FIRST TR SR FLTG RATE INCOME (FCT)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
84
Reporting holders
$75.5M
Reported value
0.0%
Held as options
+3
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $11.4M | 1,183,843 | 0.00% | 35q | -4.9%-$589.7K |
| Advisors Asset Management, Inc. | $5.6M | 582,569 | 0.09% | 27q | -16.0%-$1.1M |
| Invesco Ltd. | $5.3M | 548,313 | 0.00% | 31q | -2.9%-$156.8K |
| Edgemoor Investment Advisors, Inc. | $4.7M | 481,824 | 0.32% | 31q | -1.2%-$55.7K |
| BANK OF AMERICA CORP /DE/ | $4.6M | 473,244 | 0.00% | 31q | -8.2%-$405.6K |
| Almitas Capital LLC | $4.5M | 466,072 | 1.08% | 3q | +21.7%+$803.8K |
| RAYMOND JAMES FINANCIAL INC | $3.9M | 407,522 | 0.00% | 7q | -2.6%-$107.1K |
| LPL Financial LLC | $3.2M | 326,115 | 0.00% | 23q | -18.9%-$733.6K |
| AMERIPRISE FINANCIAL INC | $2.9M | 299,197 | 0.00% | 31q | -50.4%-$2.9M |
| D.A. DAVIDSON & CO. | $2.5M | 258,137 | 0.01% | 20q | +2.3%+$56.4K |
| UBS Group AG | $2.0M | 210,558 | 0.00% | 31q | -7.3%-$160.9K |
| HOURGLASS CAPITAL, LLC | $2.0M | 207,600 | 0.21% | 2q | +82.4%+$906.1K |
| Focus Partners Wealth | $1.6M | 162,321 | 0.00% | 3q | -25.4%-$533.8K |
| Logan Stone Capital, LLC | $1.6M | 161,408 | 0.33% | 3q | +5.0%+$74.4K |
| GUGGENHEIM CAPITAL LLC | $1.4M | 145,694 | 0.01% | 31q | -27.9%-$544.4K |
| STIFEL FINANCIAL CORP | $1.4M | 143,019 | 0.00% | 31q | +5.2%+$68.4K |
| WELLS FARGO & COMPANY/MN | $1.2M | 123,704 | 0.00% | 31q | -53.6%-$1.4M |
| Balyasny Asset Management L.P. | $1.1M | 111,522 | 0.00% | 3q | HELD |
| CSS LLC/IL | $1.0M | 106,858 | 0.04% | 3q | +507.0%+$862.2K |
| ROYAL BANK OF CANADA | $965.0K | 99,957 | 0.00% | 31q | -3.7%-$36.8K |
| Cetera Investment Advisers | $705.2K | 73,003 | 0.00% | 15q | +11.2%+$70.9K |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $693.7K | 72,261 | 0.04% | 3q | +36.2%+$184.5K |
| Beverly Hills Private Wealth, LLC | $688.0K | 71,217 | 0.13% | new | NEW |
| Verity Asset Management, Inc. | $664.9K | 68,826 | 0.25% | 6q | -1.0%-$6.9K |
| ABSOLUTE INVESTMENT ADVISERS, LLC | $638.4K | 66,089 | 0.06% | new | NEW |
| 1607 Capital Partners, LLC | $636.5K | 65,892 | 0.06% | 15q | -30.5%-$279.4K |
| SHUFRO ROSE & CO LLC | $601.8K | 62,300 | 0.03% | 31q | -13.8%-$96.6K |
| OSAIC HOLDINGS, INC. | $548.0K | 56,724 | 0.00% | 26q | -0.6%-$3.4K |
| COMMONWEALTH EQUITY SERVICES, LLC | $509.2K | 52,717 | 0.00% | 27q | +9.1%+$42.6K |
| Yakira Capital Management, Inc. | $471.2K | 48,783 | 0.13% | 3q | HELD |
| Rockefeller Capital Management L.P. | $462.5K | 47,881 | 0.00% | 30q | HELD |
| Everstar Asset Management, LLC | $391.7K | 40,545 | 0.19% | 8q | HELD |
| Virtus Investment Advisers, LLC | $390.7K | 40,444 | 0.09% | 6q | -21.5%-$107.2K |
| Genesis Financial Group, LLC | $387.0K | 40,057 | 0.25% | 3q | -7.1%-$29.5K |
| READYSTATE ASSET MANAGEMENT LP | $375.2K | 38,844 | 0.01% | new | NEW |
