HolderBook

ETON PHARMACEUTICALS INC (ETON)

Institutional ownership reported to the SEC as of Q3 2026, across 32 quarters.

7
Reporting holders
$1.6M
Reported value
0.0%
Calls
0.0%
Puts
-161
Holder change

Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.

Holders

Download these holders as CSV

FilerValueShares Their book Held Change
JUNCTURE WEALTH STRATEGIES, LLC$1.4M27,9780.37%5q-3.0%-$44.8K
TOTH FINANCIAL ADVISORY CORP$87.5K1,7000.01%2q+41.7%+$25.7K
Farther Finance Advisors, LLC$7.8K1510.00%4q+22.8%+$1.4K
Byrne Asset Management LLC$5.2K1000.00%newNEW
GAMMA Investing LLC$4.7K920.00%4q+338.1%+$3.7K
Versant Capital Management, Inc$3.8K730.00%2q+19.7%
MassMutual Private Wealth & Trust, FSB$2.7K520.00%2qHELD

Five percent filings

Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →

FiledFormFiler % of class
2026-07-2813G/ABlackRock, Inc.6.9%

What the insiders did

Open market purchases and sales reported on Form 4 in the last 180 days. Grants, option exercises and shares surrendered to cover tax are left out: they are compensation rather than a decision to buy or sell. Where a broker filled one order in tranches the lines are summed, because it was one decision.

Officers and directors

DateInsiderRoleSideSharesValue
2026-08-20BRYNJELSEN SEANPresident & CEOSold91,022$5.5M ×3
2026-05-28BRYNJELSEN SEANPresident & CEOSold120,000$3.8M ×2
2026-08-28MAIER PAUL VDirectorSold50,000$3.0M ×3
2026-08-28MAIER PAUL VDirectorSold50,000$3.0M ×3
2026-08-24Krempa DavidChief Business OfficerSold25,000$1.6M
2026-06-17Adams Jennifer McKieDirectorSold50,000$1.6M
2026-05-22Krempa DavidChief Business OfficerSold42,797$1.4M ×3
2026-05-26Krempa DavidChief Business OfficerSold37,524$1.2M
2026-05-27Krempa DavidChief Business OfficerSold19,679$619.4K
2026-08-19BRYNJELSEN SEANPresident & CEOSold8,978$562.5K
2026-10-06Krempa DavidChief Business OfficerSold4,166$229.4K

Ten percent owners and entities

Usually an institution that crossed a reporting threshold, or a company taking a strategic stake, rather than an individual with a view.

DateInsiderRoleSideSharesValue
2026-07-02Opaleye Management Inc.10% ownerSold90,000$3.4M ×2
2026-07-14Opaleye Management Inc.10% ownerSold28,315$1.1M ×2
2026-07-14Opaleye Management Inc.10% ownerSold28,315$1.1M ×2
2026-07-07Opaleye Management Inc.10% ownerSold26,685$1.0M ×2
2026-07-06Opaleye Management Inc.10% ownerSold10,000$380.0K

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q3 20267$1.6M30,1461410.0%
Q2 2026168$807.5M22,027,2785858311.3%
Q1 2026118$446.3M17,795,1662734311.7%
Q4 2025105$279.3M16,406,9931927340.7%
Q3 2025105$408.4M18,542,1122825270.7%
Q2 202590$248.1M17,077,9862734191.9%
Q1 202586$191.3M14,631,5292629200.7%
Q4 202473$185.5M13,627,5082427102.2%
Q3 202450$61.7M10,000,7491210102.7%
Q2 202447$32.6M9,861,15376150.5%
Q1 202446$29.1M7,694,031313120.9%
Q4 202357$31.6M7,158,449111980.7%
Q3 202354$29.1M6,899,800221061.2%
Q2 202335$21.1M5,976,4274931.2%
Q1 202337$22.6M5,838,8519770.7%
Q4 202234$18.4M5,937,5716361.6%
Q3 202231$14.7M6,344,8922772.0%
Q2 202230$18.5M5,917,39135104.6%
Q1 202232$29.1M5,783,90667116.0%
Q4 202131$28.0M5,749,01767103.0%
Q3 202136$33.5M5,962,97981082.9%
Q2 202147$53.0M6,841,799186172.2%
Q1 202150$68.1M8,785,326813180.2%
Q4 202046$75.0M8,725,619102660.0%
Q3 202038$59.5M7,035,506510170.0%
Q2 202041$39.8M6,803,93726950.0%
Q1 202017$24.5M5,970,0045640.0%
Q4 201913$18.9M2,623,1503610.0%
Q3 201914$14.4M2,277,6365710.0%
Q2 201910$14.0M1,767,8331610.0%
Q1 201912$12.0M1,501,0833510.0%
Q4 201812$7.0M1,152,1242000.0%