors, Inc. | $654.8K | 11,478 | 0.41% | 19q | HELD |
| HBW ADVISORY SERVICES LLC | $624.0K | 10,937 | 0.06% | 3q | +2.1%+$13.1K |
| 1776 Wealth LLC | $561.3K | 9,839 | 0.20% | 27q | HELD |
| LaSalle St. Investment Advisors, LLC | $559.8K | 9,812 | 0.07% | 7q | HELD |
| Quantinno Capital Management LP | $525.3K | 9,208 | 0.00% | new | NEW |
| D.A. DAVIDSON & CO. | $516.1K | 9,046 | 0.00% | 31q | -16.6%-$102.6K |
| JONES FINANCIAL COMPANIES LLLP | $479.1K | 8,489 | 0.00% | 7q | +26.7%+$100.9K |
| TCFG Investment Advisors, LLC | $475.1K | 8,328 | 0.16% | 2q | HELD |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $428.3K | 7,507 | 0.00% | 8q | HELD |
| OPPENHEIMER & CO INC | $417.7K | 7,322 | 0.00% | 3q | -27.0%-$154.7K |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | $410.8K | 7,200 | 0.01% | 9q | -3.5%-$14.8K |
| Rockefeller Capital Management L.P. | $406.3K | 7,121 | 0.00% | 4q | +65.5%+$160.7K |
| INDEPENDENT FINANCIAL GROUP, LLC | $380.1K | 6,663 | 0.01% | 6q | -15.7%-$70.9K |
| Richmond Investment Services, LLC | $377.1K | 6,609 | 0.12% | 7q | -55.7%-$473.4K |
| Dynamic Advisor Solutions LLC | $375.6K | 6,583 | 0.01% | new | NEW |
| Envestnet Portfolio Solutions, Inc. | $360.4K | 6,318 | 0.00% | 12q | +6.8%+$22.8K |
| MPWM ADVISORY SOLUTIONS, LLC | $357.9K | 6,273 | 0.16% | 5q | HELD |
| Pine Valley Investments Ltd Liability Co | $356.9K | 6,257 | 0.01% | 7q | +4.9%+$16.7K |
| RFG Advisory, LLC | $353.0K | 6,188 | 0.01% | 15q | -2.9%-$10.5K |
| RHODES INVESTMENT ADVISORS INC /ADV | $346.3K | 6,070 | 0.25% | 3q | +13.6%+$41.4K |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $343.5K | 6,021 | 0.10% | 11q | +0.9%+$3.1K |
| Kingsview Wealth Management, LLC | $333.9K | 5,852 | 0.00% | new | NEW |
| Mutual Advisors, LLC | $327.3K | 5,737 | 0.01% | 14q | +1.7%+$5.5K |
| HighTower Advisors, LLC | $308.8K | 5,413 | 0.00% | 6q | HELD |
| ProVise Management Group, LLC | $307.9K | 5,397 | 0.02% | 2q | +21.6%+$54.6K |
| Equitable Holdings, Inc. | $304.2K | 5,332 | 0.00% | 13q | -33.3%-$152.1K |
| BlueChip Wealth Advisors LLC | $289.9K | 5,082 | 0.11% | 5q | HELD |
| Pinnacle Family Advisors, LLC | $279.7K | 4,903 | 0.12% | 8q | -3.9%-$11.4K |
| Triad Wealth Partners, LLC | $270.8K | 4,580 | 0.02% | 3q | -54.9%-$330.2K |
| KINGSWOOD WEALTH ADVISORS, LLC | $247.1K | 4,332 | 0.01% | 3q | HELD |
| PFG Advisors | $246.7K | 4,325 | 0.01% | 19q | -8.4%-$22.8K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $245.7K | 4,307 | 0.00% | 31q | HELD |
| MGO ONE SEVEN LLC | $239.4K | 4,197 | 0.00% | 2q | HELD |
| Asset Allocation Strategies LLC | $236.8K | 4,150 | 0.04% | 2q | +12.4%+$26.1K |
| NOVEM GROUP | $231.1K | 4,052 | 0.02% | 2q | +2.7%+$6.0K |
| Parallel Advisors, LLC | $223.3K | 3,914 | 0.00% | 2q | +64.4%+$87.5K |
| Morey & Quinn Wealth Partners, LLC | $218.0K | 3,821 | 0.14% | 4q | HELD |
| Unique Wealth Strategies, LLC | $215.0K | 3,768 | 0.08% | 3q | -74.4%-$623.6K |