| Geneos Wealth Management Inc. | $334.2K | 34,596 | 0.01% | 42q | +0.9%+$2.9K |
| Quarry LP | $263.8K | 27,306 | 0.02% | new | NEW |
| Strategic Financial Concepts, LLC | $253.1K | 26,200 | 0.08% | 2q | -0.8%-$1.9K |
| RFG Advisory, LLC | $232.4K | 24,055 | 0.00% | 10q | +3.7%+$8.3K |
| Apriem Advisors | $227.0K | 23,500 | 0.02% | 28q | +11.9%+$24.1K |
| Prospera Financial Services Inc | $225.5K | 23,343 | 0.00% | new | NEW |
| Ethos Financial Group, LLC | $220.0K | 22,775 | 0.01% | 4q | +6.2%+$12.8K |
| UHLMANN PRICE SECURITIES, LLC | $201.4K | 20,852 | 0.01% | 8q | +3.0%+$5.9K |
| SeaCrest Wealth Management, LLC | $187.1K | 19,367 | 0.02% | 11q | +6.5%+$11.4K |
| Kestra Advisory Services, LLC | $179.5K | 18,586 | 0.00% | 24q | +2.8%+$4.9K |
| WESCAP Management Group, Inc. | $175.0K | 18,111 | 0.03% | 26q | HELD |
| Sunpointe, LLC | $171.0K | 17,697 | 0.05% | 5q | HELD |
| KINGSWOOD WEALTH ADVISORS, LLC | $165.2K | 17,097 | 0.01% | 11q | HELD |
| Advisory Solutions Group, LLC | $157.8K | 16,340 | 0.05% | new | FIRST |
| MAI Capital Management | $151.1K | 15,645 | 0.00% | 7q | +479.4%+$125.1K |
| NWF Advisory Services Inc. | $150.1K | 15,537 | 0.01% | 6q | HELD |
| Moss Adams Wealth Advisors LLC | $146.5K | 15,161 | 0.01% | 7q | HELD |
| XTX Topco Ltd | $131.4K | 13,606 | 0.00% | new | NEW |
| Concurrent Investment Advisors, LLC | $124.1K | 12,850 | 0.00% | 11q | +5.3%+$6.3K |
| Helium Advisors LLC | $123.0K | 12,737 | 0.10% | 7q | +2.7%+$3.2K |
| Advisory Advocates, LLC | $121.7K | 12,600 | 0.10% | 3q | HELD |
| Alteri Wealth LLC | $100.2K | 10,370 | 0.03% | 4q | HELD |
| Global Retirement Partners, LLC | $88.7K | 9,182 | 0.00% | 16q | -7.8%-$7.5K |
| Cullen/Frost Bankers, Inc. | $77.3K | 8,000 | 0.00% | 13q | HELD |
| Quantum Portfolio Management LLC | $45.2K | 4,679 | 0.02% | new | NEW |
| LANARK FINANCIAL, INC. | $38.7K | 4,005 | 0.00% | 12q | HELD |
| CoreCap Advisors, LLC | $33.2K | 3,441 | 0.00% | 10q | +97.6%+$16.4K |
| Clearstead Advisors, LLC | $27.8K | 2,875 | 0.00% | new | NEW |
| Steward Partners Investment Advisory, LLC | $24.0K | 2,482 | 0.00% | 5q | HELD |
| Axiom Investment Management LLC | $21.3K | 2,210 | 0.01% | 2q | HELD |
| Pinnacle Wealth Planning Services, Inc. | $18.3K | 1,893 | 0.00% | 3q | HELD |
| TD Waterhouse Canada Inc. | $13.4K | 1,400 | 0.00% | 7q | HELD |
| WHITTIER TRUST CO | $13.0K | 1,358 | 0.00% | 14q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $12.5K | 1,292 | 0.00% | new | NEW |
| IFP Advisors, Inc | $11.6K | 1,200 | 0.00% | 7q | HELD |
| HARBOUR INVESTMENTS, INC. | $11.3K | 1,169 | 0.00% | 2q | HELD |
| Princeton Global Asset Management LLC | $8.7K | 900 | 0.00% | 5q | HELD |
| WPG Advisers, LLC | $8.1K | 839 | 0.00% | 7q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $7.7K | 800 | 0.00% | 4q | HELD |
| Penserra Capital Management LLC | $7.1K | 736,401 | 0.05% | 8q | +4.0% |
