ETF MANAGERS TR (ETHOXXXX)
Institutional ownership reported to the SEC as of Q4 2023, across 21 quarters.
47
Reporting holders
$36.1M
Reported value
0.0%
Held as options
-4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| LPL Financial LLC | $7.6M | 137,207 | 0.00% | 18q | -5.2%-$419.9K |
| OSAIC HOLDINGS, INC. | $3.9M | 70,619 | 0.01% | 16q | -1.1%-$44.4K |
| HARBOUR INVESTMENTS, INC. | $3.1M | 55,862 | 0.13% | 10q | +0.8%+$23.3K |
| BAILARD, INC. | $3.0M | 54,670 | 0.09% | 2q | -18.6%-$694.7K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.8M | 49,518 | 0.00% | 4q | +176.8%+$1.8M |
| Stonehearth Capital Management, LLC | $2.2M | 39,418 | 1.08% | 21q | HELD |
| Financial Insights, Inc. | $2.1M | 38,451 | 0.67% | 21q | -4.9%-$110.1K |
| Berger Financial Group, Inc | $994.8K | 17,893 | 0.10% | 13q | -17.7%-$213.6K |
| Cresset Asset Management, LLC | $960.9K | 17,283 | 0.01% | new | NEW |
| EVERGREEN CAPITAL MANAGEMENT LLC | $698.8K | 12,568 | 0.03% | 14q | +6.8%+$44.6K |
| Allegheny Financial Group LTD | $680.5K | 12,241 | 0.22% | 6q | +5.6%+$36.0K |
| Arnhold LLC | $645.5K | 11,610 | 0.07% | 17q | HELD |
| Good Life Advisors, LLC | $611.5K | 10,998 | 0.06% | 12q | -1.3%-$7.9K |
| Ethic Inc. | $582.8K | 10,483 | 0.02% | 5q | +8.0%+$43.0K |
| IEQ CAPITAL, LLC | $507.5K | 9,128 | 0.01% | 13q | -60.2%-$767.2K |
| Atria Wealth Solutions, Inc. | $502.0K | 9,030 | 0.01% | 8q | HELD |
| Marks Group Wealth Management, Inc | $449.8K | 8,090 | 0.05% | 9q | HELD |
| Advisory Alpha, LLC | $431.5K | 7,761 | 0.02% | 3q | +14.6%+$55.1K |
| Wealth Alliance Advisory Group, LLC | $400.3K | 7,200 | 0.10% | 20q | HELD |
| Creative Planning | $390.5K | 7,023 | 0.00% | 13q | +17.9%+$59.2K |
| Sonoma Private Wealth LLC | $314.6K | 5,658 | 0.52% | 5q | -59.8%-$468.9K |
| Federation des caisses Desjardins du Quebec | $291.9K | 5,250 | 0.00% | 28q | HELD |
| D.A. DAVIDSON & CO. | $280.5K | 5,045 | 0.00% | 2q | HELD |
| Mutual Advisors, LLC | $268.6K | 4,831 | 0.01% | 14q | HELD |
| BLAIR WILLIAM & CO/IL | $262.9K | 4,728 | 0.00% | 16q | +6.0%+$14.9K |
| Mechanics Bank Trust Department | $234.3K | 4,215 | 0.04% | new | NEW |
| Royal Bank of Canada | $234.0K | 4,207 | 0.00% | 21q | -6.6%-$16.6K |
| Private Advisor Group, LLC | $228.0K | 4,101 | 0.00% | 2q | HELD |
| Kestra Advisory Services, LLC | $215.5K | 3,877 | 0.00% | new | NEW |
| WHITTIER TRUST CO | $208.0K | 3,742 | 0.00% | 12q | HELD |
| ORG Partners LLC | $195.5K | 3,516 | 0.03% | 3q | HELD |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | $151.8K | 2,731 | 0.01% | 20q | -22.5%-$44.0K |
