FIRST TR EXCHNG TRADED FD VI (FAUG)
Institutional ownership reported to the SEC as of Q2 2026, across 30 quarters.
171
Reporting holders
$235.3M
Reported value
0.0%
Held as options
+11
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ASSETMARK, INC | $16.4M | 291,065 | 0.03% | 9q | +7.4%+$1.1M |
| RAYMOND JAMES FINANCIAL INC | $15.2M | 269,545 | 0.00% | 7q | -9.5%-$1.6M |
| Wealthcare Advisory Partners LLC | $13.9M | 245,697 | 0.26% | 8q | +4.6%+$606.1K |
| Cetera Investment Advisers | $11.3M | 199,452 | 0.01% | 23q | +5.5%+$586.6K |
| ENVESTNET ASSET MANAGEMENT INC | $10.4M | 183,714 | 0.00% | 20q | +15.8%+$1.4M |
| OSAIC HOLDINGS, INC. | $10.0M | 177,108 | 0.01% | 26q | +10.7%+$969.5K |
| MBL Wealth, LLC | $8.4M | 148,704 | 0.57% | 13q | -7.3%-$664.3K |
| COMMONWEALTH EQUITY SERVICES, LLC | $6.9M | 121,769 | 0.01% | 24q | -3.1%-$218.7K |
| REAP Financial Group, LLC | $6.9M | 121,677 | 1.17% | 11q | -0.9%-$59.5K |
| Legacy Capital Wealth Partners, LLC | $6.7M | 118,084 | 1.28% | 8q | +2.4%+$157.3K |
| LPL Financial LLC | $5.2M | 91,941 | 0.00% | 17q | -9.5%-$543.1K |
| Synergy Asset Management, LLC | $5.1M | 89,954 | 0.48% | 4q | -34.3%-$2.6M |
| MML INVESTORS SERVICES, LLC | $4.7M | 83,267 | 0.01% | 20q | +17.0%+$685.3K |
| Ignite Planners, LLC | $4.5M | 79,897 | 0.62% | 15q | -4.1%-$194.8K |
| Kestra Advisory Services, LLC | $4.3M | 75,829 | 0.01% | 24q | -32.8%-$2.1M |
| Regal Investment Advisors LLC | $4.1M | 73,340 | 0.22% | 21q | -10.3%-$477.5K |
| Keystone Wealth Services, LLC | $2.9M | 50,759 | 0.53% | 2q | -1.1%-$31.1K |
| STEPHENS INC /AR/ | $2.6M | 45,786 | 0.03% | 12q | -2.7%-$72.3K |
| Ameritas Advisory Services, LLC | $2.5M | 44,969 | 0.05% | 19q | +176.4%+$1.6M |
| Sage Capital Advisors,llc | $2.4M | 41,993 | 0.49% | 4q | HELD |
| NewEdge Advisors, LLC | $2.1M | 37,718 | 0.01% | 15q | -1.2%-$24.9K |
| SMART Wealth LLC | $2.1M | 37,007 | 0.45% | 5q | -39.3%-$1.4M |
| Steward Partners Investment Advisory, LLC | $2.0M | 34,806 | 0.01% | 16q | -3.7%-$75.5K |
| Integrated Advisors Network LLC | $2.0M | 34,687 | 0.09% | 8q | +2.6%+$50.3K |
| Fragasso Financial Advisors Inc | $1.9M | 34,351 | 0.10% | 20q | HELD |
| ROYAL BANK OF CANADA | $1.9M | 33,625 | 0.00% | 20q | +3.3%+$59.9K |
| Icon Wealth Advisors, LLC | $1.8M | 32,291 | 0.11% | 13q | -1.3%-$24.9K |
| First Heartland Consultants, Inc. | $1.8M | 32,080 | 0.12% | 13q | -0.6%-$10.6K |
| Sloy Dahl & Holst, LLC | $1.7M | 30,585 | 0.21% | 20q | HELD |
