ETHAN ALLEN INTERIORS INC (ETD)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
206
Reporting holders
$490.2M
Reported value
85.6%
Of shares outstanding
0.7%
Held as options
+10
Holder change
Institutions report 21,794,080 shares against 25,446,339 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end. A figure this high can overstate: where an adviser and a sub-adviser both report the same shares, both are counted; share count carried from an earlier filing (cy2026q1i).
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $54.2M | 2,424,472 | 0.00% | 8q | -36.3%-$30.9M |
| DIMENSIONAL FUND ADVISORS LP | $36.6M | 1,636,663 | 0.01% | 31q | -3.9%-$1.5M |
| VANGUARD CAPITAL MANAGEMENT LLC | $23.9M | 1,068,774 | 0.00% | 2q | +2.8%+$656.7K |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $23.8M | 1,063,720 | 0.00% | 31q | +7.9%+$1.7M |
| Sixth Street Partners Management Company, L.P. | $23.8M | 1,063,720 | 0.00% | new | NEW |
| AMERICAN CENTURY COMPANIES INC | $20.5M | 917,280 | 0.01% | 25q | +7.7%+$1.5M |
| ROYCE & ASSOCIATES LP | $20.4M | 914,280 | 0.16% | 31q | +11.2%+$2.1M |
| MILLENNIUM MANAGEMENT LLC | $14.5M | 649,069 | 0.01% | 17q | +494.9%+$12.1M |
| GEODE CAPITAL MANAGEMENT, LLC | $13.7M | 612,645 | 0.00% | 31q | +7.1%+$906.6K |
| STATE STREET CORP | $12.9M | 576,156 | 0.00% | 31q | -38.5%-$8.1M |
| GOLDMAN SACHS GROUP INC | $11.3M | 504,794 | 0.00% | 31q | +90.1%+$5.3M |
| AMERIPRISE FINANCIAL INC | $9.9M | 441,045 | 0.00% | 31q | -48.3%-$9.2M |
| Cambria Investment Management, L.P. | $9.5M | 425,012 | 0.47% | 18q | +2.2%+$208.1K |
| JACOBS LEVY EQUITY MANAGEMENT, INC | $8.6M | 386,299 | 0.03% | 6q | -4.4%-$398.7K |
| Gilman Hill Asset Management, LLC | $8.5M | 380,925 | 1.16% | 5q | +3.8%+$309.7K |
| FMR LLC | $8.2M | 365,853 | 0.00% | 22q | +42.0%+$2.4M |
| NORTHERN TRUST CORP | $7.6M | 339,263 | 0.00% | 31q | -1.4%-$109.6K |
| Bank of New York Mellon Corp | $7.5M | 336,245 | 0.00% | 31q | -14.7%-$1.3M |
| JANE STREET GROUP, LLC | $7.4M | 285,101 | 0.00% | 14q | HELD |
| AQR CAPITAL MANAGEMENT LLC | $7.3M | 325,614 | 0.00% | 23q | +125.7%+$4.1M |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $7.1M | 316,403 | 0.00% | 2q | -48.6%-$6.7M |
| TEACHER RETIREMENT SYSTEM OF TEXAS | $6.6M | 296,750 | 0.02% | 8q | -5.9%-$414.4K |
| MORGAN STANLEY | $6.4M | 286,312 | 0.00% | 35q | -22.7%-$1.9M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $6.2M | 191,011 | 0.00% | 23q | +675.4%+$5.4M |
| Nuveen, LLC | $6.1M | 273,530 | 0.00% | 6q | +445.8%+$5.0M |
| BANK OF AMERICA CORP /DE/ | $5.4M | 243,754 | 0.00% | 31q | +60.4%+$2.0M |
