NORTHERN LTS FD TR II (ESN)
Institutional ownership reported to the SEC as of Q2 2026, across 8 quarters.
24
Reporting holders
$349.0M
Reported value
0.0%
Held as options
+2
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Vinva Investment Management Ltd | $108.1M | 618,308 | 0.72% | new | NEW |
| Sanctuary Advisors, LLC | $68.8M | 3,459,659 | 0.32% | 7q | +5.2%+$3.4M |
| Legacy Financial Group LLC | $45.2M | 2,274,028 | 5.09% | 7q | +19.7%+$7.5M |
| RAYMOND JAMES FINANCIAL INC | $32.7M | 1,645,290 | 0.01% | 3q | +8.3%+$2.5M |
| UBS Group AG | $19.6M | 983,492 | 0.00% | 7q | +2.7%+$520.6K |
| HARBOUR INVESTMENTS, INC. | $17.1M | 859,522 | 0.23% | 5q | +18.2%+$2.6M |
| Atria Investments, Inc | $13.0M | 656,158 | 0.13% | 7q | +7.8%+$945.5K |
| KKM Financial LLC | $11.8M | 592,014 | 1.61% | 7q | HELD |
| LPL Financial LLC | $7.7M | 389,024 | 0.00% | 4q | +174.6%+$4.9M |
| Rockefeller Capital Management L.P. | $4.2M | 210,117 | 0.01% | 5q | +10.8%+$407.5K |
| ROYAL BANK OF CANADA | $3.5M | 174,309 | 0.00% | new | NEW |
| Bank of New York Mellon Corp | $2.4M | 121,970 | 0.00% | 7q | HELD |
| BREAKTHRU ADVISORY SERVICES, LLC | $2.4M | 118,222 | 7.89% | 4q | -16.0%-$449.0K |
| Plus Group Wealth Advisors LLC | $2.1M | 106,862 | 2.00% | new | NEW |
| Equitable Holdings, Inc. | $1.8M | 92,496 | 0.01% | 4q | +50.4%+$616.1K |
| GTS SECURITIES LLC | $1.7M | 87,235 | 0.04% | 3q | +62.8%+$669.1K |
| Comprehensive Financial Consultants Institutional, Inc. | $1.5M | 72,927 | 0.38% | new | NEW |
| Mowery & Schoenfeld Wealth Management, LLC | $1.4M | 68,840 | 1.87% | new | NEW |
| Quantum Private Wealth, LLC | $1.3M | 63,238 | 0.32% | 4q | +2.0%+$24.6K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.2M | 58,995 | 0.00% | 3q | +9.2%+$98.5K |
| ENVESTNET ASSET MANAGEMENT INC | $776.9K | 39,070 | 0.00% | new | NEW |
| Allworth Financial LP | $527.8K | 26,542 | 0.00% | 7q | -2.6%-$14.2K |
| Global View Capital Management LLC | $220.1K | 11,068 | 0.05% | new | NEW |
| Farther Finance Advisors, LLC | $35.8K | 1,800 | 0.00% | 2q | HELD |
| Janney Montgomery Scott LLC | $703 | 35,334 | 0.00% | 3q | -8.7% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 24 | $349.0M | 12,731,186 | 7 | 12 | 2 | 0.0% |
| Q1 2026 | 22 | $188.6M | 10,782,523 | 4 | 9 | 5 | 0.0% |
| Q4 2025 | 18 | $181.4M | 10,456,832 | 5 | 8 | 3 | 0.0% |
| Q3 2025 | 13 | $191.4M | 11,500,347 | 4 | 6 | 1 | 0.0% |
| Q2 2025 | 12 | $112.6M | 7,019,186 | 3 | 4 | 3 | 0.0% |
| Q1 2025 | 10 | $76.5M | 4,987,438 | 0 | 2 | 3 | 0.0% |
| Q4 2024 | 10 | $73.0M | 4,773,067 | 10 | 0 | 0 | 0.0% |
| Q4 2021 | 1 | $633.3K | 5,295 | 0 | 0 | 0 | 0.0% |