| Apollon Wealth Management, LLC | $212.2K | 3,719 | 0.00% | 5q | -2.2%-$4.8K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $205.2K | 3,597 | 0.00% | 12q | -58.3%-$286.4K |
| PRINCIPAL SECURITIES, INC. | $201.2K | 3,526 | 0.00% | new | NEW |
| Integrated Wealth Concepts LLC | $197.9K | 3,469 | 0.00% | new | NEW |
| Roxbury Financial LLC | $188.6K | 3,307 | 0.15% | 2q | +80.2%+$84.0K |
| Topsail Wealth Management, LLC | $171.2K | 3,000 | 0.02% | 4q | HELD |
| Ashton Thomas Private Wealth, LLC | $125.7K | 2,204 | 0.00% | 2q | +0.7% |
| PRIVATE TRUST CO NA | $124.8K | 2,187 | 0.01% | 14q | +5.4%+$6.4K |
| IFG Advisory, LLC | $123.9K | 2,172 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $112.2K | 1,973 | 0.00% | 15q | +10.7%+$10.9K |
| FIFTH THIRD BANCORP | $111.0K | 1,946 | 0.00% | 2q | -26.4%-$39.8K |
| REAP Financial Group, LLC | $106.4K | 1,866 | 0.02% | 11q | +1.4%+$1.5K |
| Global Retirement Partners, LLC | $96.7K | 1,695 | 0.00% | 16q | -57.3%-$129.9K |
Showing the largest 100 of 138 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 132 | $352.0M | 6,169,168 | 22 | 50 | 31 | 0.0% |
| Q1 2026 | 122 | $338.2M | 6,190,563 | 20 | 40 | 38 | 0.0% |
| Q4 2025 | 114 | $271.1M | 5,036,422 | 12 | 34 | 38 | 0.0% |
| Q3 2025 | 102 | $212.6M | 4,158,152 | 11 | 31 | 35 | 0.0% |
| Q2 2025 | 94 | $178.9M | 3,744,614 | 11 | 39 | 25 | 0.0% |
| Q1 2025 | 89 | $139.1M | 3,406,330 | 10 | 19 | 36 | 0.0% |
| Q4 2024 | 94 | $102.7M | 2,865,214 | 8 | 30 | 28 | 0.0% |
| Q3 2024 | 89 | $120.6M | 3,098,129 | 7 | 31 | 33 | 0.0% |
| Q2 2024 | 85 | $116.3M | 3,158,059 | 9 | 23 | 33 | 0.0% |
| Q1 2024 | 86 | $169.8M | 4,517,851 | 6 | 26 | 35 | 0.0% |
| Q4 2023 | 85 | $161.4M | 4,446,121 | 8 | 22 | 33 | 0.0% |
| Q3 2023 | 84 | $134.8M | 4,087,897 | 8 | 30 | 26 | 0.0% |
| Q2 2023 | 84 | $152.5M | 4,365,042 | 10 | 30 | 27 | 0.9% |
| Q1 2023 | 86 | $157.4M | 4,522,576 | 18 | 20 | 34 | 0.0% |
| Q4 2022 | 72 | $168.4M | 5,224,258 | 10 | 13 | 36 | 0.0% |
| Q3 2022 | 81 | $140.2M | 5,273,645 | 1 | 26 | 41 | 0.0% |
| Q2 2022 | 96 | $183.9M | 5,842,278 | 7 | 26 | 50 | 0.0% |
| Q1 2022 | 109 | $332.0M | 8,639,408 | 17 | 36 | 43 | 0.0% |
| Q4 2021 | 104 | $357.8M | 8,303,164 | 10 | 42 | 24 | 0.0% |
| Q3 2021 | 101 | $323.6M | 7,721,170 | 11 | 61 | 15 | 0.0% |
| Q2 2021 | 101 | $288.3M | 6,752,080 | 14 | 38 | 31 | 0.0% |
| Q1 2021 | 99 | $334.9M | 8,235,203 | 16 | 34 | 29 | 0.0% |
| Q4 2020 | 90 | $283.8M | 7,439,837 | 12 | 21 | 30 | 0.0% |
| Q3 2020 | 76 | $206.1M | 6,207,614 | 6 | 19 | 34 | 0.0% |
| Q2 2020 | 79 | $193.6M | 6,359,027 | 10 | 20 | 31 | 0.0% |
| Q1 2020 | 84 | $207.8M | 8,019,519 | 4 | 34 | 33 | 0.0% |
| Q4 2019 | 107 | $277.6M | 7,380,113 | 13 | 23 | 46 | 0.0% |
| Q3 2019 | 91 | $279.3M | 8,128,936 | 6 | 20 | 46 | 0.0% |
| Q2 2019 | 99 | $324.8M | 9,208,762 | 13 | 28 | 38 | 0.0% |
| Q1 2019 | 98 | $334.4M | 9,607,162 | 18 | 26 | 35 | 0.0% |
| Q4 2018 | 95 | $313.7M | 10,122,701 | 2 | 1 | 5 | 0.0% |