FIRST TR EXCHANGE-TRADED ALP (FAD)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
104
Reporting holders
$380.8M
Reported value
0.0%
Held as options
+9
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $55.5M | 277,568 | 0.00% | 35q | +14.5%+$7.0M |
| LPL Financial LLC | $55.3M | 276,498 | 0.01% | 31q | +39.7%+$15.7M |
| WELLS FARGO & COMPANY/MN | $42.5M | 212,489 | 0.01% | 31q | -39.3%-$27.5M |
| RAYMOND JAMES FINANCIAL INC | $25.1M | 125,696 | 0.01% | 7q | +34.3%+$6.4M |
| COMMONWEALTH EQUITY SERVICES, LLC | $13.7M | 68,726 | 0.02% | 31q | +13.0%+$1.6M |
| RPg Family Wealth Advisory, LLC | $12.1M | 60,546 | 1.12% | 12q | +99.5%+$6.0M |
| JONES FINANCIAL COMPANIES LLLP | $12.0M | 61,706 | 0.00% | 8q | +109.1%+$6.2M |
| GOLDMAN SACHS GROUP INC | $10.0M | 50,000 | 0.00% | 31q | HELD |
| OSAIC HOLDINGS, INC. | $9.9M | 49,708 | 0.01% | 26q | +9.2%+$836.1K |
| TRUIST FINANCIAL CORP | $9.7M | 48,475 | 0.01% | 27q | -1.7%-$163.4K |
| Plotkin Financial Advisors, LLC | $8.3M | 41,711 | 3.46% | 27q | -6.6%-$590.9K |
| BANK OF AMERICA CORP /DE/ | $8.3M | 41,539 | 0.00% | 31q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $7.2M | 35,895 | 0.00% | 17q | +70.9%+$3.0M |
| Kestra Advisory Services, LLC | $6.3M | 31,515 | 0.02% | 15q | +1.1%+$68.4K |
| Cornerstone Wealth Management, LLC | $6.2M | 31,136 | 0.27% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $6.1M | 30,485 | 0.00% | 9q | +23.2%+$1.1M |
| Synergy Investment Management, LLC | $5.7M | 28,487 | 1.38% | 4q | HELD |
| Wealth Management Partners, LLC | $5.0M | 24,951 | 1.17% | 12q | HELD |
| Creative Planning | $4.9M | 24,363 | 0.00% | 7q | HELD |
| Geneos Wealth Management Inc. | $4.8M | 23,767 | 0.10% | 42q | +1.6%+$75.8K |
| ROYAL BANK OF CANADA | $4.2M | 21,047 | 0.00% | 31q | -38.5%-$2.6M |
| Cetera Investment Advisers | $3.7M | 18,329 | 0.00% | 10q | +30.4%+$853.6K |
| UBS Group AG | $3.5M | 17,382 | 0.00% | 31q | -1.8%-$62.0K |
| WCG Wealth Advisors LLC | $3.0M | 15,242 | 0.07% | 5q | +11.2%+$307.4K |
| MGO ONE SEVEN LLC | $2.8M | 14,021 | 0.05% | 2q | +3.7%+$99.0K |
| Private Advisor Group, LLC | $2.7M | 13,730 | 0.01% | 31q | -3.2%-$90.8K |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | $2.7M | 13,577 | 0.30% | 2q | HELD |
| STIFEL FINANCIAL CORP | $2.7M | 13,569 | 0.00% | 25q | +3.8%+$98.8K |
| J.W. COLE ADVISORS, INC. | $2.7M | 13,534 | 0.05% | 2q | +56.4%+$975.4K |
| Merit Financial Group, LLC | $2.3M | 11,578 | 0.01% | 2q | +245.3%+$1.6M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.2M | 11,048 | 0.00% | 6q | -62.7%-$3.7M |
| Stonebridge Financial Group, LLC / MO | $2.2M | 10,878 | 1.45% | 3q | +15.7%+$295.2K |
| Proactive Wealth Strategies LLC | $2.1M | 10,678 | 0.34% | 8q | HELD |
| Stonebridge Financial Planning Group, LLC | $2.1M | 10,378 | 0.66% | 27q | -1.4%-$30.0K |
| Vantus Wealth LLC | $2.0M | 9,828 | 1.05% | 2q | +18.8%+$310.6K |
| Advyzon Investment Management, LLC | $1.9M | 9,640 | 0.14% | 4q | +12.2%+$209.0K |
| 626 Financial, LLC | $1.9M | 9,464 | 0.74% | 20q | HELD |
| Fifth Third Securities, Inc. | $1.9M | 9,273 | 0.11% | 9q | -9.6%-$197.8K |
| Baird Financial Group, Inc. | $1.7M | 8,524 | 0.00% | 23q | -38.7%-$1.1M |