| UBS Group AG | $5.3M | 235,822 | 0.00% | 31q | -46.1%-$4.5M |
| Creative Planning | $4.8M | 212,871 | 0.00% | 4q | +38.6%+$1.3M |
| Hodges Capital Management Inc. | $4.5M | 201,585 | 0.30% | 24q | -4.9%-$230.6K |
| CITADEL ADVISORS LLC | $4.5M | 199,597 | 0.00% | 31q | -40.7%-$3.1M |
| North Star Investment Management Corp. | $4.4M | 197,250 | 0.24% | 31q | -2.0%-$89.4K |
| RENAISSANCE TECHNOLOGIES LLC | $3.8M | 168,401 | 0.01% | 31q | -35.5%-$2.1M |
| TUDOR INVESTMENT CORP ET AL | $3.7M | 165,917 | 0.01% | new | NEW |
| VANGUARD FIDUCIARY TRUST CO | $3.5M | 154,740 | 0.00% | 2q | +1.2%+$42.3K |
| Russell Investments Group, Ltd. | $3.1M | 139,064 | 0.00% | 31q | +87.6%+$1.5M |
| WELLS FARGO & COMPANY/MN | $3.1M | 138,078 | 0.00% | 31q | -40.4%-$2.1M |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $3.0M | 135,495 | 0.05% | 31q | +4.7%+$136.2K |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | $2.8M | 123,623 | 0.18% | 5q | +27.2%+$590.5K |
| First Eagle Investment Management, LLC | $2.6M | 115,231 | 0.00% | 10q | -66.4%-$5.1M |
| Squarepoint Ops LLC | $2.5M | 113,781 | 0.00% | new | NEW |
| Balyasny Asset Management L.P. | $2.5M | 113,178 | 0.00% | 5q | -42.4%-$1.9M |
| Atom Investors LP | $2.4M | 108,129 | 0.21% | new | NEW |
| SCOPUS ASSET MANAGEMENT, L.P. | $2.2M | 100,000 | 0.03% | 2q | HELD |
| Empowered Funds, LLC | $2.1M | 94,027 | 0.01% | 2q | +6.9%+$135.2K |
| PDT Partners, LLC | $2.1M | 92,343 | 0.11% | new | NEW |
| TWO SIGMA INVESTMENTS, LP | $2.0M | 91,562 | 0.00% | 15q | +38.5%+$568.2K |
| Linden Thomas Advisory Services, LLC | $2.0M | 89,995 | 0.16% | 13q | +9.9%+$181.9K |
| BNP PARIBAS FINANCIAL MARKETS | $2.0M | 88,067 | 0.00% | 31q | +2.0%+$39.3K |
| JPMORGAN CHASE & CO | $1.9M | 87,638 | 0.00% | 31q | +33.0%+$480.9K |
| Jain Global LLC | $1.9M | 86,163 | 0.01% | new | NEW |
| BARCLAYS PLC | $1.9M | 85,073 | 0.00% | 31q | -16.1%-$363.6K |
| ExodusPoint Capital Management, LP | $1.7M | 77,679 | 0.01% | new | NEW |
| Y-Intercept (Hong Kong) Ltd | $1.6M | 73,114 | 0.03% | new | NEW |
| First Dallas Securities Inc. | $1.6M | 71,681 | 0.53% | 23q | +20.4%+$271.6K |
| Invesco Ltd. | $1.3M | 58,226 | 0.00% | 31q | -83.9%-$6.8M |
| Schonfeld Strategic Advisors LLC | $1.1M | 49,905 | 0.00% | new | NEW |
| Swiss National Bank | $1.1M | 48,500 | 0.00% | 31q | +3.4%+$35.7K |
| Engineers Gate Manager LP | $1.0M | 46,721 | 0.01% | 7q | +192.9%+$687.4K |
| Campbell & CO Investment Adviser LLC | $1.0M | 45,256 | 0.05% | 6q | +51.0%+$341.7K |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | $966.2K | 43,249 | 0.01% | 12q | +15.1%+$126.6K |
