FIRST TR EXCHANGE-TRADED ALP (FAB)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
61
Reporting holders
$63.3M
Reported value
0.0%
Held as options
-4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $7.9M | 77,533 | 0.00% | 31q | +39.7%+$2.2M |
| RAYMOND JAMES FINANCIAL INC | $6.7M | 65,528 | 0.00% | 7q | HELD |
| MORGAN STANLEY | $6.2M | 61,416 | 0.00% | 35q | HELD |
| WELLS FARGO & COMPANY/MN | $4.6M | 45,544 | 0.00% | 31q | -49.4%-$4.5M |
| OSAIC HOLDINGS, INC. | $4.4M | 43,249 | 0.01% | 26q | -0.9%-$37.9K |
| ROYAL BANK OF CANADA | $3.7M | 36,600 | 0.00% | 31q | +10.9%+$364.7K |
| 626 Financial, LLC | $3.6M | 35,205 | 1.39% | 20q | -1.4%-$52.5K |
| CITADEL ADVISORS LLC | $3.5M | 34,195 | 0.00% | 5q | +3.2%+$107.2K |
| STIFEL FINANCIAL CORP | $1.8M | 18,093 | 0.00% | 22q | -5.7%-$111.7K |
| Proactive Wealth Strategies LLC | $1.6M | 15,543 | 0.25% | 8q | -5.2%-$85.7K |
| Baird Financial Group, Inc. | $1.6M | 15,524 | 0.00% | 22q | -27.6%-$599.2K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.6M | 15,442 | 0.00% | 31q | -11.9%-$211.7K |
| GOLDMAN SACHS GROUP INC | $1.1M | 10,916 | 0.00% | 11q | -50.0%-$1.1M |
| Private Advisor Group, LLC | $1.1M | 10,463 | 0.00% | 25q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $951.0K | 9,370 | 0.00% | 7q | -74.1%-$2.7M |
| HARBOUR INVESTMENTS, INC. | $947.4K | 9,334 | 0.01% | 21q | HELD |
| Quad-Cities Investment Group, LLC | $866.4K | 8,537 | 0.31% | 16q | -3.3%-$29.5K |
| UBS Group AG | $767.5K | 7,562 | 0.00% | 31q | +5.3%+$38.6K |
| Rockefeller Capital Management L.P. | $758.7K | 7,475 | 0.00% | 4q | -4.1%-$32.4K |
| Avidian Wealth Enterprises, LLC | $742.5K | 7,315 | 0.02% | 26q | HELD |
| ENVESTNET ASSET MANAGEMENT INC | $738.0K | 7,271 | 0.00% | 18q | +77.8%+$323.0K |
| JONES FINANCIAL COMPANIES LLLP | $734.2K | 7,174 | 0.00% | 10q | +37.0%+$198.4K |
| Cetera Investment Advisers | $684.4K | 6,743 | 0.00% | 10q | -1.8%-$12.6K |
| Capital Investment Advisory Services, LLC | $641.1K | 6,317 | 0.04% | 22q | -3.9%-$25.9K |
| D.A. DAVIDSON & CO. | $588.2K | 5,795 | 0.00% | 31q | HELD |
| PRINCIPAL SECURITIES, INC. | $586.4K | 5,777 | 0.01% | 11q | -22.4%-$169.6K |
| COTTONWOOD CAPITAL ADVISORS, LLC | $492.5K | 4,852 | 0.30% | 18q | HELD |
| Stratos Wealth Partners, LTD. | $476.8K | 4,697 | 0.00% | 15q | HELD |
| PFG Investments, LLC | $443.2K | 4,366 | 0.02% | 9q | HELD |
| HFG Advisors, Inc. | $415.6K | 4,095 | 0.26% | 19q | HELD |
| TRUIST FINANCIAL CORP | $406.1K | 4,001 | 0.00% | 7q | -3.0%-$12.7K |
| TCFG Investment Advisors, LLC | $365.6K | 3,602 | 0.12% | 2q | HELD |
| Apeiron RIA LLC | $328.2K | 3,234 | 0.08% | 19q | HELD |
| Creative Planning | $324.5K | 3,197 | 0.00% | 6q | HELD |
| Kestra Advisory Services, LLC | $244.3K | 2,407 | 0.00% | 3q | +2.8%+$6.7K |
| Clearstead Advisors, LLC | $235.2K | 2,317 | 0.00% | 4q | HELD |
| Moors & Cabot, Inc. | $228.8K | 2,254 | 0.01% | 3q | HELD |
| Pacific Sun Financial Corp | $214.2K | 2,110 | 0.09% | 25q | -32.2%-$101.5K |
| IFG Advisory, LLC | $197.8K | 1,949 | 0.01% | new | NEW |
| Golden State Wealth Management, LLC | $100.0K | 985 | 0.01% | 7q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $82.4K | 811 | 0.00% | 31q | HELD |
| FMR LLC | $80.1K | 789 | 0.00% | 10q | HELD |
| JPMORGAN CHASE & CO | $78.4K | 769 | 0.00% | 14q | +9.9%+$7.0K |