| Certified Advisory Corp | $1.3M | 6,704 | 0.11% | 5q | +3.4%+$44.6K |
| Nova Wealth Management, Inc. | $1.3M | 6,503 | 0.72% | 7q | -0.6%-$7.6K |
| WILLNER & HELLER, LLC | $1.3M | 6,502 | 0.81% | 12q | HELD |
| TrueWealth Advisors, LLC | $1.2M | 5,805 | 0.26% | 2q | +22.9%+$216.0K |
| IFP Advisors, Inc | $1.1M | 5,302 | 0.02% | 39q | -17.1%-$219.0K |
| INDEPENDENT FINANCIAL GROUP, LLC | $981.8K | 4,910 | 0.02% | 6q | -1.2%-$12.2K |
| Apeiron RIA LLC | $957.5K | 4,788 | 0.25% | 19q | -1.3%-$12.6K |
| Golden State Wealth Management, LLC | $950.5K | 4,753 | 0.09% | 14q | -5.9%-$60.0K |
| MONECO ADVISORS, LLC | $893.3K | 6,139 | 0.05% | new | NEW |
| Sanctuary Advisors, LLC | $869.2K | 4,347 | 0.00% | 9q | +4.5%+$37.6K |
| MML INVESTORS SERVICES, LLC | $770.8K | 3,854 | 0.00% | 2q | +42.3%+$229.2K |
| NOMURA ASSET MANAGEMENT CO LTD | $725.9K | 3,630 | 0.00% | new | NEW |
| NWAM LLC | $614.8K | 3,074 | 0.03% | 8q | +9.7%+$54.6K |
| Aviance Capital Partners, LLC | $594.9K | 2,975 | 0.06% | 6q | HELD |
| OPPENHEIMER & CO INC | $569.7K | 2,849 | 0.01% | 3q | HELD |
| L. Roy Papp & Associates, LLP | $519.1K | 2,596 | 0.05% | 17q | HELD |
| Belpointe Asset Management LLC | $489.9K | 2,450 | 0.02% | 2q | +0.8%+$4.0K |
| Fortis Capital Advisors, LLC | $489.9K | 2,450 | 0.06% | 2q | +0.8%+$4.0K |
| QTR Family Wealth, LLC | $441.5K | 2,208 | 0.15% | 6q | HELD |
| HARBOUR INVESTMENTS, INC. | $407.9K | 2,040 | 0.01% | 21q | +8.9%+$33.4K |
| Global Retirement Partners, LLC | $397.2K | 1,986 | 0.01% | 14q | -15.2%-$71.0K |
| PFG Advisors | $389.6K | 1,948 | 0.02% | 7q | +3.3%+$12.6K |
| Parkway Wealth Management Group, LLC | $384.8K | 1,924 | 0.04% | 3q | HELD |
| Equitable Holdings, Inc. | $342.4K | 1,712 | 0.00% | 4q | +19.2%+$55.2K |
| Gateway Wealth Partners, LLC | $334.3K | 1,672 | 0.02% | 15q | -51.3%-$352.7K |
| Clearstead Advisors, LLC | $326.6K | 1,633 | 0.00% | 9q | HELD |
| 1ST SOURCE BANK | $321.2K | 1,606 | 0.01% | 8q | HELD |
| Ameritas Advisory Services, LLC | $320.0K | 1,600 | 0.01% | new | NEW |
| IFG Advisory, LLC | $305.0K | 1,525 | 0.01% | new | NEW |
| TCFG Investment Advisors, LLC | $302.0K | 1,510 | 0.10% | 2q | HELD |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $301.9K | 1,585 | 0.00% | 10q | -1.7%-$5.3K |
| TRUEFG, LLC | $294.8K | 1,474 | 0.07% | 5q | HELD |
| Stratos Wealth Partners, LTD. | $278.6K | 1,393 | 0.00% | new | NEW |
| OneDigital Investment Advisors LLC | $271.4K | 1,357 | 0.00% | 7q | HELD |
| Farther Finance Advisors, LLC | $260.4K | 1,302 | 0.00% | 6q | HELD |
| Integrated Wealth Concepts LLC | $244.2K | 1,221 | 0.00% | new | NEW |
| ZACKS INVESTMENT MANAGEMENT | $226.6K | 1,133 | 0.00% | new | NEW |
| Western Wealth Management, LLC | $226.4K | 1,132 | 0.01% | 2q | +119.4%+$123.2K |
| Modern Wealth Management, LLC | $201.4K | 1,007 | 0.00% | new | NEW |
| Institute for Wealth Management, LLC. | $194.0K | 970 | 0.02% | new | NEW |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $173.0K | 884 | 0.01% | 3q | HELD |
| Rockefeller Capital Management L.P. | $165.9K | 829 | 0.00% | 4q | HELD |