| Live Oak Investment Partners | $141.2K | 2,539 | 0.13% | 2q | HELD |
| Global Retirement Partners, LLC | $69.4K | 1,286 | 0.00% | 8q | +2.8%+$1.9K |
| Creative Capital Management Investments LLC | $67.9K | 1,222 | 0.04% | 5q | HELD |
| 4Thought Financial Group Inc. | $63.8K | 1,147 | 0.05% | 12q | +28.4%+$14.1K |
| WELLS FARGO & COMPANY/MN | $51.5K | 926 | 0.00% | 7q | HELD |
| UBS Group AG | $35.2K | 633 | 0.00% | 3q | -24.6%-$11.5K |
| Westside Investment Management, Inc. | $33.4K | 600 | 0.01% | 18q | HELD |
| NATIONAL BANK OF CANADA /FI/ | $24.2K | 439 | 0.00% | 9q | -36.7%-$14.1K |
| MORGAN STANLEY | $21.8K | 392 | 0.00% | 9q | +101.0%+$11.0K |
| Robinswood Financial LLC | $15.0K | 270 | 0.01% | 3q | HELD |
| US BANCORP \DE\ | $11.1K | 200 | 0.00% | 21q | HELD |
| PRINCIPAL SECURITIES, INC. | $11.0K | 197 | 0.00% | new | FIRST |
| Newton One Investments LLC | $4.7K | 85 | 0.00% | 10q | HELD |
| Spire Wealth Management | $4.4K | 80 | 0.00% | 9q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.9K | 33,981 | 0.00% | 21q | +7.7% |
| FMR LLC | $1.3K | 24 | 0.00% | new | NEW |
| WCG Wealth Advisors LLC | $1.3K | 23,687 | 0.10% | 3q | -3.3% |
| Cambridge Investment Research Advisors, Inc. | $1.1K | 20,329 | 0.00% | 21q | -9.1% |
| Thrivent Financial for Lutherans | $204 | 3,673 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2023 | 47 | $36.1M | 648,994 | 4 | 11 | 12 | 0.0% |
| Q3 2023 | 51 | $37.1M | 743,963 | 5 | 13 | 10 | 0.0% |
| Q2 2023 | 48 | $35.9M | 673,411 | 5 | 12 | 8 | 0.0% |
| Q1 2023 | 46 | $35.9M | 689,068 | 2 | 19 | 5 | 0.0% |
| Q4 2022 | 44 | $28.6M | 579,186 | 9 | 11 | 8 | 0.0% |
| Q3 2022 | 44 | $29.2M | 630,350 | 3 | 10 | 9 | 0.0% |
| Q2 2022 | 48 | $29.2M | 613,289 | 6 | 9 | 10 | 0.0% |
| Q1 2022 | 43 | $33.9M | 566,213 | 3 | 11 | 8 | 0.0% |
| Q4 2021 | 44 | $37.7M | 585,453 | 5 | 13 | 7 | 0.0% |
| Q3 2021 | 42 | $34.8M | 585,679 | 2 | 14 | 7 | 0.0% |
| Q2 2021 | 44 | $50.8M | 567,661 | 5 | 15 | 7 | 0.0% |
| Q1 2021 | 44 | $29.6M | 513,932 | 9 | 15 | 4 | 0.0% |
| Q4 2020 | 37 | $20.4M | 384,416 | 3 | 13 | 4 | 0.0% |
| Q3 2020 | 38 | $13.1M | 294,932 | 5 | 10 | 7 | 0.0% |
| Q2 2020 | 36 | $9.9M | 221,151 | 4 | 10 | 4 | 0.0% |
| Q1 2020 | 33 | $7.2M | 217,114 | 5 | 7 | 7 | 0.0% |
| Q4 2019 | 30 | $9.9M | 232,862 | 3 | 11 | 1 | 0.0% |
| Q3 2019 | 27 | $6.8M | 172,102 | 7 | 9 | 2 | 0.0% |
| Q2 2019 | 23 | $9.7M | 247,185 | 3 | 7 | 1 | 0.0% |
| Q1 2019 | 19 | $5.1M | 137,293 | 5 | 7 | 1 | 0.0% |
| Q4 2018 | 18 | $4.2M | 130,414 | 1 | 0 | 0 | 0.0% |