| FOUNDERS FINANCIAL SECURITIES LLC | $1.7M | 30,359 | 0.09% | 8q | +5.4%+$87.9K |
| 1ST SOURCE BANK | $1.7M | 29,858 | 0.08% | 4q | -4.9%-$86.7K |
| Accel Wealth Management | $1.7M | 29,589 | 0.38% | 8q | -8.1%-$147.6K |
| Integrated Wealth Concepts LLC | $1.6M | 29,122 | 0.01% | 14q | HELD |
| Rockefeller Capital Management L.P. | $1.6M | 28,764 | 0.00% | 16q | -7.9%-$139.9K |
| BEACON FINANCIAL GROUP | $1.5M | 26,481 | 0.14% | 20q | -0.7%-$10.1K |
| Beacon Pointe Advisors, LLC | $1.5M | 26,378 | 0.01% | 2q | HELD |
| Bleakley Financial Group, LLC | $1.4M | 25,030 | 0.02% | 4q | HELD |
| KINTRA WEALTH, LLC | $1.4M | 24,212 | 0.07% | 3q | HELD |
| Integrity Financial Corp /WA | $1.3M | 23,315 | 0.63% | 19q | -12.7%-$192.5K |
| Modern Wealth Management, LLC | $1.3M | 22,577 | 0.02% | 7q | HELD |
| FWG Investments, LLC. | $1.2M | 21,657 | 0.65% | 11q | -7.0%-$91.6K |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $1.2M | 21,366 | 0.15% | 19q | HELD |
| TRUIST FINANCIAL CORP | $1.2M | 21,095 | 0.00% | 16q | -17.9%-$259.3K |
| Mission Financial Group, LLC | $1.2M | 20,858 | 0.98% | 3q | -1.6%-$19.1K |
| 1776 Wealth LLC | $1.2M | 20,671 | 0.41% | 15q | HELD |
| SILVER OAK SECURITIES, INCORPORATED | $1.1M | 19,495 | 0.07% | 4q | HELD |
| HARBOUR INVESTMENTS, INC. | $1.1M | 19,434 | 0.01% | 21q | -8.8%-$106.6K |
| ERn Financial, LLC | $1.0M | 17,718 | 0.17% | 4q | -5.1%-$53.7K |
| Grant Street Asset Management, Inc. | $954.2K | 16,887 | 0.16% | 14q | HELD |
| HighTower Advisors, LLC | $943.4K | 16,695 | 0.00% | 9q | +1.0%+$9.4K |
| RFG Advisory, LLC | $940.8K | 16,650 | 0.01% | 5q | +14.9%+$122.2K |
| FSB PREMIER WEALTH MANAGEMENT, INC. | $931.8K | 16,491 | 0.26% | 20q | HELD |
| LEGACY SOLUTIONS, LLC | $908.2K | 16,073 | 0.73% | 7q | HELD |
| Mariner, LLC | $872.3K | 15,437 | 0.00% | 19q | -0.6%-$5.7K |
| Faithward Advisors, LLC | $851.5K | 15,069 | 0.10% | 4q | -5.1%-$46.2K |
| McKinley Carter Wealth Services, Inc. | $849.7K | 15,038 | 0.04% | 15q | HELD |
| Onyx Bridge Wealth Group LLC | $840.7K | 14,878 | 0.08% | 13q | HELD |
| Main Street Financial Solutions, LLC | $801.2K | 14,179 | 0.05% | 20q | +1.4%+$11.3K |
| CoreCap Advisors, LLC | $797.9K | 14,121 | 0.02% | 18q | +2.5%+$19.6K |
| PNC Financial Services Group, Inc. | $786.8K | 13,925 | 0.00% | 9q | -12.2%-$109.1K |
| Arkadios Wealth Advisors | $774.8K | 13,713 | 0.01% | 12q | -9.0%-$76.6K |
| KINGSWOOD WEALTH ADVISORS, LLC | $772.6K | 13,674 | 0.03% | 7q | HELD |