| Smartleaf Asset Management LLC | $148.0K | 750 | 0.00% | 11q | HELD |
| NewEdge Advisors, LLC | $96.8K | 484 | 0.00% | new | NEW |
| Advocate Investing Services LLC | $86.8K | 434 | 0.07% | 3q | HELD |
| Private Wealth Asset Management, LLC | $82.0K | 410 | 0.01% | new | NEW |
| US BANCORP \DE\ | $77.8K | 389 | 0.00% | 4q | HELD |
| FMR LLC | $73.9K | 370 | 0.00% | 29q | HELD |
| Cullen/Frost Bankers, Inc. | $63.4K | 317 | 0.00% | 3q | HELD |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $60.8K | 304 | 0.00% | 2q | HELD |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $48.6K | 243 | 0.00% | 5q | HELD |
| THURSTON, SPRINGER, MILLER, HERD & TITAK, INC. | $46.3K | 231 | 0.02% | 3q | HELD |
| Ameritas Investment Partners, Inc. | $40.8K | 204 | 0.00% | new | NEW |
| Allworth Financial LP | $40.0K | 200 | 0.00% | 5q | HELD |
| JPMORGAN CHASE & CO | $39.5K | 200 | 0.00% | new | NEW |
| LANARK FINANCIAL, INC. | $34.0K | 170 | 0.00% | 12q | HELD |
| Godfrey Financial Associates, Inc. | $29.4K | 147 | 0.02% | 3q | HELD |
| N.E.W. Advisory Services LLC | $27.6K | 138 | 0.00% | 3q | HELD |
| Arax Advisory Partners | $23.6K | 118 | 0.00% | 2q | +103.4%+$12.0K |
| BLAIR WILLIAM & CO/IL | $23.0K | 115 | 0.00% | 5q | HELD |
| BlackRock, Inc. | $20.6K | 103 | 0.00% | 2q | HELD |
Showing the largest 100 of 110 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 104 | $380.8M | 1,907,830 | 15 | 32 | 19 | 0.0% |
| Q1 2026 | 95 | $280.6M | 1,765,829 | 16 | 32 | 17 | 0.0% |
| Q4 2025 | 88 | $241.6M | 1,505,359 | 9 | 28 | 22 | 0.0% |
| Q3 2025 | 77 | $216.4M | 1,350,438 | 8 | 27 | 23 | 0.0% |
| Q2 2025 | 70 | $169.2M | 1,152,227 | 11 | 23 | 15 | 0.0% |
| Q1 2025 | 64 | $109.5M | 846,589 | 5 | 21 | 11 | 0.0% |
| Q4 2024 | 65 | $98.2M | 711,037 | 7 | 17 | 22 | 0.0% |
| Q3 2024 | 58 | $103.6M | 774,808 | 7 | 19 | 16 | 0.0% |
| Q2 2024 | 53 | $97.9M | 795,087 | 6 | 15 | 16 | 0.0% |
| Q1 2024 | 51 | $106.5M | 854,781 | 6 | 14 | 16 | 0.0% |
| Q4 2023 | 51 | $87.5M | 779,566 | 1 | 16 | 24 | 0.0% |
| Q3 2023 | 52 | $78.8M | 786,734 | 5 | 8 | 22 | 0.0% |
| Q2 2023 | 49 | $88.8M | 844,443 | 3 | 12 | 21 | 0.0% |
| Q1 2023 | 49 | $80.0M | 819,054 | 4 | 11 | 19 | 0.0% |
| Q4 2022 | 47 | $75.2M | 792,751 | 11 | 13 | 13 | 0.0% |
| Q3 2022 | 45 | $74.6M | 833,849 | 3 | 11 | 15 | 0.0% |
| Q2 2022 | 47 | $78.4M | 857,944 | 4 | 15 | 19 | 0.0% |
| Q1 2022 | 55 | $114.6M | 1,027,907 | 9 | 15 | 19 | 0.1% |
| Q4 2021 | 52 | $135.6M | 1,083,116 | 1 | 13 | 23 | 0.0% |
| Q3 2021 | 49 | $118.1M | 996,809 | 4 | 15 | 17 | 0.0% |
| Q2 2021 | 49 | $99.2M | 829,357 | 2 | 15 | 18 | 0.0% |
| Q1 2021 | 51 | $94.3M | 869,406 | 5 | 16 | 17 | 0.0% |
| Q4 2020 | 48 | $93.7M | 901,329 | 6 | 11 | 14 | 0.0% |
| Q3 2020 | 43 | $80.8M | 935,994 | 4 | 10 | 16 | 0.0% |
| Q2 2020 | 41 | $69.4M | 889,540 | 3 | 10 | 17 | 0.0% |
| Q1 2020 | 46 | $56.0M | 922,256 | 3 | 13 | 16 | 0.0% |
| Q4 2019 | 50 | $85.5M | 1,106,567 | 4 | 10 | 16 | 0.0% |
| Q3 2019 | 46 | $75.5M | 1,028,838 | 7 | 12 | 16 | 0.0% |
| Q2 2019 | 41 | $77.9M | 1,042,143 | 5 | 12 | 12 | 0.0% |
| Q1 2019 | 45 | $88.8M | 1,241,078 | 3 | 18 | 14 | 0.0% |
| Q4 2018 | 42 | $80.1M | 1,309,044 | 1 | 1 | 2 | 0.0% |