| Jump Financial, LLC | $942.4K | 42,186 | 0.01% | new | NEW |
| RHUMBLINE ADVISERS | $920.4K | 41,199 | 0.00% | 31q | -44.4%-$734.2K |
| SEI INVESTMENTS CO | $895.9K | 40,101 | 0.00% | 2q | -4.9%-$45.9K |
| STIFEL FINANCIAL CORP | $797.9K | 35,713 | 0.00% | 18q | +26.1%+$165.1K |
| Focus Partners Wealth | $792.0K | 35,451 | 0.00% | 3q | -29.7%-$334.3K |
| Ellevest, Inc. | $759.6K | 34,000 | 0.09% | 2q | HELD |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | $747.6K | 33,466 | 0.00% | 31q | +0.5%+$4.0K |
| TRED AVON FAMILY WEALTH, LLC | $744.1K | 33,309 | 0.23% | 4q | HELD |
| Unison Advisors LLC | $740.9K | 33,164 | 0.05% | 31q | +1.7%+$12.5K |
| Vanguard Global Advisers, LLC | $723.4K | 32,381 | 0.00% | 2q | +7.2%+$48.7K |
| FEDERATED HERMES, INC. | $716.5K | 32,072 | 0.00% | 31q | +13.0%+$82.6K |
| Weiss Asset Management LP | $693.0K | 31,019 | 0.01% | new | NEW |
| CITIGROUP INC | $687.4K | 30,771 | 0.00% | 31q | +51.4%+$233.3K |
| Inspire Investing, LLC | $682.4K | 30,547 | 0.03% | 10q | +32.1%+$165.8K |
| Hennion & Walsh Asset Management, Inc. | $674.6K | 30,198 | 0.02% | 17q | HELD |
| Cerity Partners LLC | $668.7K | 29,996 | 0.00% | 2q | +56.3%+$240.9K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $629.9K | 28,198 | 0.00% | 31q | -12.1%-$86.7K |
| D. E. Shaw & Co., Inc. | $596.3K | 26,694 | 0.00% | 3q | -78.3%-$2.1M |
| Dakota Wealth Management | $593.2K | 26,555 | 0.01% | 5q | -2.9%-$17.6K |
| Investors Research Corp | $579.2K | 25,925 | 0.10% | 30q | -1.8%-$10.6K |
| GAMCO INVESTORS, INC. ET AL | $565.2K | 25,300 | 0.01% | 31q | HELD |
| Tidal Investments LLC | $559.3K | 25,038 | 0.00% | new | NEW |
| GABELLI FUNDS LLC | $558.5K | 25,000 | 0.00% | 5q | -54.5%-$670.2K |
| FRANKLIN RESOURCES INC | $558.3K | 24,989 | 0.00% | 6q | -68.7%-$1.2M |
| Essex Financial Services, Inc. | $555.6K | 24,871 | 0.03% | 5q | +4.1%+$21.8K |
| EXCHANGE TRADED CONCEPTS, LLC | $553.4K | 24,772 | 0.00% | 18q | +135.7%+$318.6K |
| DEUTSCHE BANK AG\ | $547.6K | 24,511 | 0.00% | 34q | +29.2%+$123.7K |
| Significant Wealth Partners LLC | $546.2K | 24,449 | 0.59% | 2q | +1.8%+$9.6K |
| Quantinno Capital Management LP | $522.0K | 23,365 | 0.00% | 2q | +22.3%+$95.2K |
| SummerHaven Investment Management, LLC | $522.0K | 23,364 | 0.28% | 16q | HELD |
| MERCER GLOBAL ADVISORS INC /ADV | $518.1K | 23,193 | 0.00% | new | NEW |
| ALLIANCEBERNSTEIN L.P. | $504.5K | 22,664 | 0.00% | 31q | +79.0%+$222.7K |
| Rafferty Asset Management, LLC | $489.4K | 21,909 | 0.00% | 5q | +21.3%+$86.0K |
| Sanctuary Advisors, LLC | $477.8K | 21,386 | 0.00% | new | NEW |
