FIDUS INVT CORP (FDUS)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
129
Reporting holders
$166.6M
Reported value
22.6%
Of shares outstanding
1.8%
Held as options
-8
Holder change
Institutions report 8,583,172 shares against 37,954,364 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP | $17.7M | 929,242 | 0.01% | 31q | +30.3%+$4.1M |
| RAYMOND JAMES FINANCIAL INC | $15.8M | 829,588 | 0.00% | 7q | +3.1%+$480.5K |
| UBS Group AG | $9.5M | 499,624 | 0.00% | 31q | +18.1%+$1.5M |
| Baird Financial Group, Inc. | $7.9M | 416,390 | 0.01% | 7q | +2.5%+$190.0K |
| Muzinich & Co., Inc. | $7.0M | 368,298 | 2.40% | 31q | +5.7%+$381.2K |
| Legal & General Group Plc | $5.9M | 310,317 | 0.00% | 31q | +9.1%+$493.4K |
| MORGAN STANLEY | $5.8M | 302,643 | 0.00% | 35q | +2.9%+$161.6K |
| Qube Research & Technologies Ltd | $4.4M | 230,205 | 0.00% | 12q | +122.6%+$2.4M |
| Sumitomo Mitsui Trust Group, Inc. | $4.4M | 230,108 | 0.00% | 26q | +7.8%+$318.9K |
| FRANKLIN RESOURCES INC | $4.3M | 224,978 | 0.00% | 10q | +47.7%+$1.4M |
| NOVARE CAPITAL MANAGEMENT LLC | $4.2M | 219,069 | 0.30% | 31q | +6.3%+$247.1K |
| PFG Advisors | $3.9M | 205,088 | 0.20% | 17q | +9.3%+$331.8K |
| TWO SIGMA INVESTMENTS, LP | $3.7M | 194,900 | 0.00% | 31q | -28.8%-$1.5M |
| BlackRock, Inc. | $2.6M | 138,053 | 0.00% | 8q | -2.3%-$62.6K |
| Ethos Financial Group, LLC | $2.5M | 130,999 | 0.17% | 6q | -5.2%-$136.8K |
| Plan Group Financial, LLC | $2.4M | 125,520 | 0.49% | 7q | +27.0%+$509.5K |
| Beacon Pointe Advisors, LLC | $2.1M | 111,853 | 0.01% | 5q | +186.8%+$1.4M |
| RIVERBRIDGE PARTNERS LLC | $2.1M | 110,869 | 0.06% | 7q | +0.9%+$18.8K |
| MARSHALL WACE, LLP | $2.1M | 110,489 | 0.00% | new | NEW |
| Capital Investment Advisory Services, LLC | $2.0M | 106,974 | 0.13% | 15q | +1.8%+$35.4K |
| IHT Wealth Management, LLC | $2.0M | 104,311 | 0.04% | 16q | +25.9%+$409.2K |
| CITADEL ADVISORS LLC | $1.9M | 51,353 | 0.00% | 24q | -49.8%-$1.9M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.9M | options only | 0.00% | 11q | OPTIONS |
| Advisors Asset Management, Inc. | $1.9M | 99,294 | 0.03% | 34q | -15.9%-$357.7K |
| Schonfeld Strategic Advisors LLC | $1.7M | 90,246 | 0.01% | 3q | +124.9%+$955.7K |
| HighTower Advisors, LLC | $1.7M | 90,103 | 0.00% | 13q | -2.7%-$47.3K |
| Legacy Capital Wealth Partners, LLC | $1.6M | 85,990 | 0.31% | 9q | +8.0%+$120.8K |
| LPL Financial LLC | $1.5M | 80,352 | 0.00% | 22q | -47.0%-$1.4M |
