COLUMBIA ETF TR I (ESGS)
Institutional ownership reported to the SEC as of Q1 2024, across 22 quarters.
31
Reporting holders
$44.9M
Reported value
0.0%
Calls
0.0%
Puts
+7
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL INC | $18.8M | 423,224 | 0.01% | 10q | -6.0%-$1.2M |
| Sowell Financial Services LLC | $5.3M | 118,705 | 0.25% | new | NEW |
| LPL Financial LLC | $5.2M | 117,803 | 0.00% | 11q | +39.6%+$1.5M |
| NewEdge Advisors, LLC | $4.0M | 89,037 | 0.03% | 6q | +8.7%+$316.6K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $2.2M | 48,671 | 0.00% | 4q | +24.6%+$427.7K |
| Prism Advisors, Inc. | $1.3M | 29,605 | 0.40% | 3q | +3.0%+$38.9K |
| GeoWealth Management, LLC | $1.0M | 23,036 | 0.04% | new | NEW |
| JPMORGAN CHASE & CO | $933.6K | 20,964 | 0.00% | 6q | HELD |
| GOLDMAN SACHS GROUP INC | $786.0K | 17,650 | 0.00% | 3q | +90.8%+$374.1K |
| CITADEL ADVISORS LLC | $731.2K | 16,419 | 0.00% | new | NEW |
| Raymond James Financial Services Advisors, Inc. | $706.0K | 15,853 | 0.00% | 2q | +21.9%+$126.6K |
| Private Advisor Group, LLC | $538.7K | 12,096 | 0.00% | 9q | -17.8%-$116.9K |
| Allworth Financial LP | $516.1K | 11,589 | 0.00% | 8q | HELD |
| Redwood Financial Network Corp | $480.6K | 10,792 | 0.42% | new | NEW |
| Parcion Private Wealth LLC | $356.0K | 7,994 | 0.03% | 2q | -15.0%-$62.9K |
| Signal Advisors Wealth, LLC | $337.2K | 7,573 | 0.08% | 2q | HELD |
| CWM, LLC | $336.0K | 7,536 | 0.00% | 4q | -75.9%-$1.1M |
| MARIPAU WEALTH MANAGEMENT LLC | $306.3K | 6,878 | 0.23% | 2q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $247.0K | 5,535 | 0.00% | new | NEW |
| Keudell/Morrison Wealth Management | $234.2K | 5,260 | 0.07% | 2q | +1.4%+$3.3K |
| Fermata Advisors, LLC | $202.1K | 4,539 | 0.05% | new | NEW |
| Wells Financial Advisors INC | $76.0K | 1,706 | 0.05% | 4q | +72.1%+$31.8K |
| NorthRock Partners, LLC | $75.7K | 1,700 | 0.00% | 2q | HELD |
| Archer Investment Corp | $72.1K | 1,620 | 0.02% | 4q | HELD |
| Carolina Wealth Advisors, LLC | $35.8K | 805 | 0.02% | 15q | HELD |
| PRINCIPAL SECURITIES, INC. | $32.7K | 734 | 0.00% | 2q | +192.4%+$21.5K |
| Royal Bank of Canada | $31.0K | 700 | 0.00% | 22q | -30.0%-$13.3K |
| Global Retirement Partners, LLC | $25.5K | 572 | 0.00% | 9q | HELD |
| OSAIC HOLDINGS, INC. | $19.1K | 428 | 0.00% | 17q | -65.3%-$35.9K |
| WELLS FARGO & COMPANY/MN | $46 | 1 | 0.00% | 6q | HELD |
| FMR LLC | $45 | 1 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2024 | 31 | $44.9M | 1,009,026 | 7 | 9 | 6 | 0.0% |
| Q4 2023 | 24 | $33.4M | 822,180 | 5 | 9 | 4 | 0.0% |
| Q3 2023 | 20 | $30.7M | 820,589 | 3 | 6 | 5 | 0.0% |
| Q2 2023 | 19 | $35.1M | 928,788 | 5 | 3 | 3 | 0.0% |
| Q1 2023 | 16 | $36.8M | 976,541 | 3 | 7 | 3 | 0.0% |
| Q4 2022 | 13 | $30.9M | 843,783 | 3 | 7 | 2 | 0.0% |
| Q3 2022 | 11 | $26.4M | 816,072 | 1 | 6 | 1 | 0.0% |
| Q2 2022 | 11 | $21.6M | 624,965 | 3 | 2 | 3 | 0.0% |
| Q1 2022 | 10 | $22.4M | 576,732 | 4 | 3 | 2 | 0.0% |
| Q4 2021 | 8 | $21.0M | 550,419 | 2 | 2 | 2 | 0.0% |
| Q3 2021 | 9 | $1.6M | 44,022 | 1 | 2 | 3 | 0.0% |
| Q2 2021 | 8 | $1.5M | 42,575 | 1 | 2 | 2 | 0.0% |
| Q1 2021 | 9 | $1.6M | 46,373 | 0 | 2 | 3 | 0.0% |
| Q4 2020 | 13 | $3.5M | 116,673 | 1 | 4 | 2 | 0.0% |
| Q3 2020 | 10 | $1.8M | 71,722 | 2 | 4 | 1 | 0.0% |
| Q2 2020 | 11 | $1.8M | 74,681 | 2 | 4 | 1 | 0.0% |
| Q1 2020 | 9 | $1.4M | 67,635 | 0 | 3 | 3 | 0.0% |
| Q4 2019 | 11 | $2.6M | 83,776 | 1 | 3 | 2 | 0.0% |
| Q3 2019 | 11 | $1.6M | 57,519 | 3 | 2 | 2 | 0.0% |
| Q2 2019 | 9 | $2.6M | 93,161 | 1 | 3 | 2 | 0.0% |
| Q1 2019 | 8 | $1.4M | 53,085 | 0 | 4 | 3 | 0.0% |
| Q4 2018 | 9 | $1.6M | 64,725 | 0 | 0 | 0 | 0.0% |