| D.A. DAVIDSON & CO. | $461.1K | 20,640 | 0.00% | 2q | +63.8%+$179.6K |
| Quantbot Technologies LP | $459.8K | 20,581 | 0.02% | 2q | +711.2%+$403.1K |
| NEUBERGER BERMAN GROUP LLC | $443.4K | 19,847 | 0.00% | new | NEW |
| Numerai GP LLC | $440.6K | 19,722 | 0.04% | new | NEW |
| Mirae Asset Global Investments Co., Ltd. | $432.3K | 19,351 | 0.00% | 13q | -40.3%-$291.8K |
| LPL Financial LLC | $398.9K | 17,855 | 0.00% | 15q | -8.3%-$36.1K |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-08-05 | 13D | Douglas G. Bergeron INDIVIDUALwith 3 co-filers | 5.0% |
| 2026-07-08 | 13G/A | BlackRock, Inc. | 8.2% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 206 | $490.2M | 21,794,080 | 59 | 72 | 47 | 0.7% |
| Q1 2026 | 196 | $496.8M | 22,151,264 | 34 | 81 | 36 | 0.7% |
| Q4 2025 | 188 | $468.0M | 20,382,269 | 22 | 54 | 76 | 0.5% |
| Q3 2025 | 209 | $611.0M | 20,634,820 | 34 | 73 | 60 | 0.5% |
| Q2 2025 | 187 | $569.6M | 20,351,204 | 30 | 60 | 66 | 0.5% |
| Q1 2025 | 184 | $572.6M | 20,616,637 | 23 | 65 | 67 | 0.3% |
| Q4 2024 | 191 | $586.4M | 20,744,731 | 13 | 67 | 59 | 0.5% |
| Q3 2024 | 198 | $656.9M | 20,502,531 | 34 | 69 | 54 | 0.5% |
| Q2 2024 | 175 | $574.6M | 20,465,666 | 15 | 65 | 58 | 0.7% |
| Q1 2024 | 188 | $702.7M | 20,169,523 | 27 | 60 | 62 | 0.8% |
| Q4 2023 | 180 | $626.5M | 19,528,099 | 15 | 53 | 72 | 0.5% |
| Q3 2023 | 181 | $579.4M | 19,212,608 | 21 | 56 | 70 | 0.9% |
| Q2 2023 | 174 | $573.7M | 19,686,240 | 17 | 55 | 63 | 3.0% |
| Q1 2023 | 173 | $547.6M | 19,798,390 | 24 | 54 | 56 | 0.8% |
| Q4 2022 | 163 | $435.4M | 16,277,320 | 34 | 45 | 53 | 1.2% |
| Q3 2022 | 183 | $459.9M | 21,337,682 | 21 | 79 | 50 | 1.9% |
| Q2 2022 | 184 | $455.0M | 22,106,645 | 20 | 72 | 57 | 1.8% |
| Q1 2022 | 201 | $593.8M | 22,390,783 | 43 | 61 | 58 | 1.9% |
| Q4 2021 | 180 | $577.5M | 21,608,382 | 28 | 52 | 57 | 2.2% |
| Q3 2021 | 165 | $527.6M | 21,868,576 | 13 | 58 | 58 | 1.8% |
| Q2 2021 | 181 | $603.4M | 21,525,703 | 30 | 65 | 51 | 1.3% |
| Q1 2021 | 168 | $568.3M | 20,355,195 | 35 | 44 | 59 | 0.9% |
| Q4 2020 | 145 | $433.9M | 21,246,332 | 23 | 44 | 50 | 0.5% |
| Q3 2020 | 142 | $295.9M | 21,773,772 | 23 | 39 | 52 | 0.3% |
| Q2 2020 | 133 | $268.1M | 22,564,040 | 18 | 40 | 49 | 0.4% |
| Q1 2020 | 141 | $226.3M | 22,169,629 | 17 | 38 | 56 | 0.4% |
| Q4 2019 | 156 | $486.6M | 25,351,327 | 19 | 46 | 59 | 0.7% |
| Q3 2019 | 161 | $478.8M | 24,946,462 | 20 | 55 | 51 | 0.5% |
| Q2 2019 | 169 | $557.2M | 24,920,804 | 29 | 59 | 40 | 0.4% |
| Q1 2019 | 162 | $480.7M | 24,429,296 | 29 | 51 | 42 | 2.8% |
| Q4 2018 | 159 | $439.0M | 24,494,196 | 6 | 2 | 2 | 1.9% |