FIRST TR EXCH TRD ALPHDX FD (FCA)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
25
Reporting holders
$23.1M
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| OLD MISSION CAPITAL LLC | $8.6M | 315,188 | 0.14% | 6q | +759.9%+$7.6M |
| CITADEL ADVISORS LLC | $4.9M | 178,724 | 0.00% | 4q | +2492.5%+$4.7M |
| Cambridge Investment Research Advisors, Inc. | $2.1M | 77,846 | 0.00% | 31q | +96.4%+$1.0M |
| JANE STREET GROUP, LLC | $1.7M | 62,486 | 0.00% | 2q | -36.7%-$989.6K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $945.9K | 34,701 | 0.00% | 2q | -39.7%-$622.9K |
| MILLENNIUM MANAGEMENT LLC | $926.1K | 33,973 | 0.00% | new | NEW |
| LPL Financial LLC | $794.4K | 29,143 | 0.00% | 4q | -52.2%-$869.0K |
| GOLDMAN SACHS GROUP INC | $666.7K | 24,456 | 0.00% | new | NEW |
| Avestar Capital, LLC | $617.8K | 22,662 | 0.03% | 7q | +2.8%+$17.0K |
| Genesee Capital Advisors, LLC | $486.0K | 17,827 | 0.15% | 3q | -1.3%-$6.4K |
| FLOW TRADERS U.S. LLC | $343.0K | 12,579 | 0.01% | new | NEW |
| JPMORGAN CHASE & CO | $286.9K | 10,500 | 0.00% | new | NEW |
| HRT FINANCIAL LP | $249.0K | 9,156 | 0.00% | new | NEW |
| Unique Wealth Strategies, LLC | $200.9K | 7,369 | 0.07% | 5q | -73.2%-$548.3K |
| Integrated Wealth Concepts LLC | $194.0K | 7,116 | 0.00% | new | NEW |
| COMPASS FINANCIAL MANAGEMENT LLC | $39.6K | 1,454 | 0.00% | new | FIRST |
| UBS Group AG | $30.5K | 1,119 | 0.00% | 3q | -4.9%-$1.6K |
| ROYAL BANK OF CANADA | $17.0K | 600 | 0.00% | 4q | +500.0%+$14.2K |
| SITTNER & NELSON, LLC | $14.7K | 540 | 0.00% | new | NEW |
| Transamerica Financial Advisors, LLC | $8.1K | 297 | 0.00% | 17q | -98.6%-$584.9K |
| ROTHSCHILD INVESTMENT LLC | $7.0K | 255 | 0.00% | 7q | HELD |
| ASSETMARK, INC | $2.4K | 88 | 0.00% | 3q | HELD |
| OSAIC HOLDINGS, INC. | $2.0K | 75 | 0.00% | 8q | -99.1%-$217.1K |
| Global Retirement Partners, LLC | $1.8K | 65 | 0.00% | new | NEW |
| MORGAN STANLEY | $111 | 4 | 0.00% | 4q | +300.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 25 | $23.1M | 848,223 | 8 | 6 | 8 | 0.0% |
| Q1 2026 | 26 | $91.2M | 2,909,261 | 8 | 9 | 4 | 0.0% |
| Q4 2025 | 20 | $50.6M | 1,787,285 | 6 | 2 | 7 | 0.0% |
| Q3 2025 | 22 | $52.5M | 1,812,694 | 9 | 6 | 4 | 0.0% |
| Q2 2025 | 16 | $33.9M | 1,404,316 | 4 | 2 | 5 | 0.0% |
| Q1 2025 | 17 | $31.8M | 1,518,318 | 4 | 3 | 8 | 0.0% |
| Q4 2024 | 16 | $43.0M | 2,144,495 | 6 | 2 | 6 | 0.0% |
| Q3 2024 | 11 | $4.4M | 207,857 | 6 | 1 | 2 | 0.0% |
| Q2 2024 | 7 | $1.6M | 80,256 | 1 | 0 | 4 | 0.0% |
| Q1 2024 | 11 | $3.6M | 191,723 | 3 | 2 | 3 | 0.0% |
| Q4 2023 | 14 | $3.3M | 176,996 | 4 | 2 | 3 | 0.0% |
| Q3 2023 | 10 | $4.0M | 213,959 | 1 | 2 | 3 | 0.0% |
| Q2 2023 | 10 | $4.0M | 199,570 | 2 | 1 | 4 | 0.0% |
| Q1 2023 | 11 | $4.7M | 217,068 | 4 | 3 | 2 | 0.0% |
| Q4 2022 | 10 | $4.9M | 183,800 | 1 | 2 | 3 | 0.0% |
| Q3 2022 | 10 | $5.4M | 212,128 | 0 | 4 | 3 | 0.0% |
| Q2 2022 | 13 | $7.0M | 237,755 | 2 | 1 | 7 | 0.0% |
| Q1 2022 | 11 | $6.4M | 216,237 | 1 | 3 | 7 | 0.0% |
| Q4 2021 | 12 | $8.9M | 287,575 | 0 | 5 | 5 | 0.0% |
| Q3 2021 | 15 | $8.1M | 232,789 | 2 | 4 | 7 | 0.0% |
| Q2 2021 | 15 | $13.4M | 375,832 | 1 | 5 | 6 | 0.0% |
| Q1 2021 | 14 | $12.3M | 371,404 | 2 | 3 | 6 | 0.0% |
| Q4 2020 | 17 | $8.4M | 290,067 | 3 | 5 | 5 | 0.0% |
| Q3 2020 | 16 | $46.2M | 1,772,172 | 0 | 5 | 8 | 0.0% |
| Q2 2020 | 16 | $51.2M | 2,139,475 | 1 | 7 | 5 | 0.0% |
| Q1 2020 | 17 | $56.3M | 2,534,417 | 3 | 8 | 1 | 0.0% |
| Q4 2019 | 15 | $4.2M | 156,034 | 1 | 2 | 8 | 0.0% |
| Q3 2019 | 14 | $5.7M | 237,876 | 0 | 3 | 8 | 0.0% |
| Q2 2019 | 15 | $10.5M | 399,340 | 3 | 5 | 4 | 0.0% |
| Q1 2019 | 12 | $4.1M | 151,002 | 1 | 5 | 2 | 0.0% |
| Q4 2018 | 12 | $2.7M | 114,261 | 0 | 0 | 1 | 0.0% |