| Tanglewood Legacy Advisors, LLC | $771.7K | 13,657 | 0.25% | 15q | HELD |
| Concurrent Investment Advisors, LLC | $722.6K | 12,787 | 0.01% | 4q | +4.8%+$33.2K |
| AE Wealth Management LLC | $700.7K | 12,401 | 0.00% | 24q | +2.4%+$16.6K |
| Sowell Financial Services LLC | $692.4K | 12,253 | 0.02% | 7q | -4.7%-$34.3K |
| TFB Advisors LLC | $686.8K | 12,155 | 0.30% | 9q | +51.0%+$232.0K |
| FIDUCIARY FINANCIAL ADVISORS | $673.5K | 11,919 | 0.07% | new | NEW |
| Mutual Advisors, LLC | $669.6K | 11,851 | 0.01% | 20q | -0.6%-$4.0K |
| INTEGRITY ALLIANCE, LLC. | $653.8K | 11,570 | 0.02% | 3q | -3.0%-$20.2K |
| FORTRESS PRIVATE LEDGER, LLC | $653.0K | 11,557 | 0.18% | 7q | -1.2%-$8.2K |
| CITADEL ADVISORS LLC | $645.6K | 11,425 | 0.00% | new | NEW |
| JPMORGAN CHASE & CO | $644.4K | 11,446 | 0.00% | 8q | +310.4%+$487.4K |
| Prosperity Consulting Group, LLC | $642.6K | 11,372 | 0.02% | 8q | HELD |
| Gerber Kawasaki Wealth & Investment Management | $640.8K | 11,340 | 0.02% | 12q | HELD |
| Harvest Investment Services, LLC | $618.3K | 10,943 | 0.10% | 5q | -1.0%-$6.3K |
| Sanctuary Advisors, LLC | $604.4K | 10,696 | 0.00% | 9q | HELD |
| Apollon Wealth Management, LLC | $597.0K | 10,566 | 0.01% | 16q | HELD |
| Keating Financial Advisory Services, Inc. | $591.5K | 10,468 | 0.08% | 3q | -0.5%-$3.1K |
| Archer Investment Corp | $591.4K | 10,466 | 0.06% | 20q | +100.0%+$295.7K |
| BCGM Wealth Management, LLC | $565.0K | 10,000 | 0.12% | 14q | HELD |
| CAPTRUST FINANCIAL ADVISORS | $556.6K | 9,851 | 0.00% | 14q | HELD |
| Beacon Financial Advisory LLC | $546.1K | 9,664 | 0.11% | 12q | -10.2%-$62.2K |
| Farther Finance Advisors, LLC | $539.3K | 9,544 | 0.00% | 7q | +34.2%+$137.5K |
| Signal Advisors Wealth, LLC | $521.4K | 9,227 | 0.03% | 11q | -3.5%-$18.6K |
| CreativeOne Wealth, LLC | $503.3K | 8,907 | 0.01% | 8q | -14.7%-$86.5K |
| Prospera Financial Services Inc | $496.9K | 8,787 | 0.01% | 14q | HELD |
| Valtinson Bruner Financial Planning LLC | $494.3K | 8,748 | 0.12% | 16q | HELD |
| CITIZENS FINANCIAL GROUP INC/RI | $486.4K | 8,608 | 0.01% | 4q | HELD |
| AQR CAPITAL MANAGEMENT LLC | $478.5K | 8,468 | 0.00% | 3q | -0.8%-$3.8K |
| Strategic Blueprint, LLC | $468.9K | 8,298 | 0.02% | 14q | -68.9%-$1.0M |
| LANARK FINANCIAL, INC. | $465.0K | 8,230 | 0.03% | 12q | -3.6%-$17.3K |
| Snowden Capital Advisors LLC | $462.6K | 8,186 | 0.01% | 2q | +8.8%+$37.5K |