| Private Wealth Asset Management, LLC | $77.3K | 762 | 0.01% | new | NEW |
| IFP Advisors, Inc | $70.7K | 697 | 0.00% | 39q | HELD |
| NewEdge Advisors, LLC | $32.5K | 320 | 0.00% | new | NEW |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $28.5K | 280 | 0.00% | 3q | HELD |
| Geneos Wealth Management Inc. | $25.0K | 246 | 0.00% | 15q | HELD |
| TRUST CO OF TOLEDO NA /OH/ | $20.3K | 200 | 0.00% | 5q | -42.5%-$15.0K |
| ASSETMARK, INC | $10.4K | 102 | 0.00% | new | NEW |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $10.2K | 100 | 0.00% | 2q | HELD |
| Parallel Advisors, LLC | $10.2K | 100 | 0.00% | 6q | -45.7%-$8.5K |
| Godfrey Financial Associates, Inc. | $10.2K | 100 | 0.01% | 3q | HELD |
| PNC Financial Services Group, Inc. | $9.9K | 98 | 0.00% | 31q | HELD |
| LANARK FINANCIAL, INC. | $9.1K | 90 | 0.00% | 12q | -71.8%-$23.2K |
| Arax Advisory Partners | $7.6K | 75 | 0.00% | 3q | HELD |
| Allworth Financial LP | $7.1K | 70 | 0.00% | 7q | HELD |
| Larson Financial Group LLC | $4.3K | 42 | 0.00% | 19q | HELD |
| AdvisorNet Financial, Inc | $3.7K | 37 | 0.00% | 6q | HELD |
| Cambridge Investment Research Advisors, Inc. | $1.5K | 14,996 | 0.00% | 31q | +100.3% |
| Global Retirement Partners, LLC | $1.5K | 15 | 0.00% | 14q | HELD |
| Janney Montgomery Scott LLC | $733 | 7,220 | 0.00% | 25q | -1.4% |
| Virtu Financial LLC | $434 | 4,274 | 0.01% | new | NEW |
| CENTAURUS FINANCIAL, INC. | $113 | 1,113 | 0.00% | 2q | HELD |
| CITIGROUP INC | $101 | 1 | 0.00% | 9q | -99.3%-$15.2K |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 61 | $63.3M | 623,691 | 4 | 8 | 20 | 0.0% |
| Q1 2026 | 65 | $66.7M | 705,907 | 4 | 13 | 14 | 0.0% |
| Q4 2025 | 62 | $51.9M | 581,438 | 5 | 8 | 25 | 0.0% |
| Q3 2025 | 59 | $52.2M | 598,154 | 4 | 13 | 16 | 0.0% |
| Q2 2025 | 55 | $51.8M | 637,835 | 3 | 8 | 22 | 0.0% |
| Q1 2025 | 56 | $50.7M | 636,436 | 7 | 12 | 16 | 0.0% |
| Q4 2024 | 58 | $50.8M | 615,218 | 6 | 13 | 17 | 0.0% |
| Q3 2024 | 57 | $52.6M | 622,424 | 3 | 8 | 25 | 0.0% |
| Q2 2024 | 59 | $58.8M | 746,958 | 5 | 8 | 22 | 0.0% |
| Q1 2024 | 57 | $82.3M | 997,167 | 5 | 10 | 19 | 0.0% |
| Q4 2023 | 54 | $77.3M | 990,714 | 6 | 9 | 20 | 0.0% |
| Q3 2023 | 49 | $75.1M | 1,077,901 | 2 | 14 | 20 | 0.0% |
| Q2 2023 | 53 | $75.0M | 1,056,553 | 2 | 8 | 23 | 0.0% |
| Q1 2023 | 61 | $106.0M | 1,565,318 | 10 | 19 | 12 | 0.0% |
| Q4 2022 | 51 | $81.7M | 1,193,664 | 13 | 14 | 13 | 0.0% |
| Q3 2022 | 55 | $96.1M | 1,579,281 | 8 | 17 | 13 | 0.0% |
| Q2 2022 | 59 | $94.6M | 1,440,036 | 11 | 22 | 8 | 0.5% |
| Q1 2022 | 53 | $101.4M | 1,358,284 | 7 | 18 | 13 | 0.0% |
| Q4 2021 | 50 | $91.8M | 1,220,851 | 6 | 19 | 14 | 0.0% |
| Q3 2021 | 40 | $65.8M | 939,597 | 4 | 11 | 17 | 0.0% |
| Q2 2021 | 40 | $91.8M | 1,291,530 | 6 | 15 | 7 | 0.0% |
| Q1 2021 | 39 | $68.5M | 982,399 | 8 | 11 | 9 | 0.0% |
| Q4 2020 | 30 | $31.6M | 541,843 | 2 | 9 | 12 | 0.0% |
| Q3 2020 | 30 | $21.6M | 463,003 | 3 | 8 | 10 | 0.0% |
| Q2 2020 | 29 | $20.3M | 442,132 | 3 | 4 | 15 | 0.0% |
| Q1 2020 | 34 | $22.2M | 620,889 | 3 | 6 | 15 | 0.0% |
| Q4 2019 | 34 | $43.0M | 741,122 | 2 | 5 | 17 | 0.0% |
| Q3 2019 | 32 | $38.5M | 721,722 | 2 | 5 | 16 | 0.0% |
| Q2 2019 | 30 | $38.1M | 707,907 | 1 | 10 | 10 | 0.0% |
| Q1 2019 | 34 | $38.9M | 722,026 | 0 | 12 | 12 | 0.0% |
| Q4 2018 | 37 | $34.6M | 723,192 | 1 | 1 | 1 | 0.0% |