EATON VANCE SR FLTNG RTE TR (EFR)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
96
Reporting holders
$117.7M
Reported value
0.0%
Held as options
+3
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| 1607 Capital Partners, LLC | $9.4M | 889,618 | 0.82% | 4q | -43.9%-$7.4M |
| Pathstone Holdings, LLC | $6.7M | 631,630 | 0.02% | 4q | -28.3%-$2.6M |
| AMERIPRISE FINANCIAL INC | $6.3M | 593,268 | 0.00% | 31q | -47.6%-$5.7M |
| Invesco Ltd. | $6.0M | 569,237 | 0.00% | 31q | +1.6%+$95.1K |
| Advisors Asset Management, Inc. | $6.0M | 567,622 | 0.09% | 34q | +0.8%+$45.6K |
| Saba Capital Management, L.P. | $5.8M | 544,453 | 0.15% | 2q | +108.0%+$3.0M |
| LOOMIS SAYLES & CO L P | $5.1M | 479,834 | 0.01% | 2q | +38.4%+$1.4M |
| BANK OF AMERICA CORP /DE/ | $5.0M | 468,927 | 0.00% | 31q | -2.7%-$136.4K |
| MORGAN STANLEY | $5.0M | 468,678 | 0.00% | 35q | -6.1%-$322.3K |
| WELLS FARGO & COMPANY/MN | $4.7M | 445,785 | 0.00% | 31q | +28.9%+$1.1M |
| GUGGENHEIM CAPITAL LLC | $4.7M | 439,149 | 0.03% | 31q | +3.8%+$172.0K |
| Gridiron Partners, LLC | $4.6M | 433,896 | 2.41% | 2q | +524.8%+$3.9M |
| Logan Stone Capital, LLC | $4.1M | 389,253 | 0.87% | 4q | -28.0%-$1.6M |
| Marble Harbor Investment Counsel, LLC | $3.5M | 326,275 | 0.35% | new | NEW |
| Baird Financial Group, Inc. | $3.3M | 309,856 | 0.00% | 5q | +23.3%+$620.9K |
| WOLVERINE ASSET MANAGEMENT LLC | $3.1M | 290,847 | 0.03% | 6q | +9.2%+$259.1K |
| Balyasny Asset Management L.P. | $2.3M | 220,390 | 0.00% | 5q | -1.1%-$25.4K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $2.1M | 202,768 | 0.00% | 31q | +10.2%+$199.4K |
| Ethos Financial Group, LLC | $2.0M | 193,316 | 0.14% | 6q | -5.9%-$129.5K |
| WHITE PINE CAPITAL LLC | $2.0M | 191,126 | 0.48% | 34q | -52.8%-$2.3M |
| LPL Financial LLC | $1.9M | 175,008 | 0.00% | 31q | +19.9%+$307.3K |
| HOURGLASS CAPITAL, LLC | $1.8M | 167,000 | 0.18% | 2q | +73.1%+$747.3K |
| ICON ADVISERS INC/CO | $1.7M | 164,734 | 0.33% | 3q | +51.3%+$592.2K |
| OSAIC HOLDINGS, INC. | $1.6M | 151,159 | 0.00% | 26q | +60.2%+$602.3K |
| Atlas Wealth LLC | $1.6M | 146,905 | 0.22% | new | NEW |
| Verity Asset Management, Inc. | $1.5M | 144,928 | 0.58% | 16q | +1.4%+$20.7K |
| ENVESTNET ASSET MANAGEMENT INC | $1.4M | 132,565 | 0.00% | 31q | +642.3%+$1.2M |
| Collar Capital Management, LLC | $1.1M | 105,620 | 0.66% | 7q | -1.9%-$22.3K |
| Matisse Capital | $1.1M | 100,012 | 0.42% | new | NEW |
| GOLDMAN SACHS GROUP INC | $866.6K | 81,752 | 0.00% | 3q | HELD |
| Garner Asset Management Corp | $579.9K | 54,709 | 0.19% | 31q | -1.0%-$6.0K |
| Almitas Capital LLC | $576.6K | 54,393 | 0.14% | 3q | +9.3%+$48.9K |
| Calamos Advisors LLC | $530.1K | 50,010 | 0.00% | 5q | -35.1%-$286.4K |
| Capital Investment Advisors, LLC | $493.6K | 46,568 | 0.01% | 31q | -2.4%-$12.1K |