| Stonebridge Financial Group, LLC | $460.8K | 8,155 | 0.03% | 4q | HELD |
| NewEdge Wealth, LLC | $457.9K | 8,104 | 0.00% | 8q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $456.3K | 8,076 | 0.00% | 2q | +96.6%+$224.2K |
| Glen Eagle Advisors, LLC | $452.0K | 8,000 | 0.06% | 16q | HELD |
| Merit Financial Group, LLC | $439.8K | 7,784 | 0.00% | 7q | +80.1%+$195.7K |
| Foguth Wealth Management, LLC. | $439.5K | 7,761 | 0.05% | 8q | -0.9%-$4.0K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $435.9K | 7,672 | 0.00% | 7q | -2.6%-$11.4K |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-07-27 | 13G/A | First Trust Portfolios L.P.with 2 co-filers | 71.1% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 171 | $235.3M | 4,164,852 | 16 | 25 | 67 | 0.0% |
| Q1 2026 | 160 | $241.4M | 4,657,248 | 10 | 20 | 73 | 0.0% |
| Q4 2025 | 170 | $292.7M | 5,635,963 | 13 | 35 | 60 | 0.0% |
| Q3 2025 | 161 | $299.0M | 5,869,095 | 36 | 63 | 36 | 0.0% |
| Q2 2025 | 129 | $195.8M | 4,092,343 | 8 | 24 | 49 | 0.0% |
| Q1 2025 | 141 | $200.0M | 4,392,777 | 7 | 23 | 58 | 0.0% |
| Q4 2024 | 149 | $232.1M | 4,985,797 | 10 | 28 | 62 | 0.0% |
| Q3 2024 | 138 | $250.0M | 5,464,027 | 33 | 52 | 26 | 0.0% |
| Q2 2024 | 114 | $169.5M | 3,838,277 | 10 | 10 | 53 | 0.0% |
| Q1 2024 | 114 | $212.9M | 4,969,272 | 7 | 13 | 51 | 0.0% |
| Q4 2023 | 112 | $203.7M | 5,010,548 | 7 | 21 | 43 | 0.0% |
| Q3 2023 | 108 | $242.1M | 6,474,424 | 17 | 44 | 31 | 0.0% |
| Q2 2023 | 100 | $227.1M | 5,887,818 | 18 | 34 | 29 | 0.0% |
| Q1 2023 | 81 | $130.8M | 3,582,712 | 20 | 15 | 23 | 0.0% |
| Q4 2022 | 65 | $101.3M | 2,920,671 | 6 | 14 | 20 | 0.0% |
| Q3 2022 | 86 | $143.9M | 4,378,346 | 34 | 29 | 13 | 0.0% |
| Q2 2022 | 55 | $82.5M | 2,384,107 | 8 | 13 | 17 | 0.0% |
| Q1 2022 | 60 | $84.2M | 2,543,314 | 3 | 13 | 25 | 0.0% |
| Q4 2021 | 69 | $103.1M | 2,655,772 | 12 | 15 | 17 | 0.0% |
| Q3 2021 | 56 | $104.8M | 2,873,037 | 29 | 17 | 5 | 0.0% |
| Q2 2021 | 32 | $38.4M | 1,042,682 | 4 | 5 | 17 | 0.0% |
| Q1 2021 | 36 | $36.1M | 1,003,179 | 9 | 7 | 9 | 0.0% |
| Q4 2020 | 31 | $55.6M | 1,599,647 | 9 | 11 | 5 | 0.0% |
| Q3 2020 | 28 | $31.3M | 961,934 | 20 | 3 | 1 | 0.0% |
| Q2 2020 | 11 | $14.8M | 476,336 | 7 | 2 | 1 | 0.0% |
| Q1 2020 | 7 | $6.4M | 221,735 | 4 | 0 | 1 | 0.0% |
| Q4 2019 | 5 | $6.2M | 192,693 | 4 | 0 | 0 | 0.0% |
| Q3 2019 | 1 | $1.3M | 34,442 | 0 | 0 | 0 | 0.0% |
| Q2 2019 | 1 | $1.3M | 34,442 | 0 | 0 | 0 | 0.0% |
| Q1 2019 | 1 | $1.3M | 34,442 | 1 | 0 | 0 | 0.0% |