| Sound Income Strategies, LLC | $1.4M | 72,904 | 0.06% | 17q | +76.5%+$602.4K |
| Creative Planning | $1.4M | 71,859 | 0.00% | 4q | +131.2%+$777.7K |
| Davis Investment Partners, LLC | $1.3M | 70,771 | 0.41% | 15q | HELD |
| Palogic Value Management, L.P. | $1.3M | 70,647 | 0.44% | 15q | -3.0%-$42.4K |
| Greenland Capital Management LP | $1.3M | 67,000 | 0.16% | 8q | +15.5%+$171.6K |
| Significant Wealth Partners LLC | $1.2M | 64,831 | 1.34% | 2q | +1.9%+$22.6K |
| D.A. DAVIDSON & CO. | $1.2M | 63,813 | 0.01% | 29q | -15.4%-$221.1K |
| NewEdge Advisors, LLC | $1.2M | 60,317 | 0.00% | 19q | -4.6%-$55.2K |
| MERCER GLOBAL ADVISORS INC /ADV | $1.1M | 57,361 | 0.00% | 5q | +104.1%+$558.1K |
| ROCKLAND TRUST CO | $1.1M | 55,912 | 0.04% | 4q | HELD |
| Cetera Investment Advisers | $1.1M | 55,251 | 0.00% | 12q | -89.8%-$9.3M |
| Trexquant Investment LP | $987.4K | 51,779 | 0.01% | 2q | -7.9%-$84.2K |
| INDEPENDENT FINANCIAL GROUP, LLC | $986.2K | 51,715 | 0.02% | 6q | +67.0%+$395.8K |
| WT Wealth Management | $974.7K | 51,113 | 0.27% | 15q | HELD |
| Haven Private, LLC | $954.8K | 50,068 | 0.36% | 3q | +2.9%+$27.0K |
| D. E. Shaw & Co., Inc. | $876.3K | 45,952 | 0.00% | 3q | -38.9%-$558.4K |
| VARCOV Co. | $859.4K | 45,067 | 0.33% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $749.7K | 39,313 | 0.00% | 12q | -92.8%-$9.7M |
| BANK OF AMERICA CORP /DE/ | $737.9K | 38,692 | 0.00% | 31q | +16.8%+$106.4K |
| COMMONWEALTH EQUITY SERVICES, LLC | $692.0K | 36,286 | 0.00% | 16q | -3.3%-$23.9K |
| Y-Intercept (Hong Kong) Ltd | $685.0K | 35,921 | 0.01% | 9q | -51.1%-$717.3K |
| Campbell & CO Investment Adviser LLC | $645.6K | 33,855 | 0.03% | 2q | -6.2%-$42.9K |
| VestGen Advisors, LLC | $637.2K | 33,415 | 0.02% | 4q | +10.5%+$60.5K |
| Adams Asset Advisors, LLC | $627.8K | 32,919 | 0.07% | new | NEW |
| Global Retirement Partners, LLC | $621.5K | 32,589 | 0.01% | 4q | +133.3%+$355.1K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $595.5K | 31,228 | 0.00% | 5q | HELD |
| Stratos Wealth Partners, LTD. | $592.0K | 31,042 | 0.01% | 8q | +1.4%+$8.2K |
| Cornerstone Wealth Management, LLC | $569.5K | 29,862 | 0.02% | 11q | +7.3%+$38.8K |
| Hennion & Walsh Asset Management, Inc. | $567.1K | 29,739 | 0.02% | 8q | -21.6%-$156.0K |
| Clearstead Advisors, LLC | $538.5K | 28,240 | 0.01% | 9q | +0.6%+$3.0K |
| NORTHERN TRUST CORP | $523.6K | 27,459 | 0.00% | new | NEW |
| Quantbot Technologies LP | $517.3K | 27,126 | 0.02% | 3q | -38.1%-$318.0K |