| UBS Group AG | $445.3K | 42,009 | 0.00% | 31q | -7.1%-$34.0K |
| Altman Advisors, Inc. | $442.3K | 52,675 | 0.16% | 12q | +4.3%+$18.3K |
| OPPENHEIMER & CO INC | $434.2K | 40,963 | 0.00% | 11q | +2.6%+$11.2K |
| SIMON QUICK ADVISORS, LLC | $414.4K | 39,094 | 0.02% | 2q | +1.9%+$7.8K |
| Cetera Investment Advisers | $413.5K | 39,007 | 0.00% | 5q | +50.9%+$139.5K |
| Hennion & Walsh Asset Management, Inc. | $361.7K | 34,126 | 0.01% | 11q | -36.3%-$206.6K |
| RAYMOND JAMES FINANCIAL INC | $339.7K | 32,050 | 0.00% | 7q | -1.8%-$6.1K |
| RWA WEALTH PARTNERS, LLC | $326.4K | 30,797 | 0.00% | 13q | -1.6%-$5.3K |
| Closed-End Fund Advisors, Inc. | $286.0K | 26,980 | 0.28% | 3q | +28.0%+$62.6K |
| SHUFRO ROSE & CO LLC | $272.4K | 25,700 | 0.02% | 31q | -3.0%-$8.5K |
| MAI Capital Management | $269.1K | 25,383 | 0.00% | 7q | HELD |
| WESCAP Management Group, Inc. | $257.6K | 24,303 | 0.05% | 28q | HELD |
| AEGON USA Investment Management, LLC | $255.7K | 24,120 | 0.18% | 5q | HELD |
| INTEGRATED CAPITAL MANAGEMENT, INC. | $241.8K | 22,810 | 0.17% | new | NEW |
| Fiduciary Alliance LLC | $229.4K | 21,645 | 0.02% | 5q | -30.6%-$101.2K |
| XTX Topco Ltd | $226.1K | 21,331 | 0.00% | 3q | +87.6%+$105.6K |
| HORIZON KINETICS ASSET MANAGEMENT LLC | $212.0K | 20,001 | 0.00% | 30q | HELD |
| NOMURA HOLDINGS INC | $212.0K | 20,000 | 0.00% | 3q | +97.0%+$104.4K |
| CARDIFF PARK ADVISORS, LLC | $210.8K | 19,883 | 0.02% | 19q | HELD |
| Fortitude Advisory Group L.L.C. | $210.7K | 19,879 | 0.08% | 19q | HELD |
| ROYAL BANK OF CANADA | $201.0K | 18,963 | 0.00% | 31q | +32.6%+$49.4K |
| NATIONAL BANK OF CANADA /FI/ | $191.7K | 18,169 | 0.00% | 19q | +32.4%+$46.9K |
| Beacon Pointe Advisors, LLC | $183.7K | 17,329 | 0.00% | 4q | -13.1%-$27.6K |
| Private Advisor Group, LLC | $183.2K | 17,285 | 0.00% | 8q | HELD |
| Prospera Financial Services Inc | $174.4K | 16,450 | 0.00% | 23q | -11.3%-$22.3K |
| Concurrent Investment Advisors, LLC | $162.7K | 15,346 | 0.00% | 11q | HELD |
| Fund Advisors of America Inc/FL | $161.6K | 15,243 | 0.15% | 3q | HELD |
| Sigma Planning Corp | $153.1K | 14,441 | 0.00% | 10q | HELD |
| HighTower Advisors, LLC | $152.4K | 14,377 | 0.00% | 3q | -8.9%-$14.9K |
| NewEdge Advisors, LLC | $152.4K | 14,375 | 0.00% | 4q | -4.9%-$7.9K |
| Focus Partners Wealth | $150.9K | 14,235 | 0.00% | 7q | -4.1%-$6.5K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $145.3K | 13,668 | 0.00% | 12q | HELD |
| MML INVESTORS SERVICES, LLC | $142.1K | 13,407 | 0.00% | new | NEW |
| FIFTH THIRD BANCORP | $135.4K | 12,771 | 0.00% | 2q | +7.4%+$9.4K |
| Oxbow Advisors, LLC | $121.9K | 11,500 | 0.01% | 31q | HELD |
| Aviance Capital Partners, LLC | $115.9K | 10,937 | 0.01% | 31q | HELD |
