HolderBook

NORTHERN LTS FD TR IV (FDLS)

Institutional ownership reported to the SEC as of Q2 2026, across 16 quarters.

47
Reporting holders
$130.0M
Reported value
0.0%
Held as options
+11
Holder change

Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.

Holders

FilerValueShares Their book Held Change
Inspire Advisors, LLC$51.6M1,220,4313.59%16q+59.2%+$19.2M
CREATIVE FINANCIAL DESIGNS INC /ADV$19.1M452,8930.91%13q+66.8%+$7.7M
LPL Financial LLC$7.7M182,9360.00%6q+42.3%+$2.3M
Strategic Equity Management$6.9M163,6362.32%3q+20.0%+$1.2M
AE Wealth Management LLC$4.6M108,2180.02%11q+16.5%+$647.2K
PAX Financial Group, LLC$4.3M102,0530.64%16qHELD
Inspire Investing, LLC$4.2M99,7220.17%16q+12.6%+$473.1K
GOLDMAN SACHS GROUP INC$4.0M95,4070.00%3q+237.2%+$2.8M
MONEYWISE, INC.$3.7M87,1131.37%3q+19.2%+$592.7K
Belpointe Asset Management LLC$3.3M78,5810.11%4q+0.7%+$22.8K
OneAscent Financial Services LLC$2.9M69,4100.14%7q+6.4%+$177.7K
Frontier Asset Management, LLC$1.9M45,0580.34%9q-31.1%-$860.0K
ENVESTNET ASSET MANAGEMENT INC$1.8M43,0080.00%9q-30.9%-$812.4K
Valmark Advisers, Inc.$1.5M35,7130.02%3qHELD
RAYMOND JAMES FINANCIAL INC$1.5M35,1320.00%3q-1.2%-$18.6K
Revisor Wealth Management LLC$1.1M26,6340.27%4q+117.6%+$609.6K
Simplicity Wealth,LLC$975.1K23,0680.03%newNEW
OSAIC HOLDINGS, INC.$876.5K20,7360.00%7q+138.5%+$509.0K
Discipline Wealth Solutions, LLC$855.0K20,2260.07%newNEW
Pinnacle Financial Partners, Inc.$817.8K19,3460.01%2q+169.9%+$514.7K
SUSQUEHANNA INTERNATIONAL GROUP, LLP$658.4K15,5760.00%newNEW
CITADEL ADVISORS LLC$647.5K15,3180.00%newNEW
Cetera Investment Advisers$636.0K15,0470.00%4q+37.4%+$173.0K
Envestnet Portfolio Solutions, Inc.$580.1K13,7230.00%2q-39.6%-$379.6K
BROWN ADVISORY INC$504.3K11,9300.00%newNEW
Geneos Wealth Management Inc.$410.7K9,7170.01%4q+1.2%+$4.9K
COMMONWEALTH EQUITY SERVICES, LLC$373.9K8,8460.00%4q+20.5%+$63.7K
Sanctuary Advisors, LLC$363.9K8,6090.00%5q-11.4%-$46.8K
Optivise Advisory Services LLC$353.9K8,3720.18%3q-5.0%-$18.4K
Schwallier Wealth Management LLC$317.8K7,5190.20%newNEW
Integrated Advisors Network LLC$236.8K5,6020.01%3qHELD
STIFEL FINANCIAL CORP$222.8K5,2710.00%newNEW
Van Diest Capital, LLC$206.2K4,8770.18%newNEW
LITTLEJOHN FINANCIAL SERVICES, INC.$202.8K4,7970.15%newNEW
AdvisorNet Financial, Inc$115.6K2,7350.01%2q+768.3%+$102.3K
EverSource Wealth Advisors, LLC$97.0K2,2950.00%8qHELD
Steward Partners Investment Advisory, LLC$65.4K1,5480.00%newNEW
O'SHAUGHNESSY ASSET MANAGEMENT, LLC$39.8K9420.00%newNEW
MORGAN STANLEY$25.9K6120.00%7qHELD
HARBOUR INVESTMENTS, INC.$23.6K5580.00%2q+5480.0%+$23.2K
IFG Advisory, LLC$19.1K4530.00%newNEW
Ameritas Advisory Services, LLC$17.1K4050.00%newNEW
ROYAL BANK OF CANADA$14.0K3400.00%newNEW
Institute for Wealth Management, LLC.$10.0K2370.00%newNEW
Cambridge Investment Research Advisors, Inc.$5.2K122,2580.01%5q+130.4%+$2.9K
FMR LLC$4.4K1050.00%5q+94.4%+$2.2K
Farther Finance Advisors, LLC$2.5K590.00%newNEW
Main Street Group, LTD$12730.00%newNEW

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q2 202647$130.0M3,074,817171960.0%
Q1 202636$82.0M2,220,66672050.0%
Q4 202532$64.6M1,805,073121250.0%
Q3 202522$52.0M1,490,2307760.0%
Q2 202520$41.5M1,306,2635760.0%
Q1 202516$34.3M1,218,3233730.0%
Q4 202414$33.4M1,133,9484620.0%
Q3 202414$36.8M1,171,3703820.0%
Q2 202414$31.2M1,054,9706340.0%
Q1 20249$38.6M1,260,4252430.0%
Q4 20238$32.7M1,116,0392220.0%
Q3 20239$26.1M983,0962320.0%
Q2 20238$25.6M939,6884310.0%
Q1 20236$21.4M850,5301320.0%
Q4 20225$23.1M942,4270410.0%
Q3 20225$20.0M905,9465000.0%