| Apollon Wealth Management, LLC | $515.1K | 27,011 | 0.01% | 4q | +29.4%+$117.0K |
| Monument Capital Management | $504.6K | 26,460 | 0.10% | 4q | +39.0%+$141.5K |
| Steward Partners Investment Advisory, LLC | $501.4K | 26,293 | 0.00% | 31q | -8.1%-$44.0K |
| DAVENPORT & Co LLC | $496.9K | 26,058 | 0.00% | 20q | -14.7%-$85.8K |
| UMB Bank, n.a. | $477.7K | 25,050 | 0.01% | new | NEW |
| AMERIPRISE FINANCIAL INC | $466.0K | 24,436 | 0.00% | 13q | -81.4%-$2.0M |
| STIFEL FINANCIAL CORP | $459.0K | 24,072 | 0.00% | 15q | +3.5%+$15.4K |
| Secure Asset Management, LLC | $452.5K | 23,728 | 0.06% | 4q | +15.4%+$60.3K |
| Summit Trail Advisors, LLC | $445.8K | 23,377 | 0.01% | 5q | +3.4%+$14.5K |
| OpenArc Corporate Advisory, LLC | $431.2K | 22,614 | 0.01% | 3q | HELD |
| Virtus Investment Advisers, LLC | $419.6K | 22,003 | 0.10% | 6q | -27.7%-$161.0K |
| OPPENHEIMER & CO INC | $395.4K | 20,733 | 0.00% | 31q | +5.3%+$20.0K |
| EAGLE GLOBAL ADVISORS LLC | $389.3K | 20,415 | 0.01% | 8q | -8.3%-$35.1K |
| Accredited Investors Inc. | $381.8K | 20,024 | 0.02% | 5q | HELD |
| Prospera Financial Services Inc | $380.8K | 19,966 | 0.01% | 31q | HELD |
| Cordgrass Capital Advisors, LLC | $342.9K | 17,981 | 0.13% | 19q | HELD |
| Kingstone Capital Partners Texas, LLC | $319.3K | 16,741 | 0.17% | 3q | +54.2%+$112.2K |
| JT Stratford LLC | $286.9K | 15,046 | 0.03% | 4q | HELD |
| nVerses Capital, LLC | $281.9K | 14,780 | 0.43% | 2q | -18.1%-$62.1K |
| JANE STREET GROUP, LLC | $274.8K | 14,410 | 0.00% | 3q | -80.4%-$1.1M |
| Sage Investment Counsel LLC | $268.3K | 14,070 | 0.27% | 7q | +7.7%+$19.1K |
| HB Wealth Management, LLC | $254.8K | 13,359 | 0.00% | 15q | HELD |
| Morey & Quinn Wealth Partners, LLC | $253.2K | 13,278 | 0.16% | 7q | HELD |
| MACKENZIE FINANCIAL CORP | $252.5K | 13,240 | 0.00% | new | NEW |
| Bragg Financial Advisors, Inc | $248.1K | 13,011 | 0.01% | 30q | HELD |
| TRUIST FINANCIAL CORP | $243.6K | 12,772 | 0.00% | 27q | -31.7%-$113.3K |
| Fiduciary Alliance LLC | $234.6K | 12,301 | 0.02% | 7q | HELD |
| Caprock Group, LLC | $228.8K | 12,000 | 0.00% | 4q | -63.3%-$394.1K |
| XTX Topco Ltd | $225.0K | 11,800 | 0.00% | new | NEW |
| Private Advisor Group, LLC | $218.1K | 11,435 | 0.00% | 7q | +1.4%+$3.0K |
| JPMORGAN CHASE & CO | $198.1K | 10,459 | 0.00% | 31q | +43.3%+$59.9K |
| Kestra Advisory Services, LLC | $195.0K | 10,227 | 0.00% | 4q | HELD |
| OSAIC HOLDINGS, INC. | $194.5K | 10,199 | 0.00% | 26q | +108.2%+$101.1K |
