FIRST TR EXCH TRD ALPHA FD I (FAUS)
Institutional ownership reported to the SEC as of Q3 2020, across 8 quarters.
7
Reporting holders
$2.0M
Reported value
0.0%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| JANE STREET GROUP, LLC | $679.0K | 25,447 | 0.00% | 8q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $594.0K | 22,244 | 0.00% | 8q | -70.1%-$1.4M |
| CIBC World Markets Inc. | $402.0K | 15,067 | 0.00% | 2q | -7.4%-$32.1K |
| ROYAL BANK OF CANADA | $197.0K | 7,368 | 0.00% | 2q | -7.8%-$16.7K |
| UBS Group AG | $95.0K | 3,567 | 0.00% | 8q | -2.2%-$2.1K |
| BANK OF AMERICA CORP /DE/ | $37.0K | 1,379 | 0.00% | 4q | HELD |
| MORGAN STANLEY | $8.0K | 302 | 0.00% | 12q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2020 | 7 | $2.0M | 75,374 | 0 | 0 | 4 | 0.0% |
| Q2 2020 | 7 | $3.2M | 129,505 | 2 | 3 | 1 | 0.0% |
| Q1 2020 | 5 | $1.3M | 72,024 | 0 | 4 | 0 | 0.0% |
| Q4 2019 | 6 | $812.0K | 25,437 | 2 | 0 | 2 | 0.0% |
| Q3 2019 | 4 | $786.0K | 25,280 | 0 | 1 | 3 | 0.0% |
| Q2 2019 | 5 | $1.9M | 60,571 | 0 | 1 | 1 | 0.0% |
| Q1 2019 | 5 | $891.0K | 28,648 | 0 | 2 | 1 | 0.0% |
| Q4 2018 | 5 | $759.0K | 27,544 | 0 | 0 | 0 | 0.0% |