| FIFTH THIRD BANCORP | $6.5K | 677 | 0.00% | 2q | +78.6%+$2.9K |
| BNP PARIBAS FINANCIAL MARKETS | $6.0K | 617 | 0.00% | 4q | -32.0%-$2.8K |
| Integrated Wealth Concepts LLC | $4.6K | 472 | 0.00% | new | NEW |
| Arax Advisory Partners | $4.0K | 418 | 0.00% | new | NEW |
| CoreFirst Bank & Trust | $3.0K | 312 | 0.00% | 4q | HELD |
| WHITTIER TRUST CO OF NEVADA INC | $2.9K | 306 | 0.00% | 2q | HELD |
| SIT INVESTMENT ASSOCIATES INC | $2.7K | 276,336 | 0.05% | 15q | +221.6%+$1.8K |
| Salomon & Ludwin, LLC | $1.1K | 112 | 0.00% | 5q | HELD |
| Janney Montgomery Scott LLC | $650 | 67,298 | 0.00% | 4q | +0.5% |
| Farther Finance Advisors, LLC | $638 | 66 | 0.00% | 6q | -43.1% |
| Cambridge Investment Research Advisors, Inc. | $628 | 64,991 | 0.00% | 25q | +14.4% |
| Virtu Financial LLC | $135 | 13,983 | 0.00% | new | NEW |
| CX Institutional | $26 | 2,738 | 0.00% | 4q | -88.6% |
| HUNTINGTON NATIONAL BANK | $10 | 1 | 0.00% | 15q | HELD |
| BlackRock, Inc. | $8 | 1 | 0.00% | 2q | -99.7%-$2.4K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 84 | $75.5M | 7,814,098 | 11 | 21 | 24 | 0.0% |
| Q1 2026 | 81 | $80.9M | 8,395,846 | 12 | 16 | 28 | 0.0% |
| Q4 2025 | 82 | $90.4M | 8,975,066 | 15 | 18 | 26 | 0.0% |
| Q3 2025 | 73 | $84.6M | 8,451,170 | 8 | 27 | 17 | 0.0% |
| Q2 2025 | 73 | $95.7M | 9,419,734 | 10 | 25 | 22 | 0.0% |
| Q1 2025 | 70 | $96.9M | 9,551,674 | 10 | 22 | 22 | 0.0% |
| Q4 2024 | 69 | $107.0M | 10,335,556 | 7 | 31 | 14 | 0.0% |
| Q3 2024 | 62 | $100.5M | 9,713,243 | 6 | 22 | 17 | 0.0% |
| Q2 2024 | 67 | $97.1M | 9,635,322 | 6 | 22 | 19 | 0.0% |
| Q1 2024 | 68 | $161.1M | 15,583,277 | 8 | 22 | 17 | 0.0% |
| Q4 2023 | 70 | $130.5M | 12,936,337 | 10 | 13 | 23 | 0.0% |
| Q3 2023 | 61 | $104.7M | 10,472,690 | 4 | 16 | 19 | 0.0% |
| Q2 2023 | 70 | $104.6M | 10,569,365 | 9 | 11 | 23 | 0.0% |
| Q1 2023 | 69 | $108.5M | 10,877,163 | 9 | 21 | 20 | 0.0% |
| Q4 2022 | 73 | $95.6M | 10,103,902 | 20 | 21 | 18 | 0.0% |
| Q3 2022 | 65 | $89.4M | 8,945,881 | 5 | 19 | 24 | 0.0% |
| Q2 2022 | 71 | $90.2M | 9,023,901 | 12 | 21 | 18 | 0.0% |
| Q1 2022 | 63 | $107.5M | 8,554,785 | 8 | 24 | 14 | 0.0% |
| Q4 2021 | 70 | $101.6M | 8,423,048 | 11 | 27 | 13 | 0.0% |
| Q3 2021 | 64 | $97.7M | 7,987,053 | 7 | 25 | 13 | 0.0% |
| Q2 2021 | 59 | $99.1M | 7,800,007 | 4 | 21 | 15 | 0.0% |
| Q1 2021 | 62 | $101.4M | 8,268,943 | 4 | 22 | 18 | 0.0% |
| Q4 2020 | 67 | $115.7M | 9,993,460 | 11 | 12 | 22 | 0.0% |
| Q3 2020 | 65 | $117.6M | 10,707,064 | 6 | 14 | 24 | 0.0% |
| Q2 2020 | 63 | $128.6M | 11,795,412 | 6 | 19 | 20 | 0.0% |
| Q1 2020 | 68 | $110.5M | 11,600,599 | 14 | 20 | 23 | 0.0% |
| Q4 2019 | 65 | $145.5M | 11,567,758 | 8 | 24 | 19 | 0.0% |
| Q3 2019 | 65 | $137.9M | 11,494,734 | 8 | 18 | 19 | 0.0% |
| Q2 2019 | 62 | $134.1M | 11,131,775 | 6 | 15 | 19 | 0.0% |
| Q1 2019 | 60 | $125.4M | 10,576,131 | 7 | 20 | 18 | 0.0% |
| Q4 2018 | 63 | $111.2M | 9,925,743 | 0 | 1 | 2 | 0.0% |