| WNY Asset Management, LLC | $192.6K | 10,100 | 0.02% | 2q | HELD |
| Mariner, LLC | $192.2K | 10,079 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $188.5K | 9,886 | 0.00% | 31q | -57.9%-$258.9K |
| Integrated Wealth Concepts LLC | $187.7K | 9,844 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $177.0K | 9,256 | 0.00% | 31q | +20.1%+$29.6K |
| Farther Finance Advisors, LLC | $158.7K | 8,321 | 0.00% | 9q | -3.0%-$5.0K |
| Rockefeller Capital Management L.P. | $127.9K | 6,708 | 0.00% | 4q | -5.7%-$7.7K |
Showing the largest 100 of 135 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 129 | $166.6M | 8,583,172 | 15 | 49 | 34 | 1.8% |
| Q1 2026 | 137 | $160.3M | 9,121,957 | 19 | 45 | 34 | 0.7% |
| Q4 2025 | 143 | $180.0M | 9,246,215 | 27 | 44 | 31 | 0.8% |
| Q3 2025 | 125 | $174.5M | 8,550,101 | 18 | 42 | 32 | 0.7% |
| Q2 2025 | 116 | $163.4M | 8,026,451 | 18 | 45 | 28 | 0.8% |
| Q1 2025 | 112 | $161.3M | 7,882,933 | 18 | 42 | 28 | 0.5% |
| Q4 2024 | 104 | $152.6M | 7,222,421 | 12 | 40 | 23 | 0.5% |
| Q3 2024 | 104 | $138.0M | 6,957,142 | 13 | 38 | 33 | 1.2% |
| Q2 2024 | 105 | $140.1M | 7,125,839 | 13 | 35 | 29 | 0.9% |
| Q1 2024 | 100 | $149.4M | 7,451,937 | 13 | 33 | 30 | 1.5% |
| Q4 2023 | 105 | $167.3M | 8,419,594 | 11 | 42 | 24 | 0.9% |
| Q3 2023 | 94 | $119.5M | 6,189,470 | 16 | 36 | 12 | 0.6% |
| Q2 2023 | 78 | $90.7M | 4,264,545 | 14 | 19 | 21 | 7.8% |
| Q1 2023 | 80 | $86.6M | 4,468,223 | 9 | 25 | 21 | 1.7% |
| Q4 2022 | 81 | $86.8M | 4,512,715 | 14 | 19 | 22 | 0.9% |
| Q3 2022 | 91 | $82.3M | 4,746,116 | 12 | 30 | 27 | 0.9% |
| Q2 2022 | 85 | $82.5M | 4,664,135 | 18 | 20 | 25 | 1.2% |
| Q1 2022 | 78 | $99.8M | 4,791,183 | 13 | 22 | 20 | 3.1% |
| Q4 2021 | 77 | $93.0M | 4,979,150 | 9 | 24 | 18 | 3.8% |
| Q3 2021 | 80 | $97.1M | 5,308,862 | 14 | 21 | 28 | 4.7% |
| Q2 2021 | 75 | $99.7M | 5,677,248 | 6 | 24 | 21 | 3.2% |
| Q1 2021 | 83 | $96.1M | 6,040,320 | 15 | 23 | 20 | 2.2% |
| Q4 2020 | 75 | $83.5M | 6,082,886 | 7 | 18 | 29 | 4.5% |
| Q3 2020 | 80 | $63.2M | 6,302,118 | 12 | 19 | 24 | 1.4% |
| Q2 2020 | 78 | $65.7M | 6,765,344 | 10 | 26 | 30 | 0.9% |
| Q1 2020 | 87 | $51.0M | 7,616,286 | 19 | 29 | 22 | 0.2% |
| Q4 2019 | 75 | $111.7M | 7,528,485 | 10 | 27 | 19 | 0.0% |
| Q3 2019 | 73 | $113.9M | 7,677,441 | 11 | 31 | 18 | 0.0% |
| Q2 2019 | 76 | $120.7M | 7,531,356 | 12 | 24 | 19 | 0.4% |
| Q1 2019 | 76 | $120.7M | 7,868,860 | 11 | 21 | 23 | 0.0% |
| Q4 2018 | 74 | $85.4M | 7,248,869 | 2 | 2 | 1 | 0.8% |