| Pinnacle Financial Partners, Inc. | $113.4K | 10,702 | 0.00% | 3q | HELD |
| Sanctuary Advisors, LLC | $113.1K | 10,668 | 0.00% | 2q | +0.6% |
| MELFA WEALTH MANAGEMENT, INC. | $108.9K | 10,274 | 0.06% | 2q | HELD |
| Sandy Cove Advisors, LLC | $106.0K | 10,000 | 0.03% | 19q | -59.8%-$157.4K |
| Integrated Wealth Concepts LLC | $55.0K | 5,189 | 0.00% | new | NEW |
| MONTAG A & ASSOCIATES INC | $52.2K | 4,929 | 0.00% | 23q | HELD |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | $22.2K | 2,099 | 0.00% | 3q | HELD |
| Steward Partners Investment Advisory, LLC | $19.1K | 1,798 | 0.00% | 22q | +619.2%+$16.4K |
| Salomon & Ludwin, LLC | $16.9K | 1,600 | 0.00% | 10q | HELD |
| US BANCORP \DE\ | $15.9K | 1,500 | 0.00% | 31q | HELD |
| CoreCap Advisors, LLC | $14.8K | 1,400 | 0.00% | 2q | HELD |
| BARRETT & COMPANY, INC. | $13.8K | 1,300 | 0.00% | 16q | HELD |
| BNP PARIBAS FINANCIAL MARKETS | $12.6K | 1,186 | 0.00% | 4q | +2.2% |
| Farther Finance Advisors, LLC | $10.2K | 965 | 0.00% | 4q | +15.8%+$1.4K |
| LANARK FINANCIAL, INC. | $4.0K | 375 | 0.00% | 12q | -72.7%-$10.6K |
| COHEN & STEERS, INC. | $3.7K | 352,902 | 0.01% | 17q | HELD |
| SIT INVESTMENT ASSOCIATES INC | $2.5K | 239,791 | 0.05% | 3q | -16.2% |
| Tower Research Capital LLC (TRC) | $2.5K | 236 | 0.00% | 8q | +1473.3%+$2.3K |
| HARBOUR INVESTMENTS, INC. | $2.5K | 232 | 0.00% | 21q | HELD |
| Rockefeller Capital Management L.P. | $2.4K | 225 | 0.00% | 4q | HELD |
| HIGHLINE WEALTH PARTNERS LLC | $2.1K | 200 | 0.00% | 4q | HELD |
| PARK AVENUE SECURITIES LLC | $1.1K | 100,827 | 0.01% | new | NEW |
| Larson Financial Group LLC | $995 | 94 | 0.00% | 19q | +2.2% |
| Cambridge Investment Research Advisors, Inc. | $980 | 92,502 | 0.00% | 31q | +100.9% |
| ASSETMARK, INC | $678 | 64 | 0.00% | new | NEW |
| JFS WEALTH ADVISORS, LLC | $636 | 60 | 0.00% | new | NEW |
| HRT FINANCIAL LP | $132 | 12,521 | 0.00% | new | NEW |
| WHITTIER TRUST CO OF NEVADA INC | $127 | 12 | 0.00% | 2q | HELD |
| Allied Private Wealth LLC | $106 | 10 | 0.00% | new | FIRST |
| HUNTINGTON NATIONAL BANK | $11 | 1 | 0.00% | 15q | HELD |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-08-14 | 13G/A | 1607 Capital Partners, LLCwith 1 co-filers | 3.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 96 | $117.7M | 11,117,662 | 9 | 33 | 26 | 0.0% |
| Q1 2026 | 93 | $119.8M | 11,364,849 | 12 | 24 | 30 | 0.0% |
| Q4 2025 | 91 | $120.4M | 10,819,782 | 9 | 28 | 28 | 0.0% |
| Q3 2025 | 93 | $99.3M | 8,683,644 | 14 | 30 | 16 | 0.0% |
| Q2 2025 | 82 | $87.7M | 7,247,314 | 11 | 21 | 26 | 0.0% |
| Q1 2025 | 82 | $79.7M | 6,521,185 | 5 | 20 | 24 | 0.0% |
| Q4 2024 | 86 | $81.7M | 6,390,753 | 6 | 19 | 20 | 0.0% |
| Q3 2024 | 80 | $74.6M | 5,852,298 | 12 | 22 | 16 | 0.0% |
| Q2 2024 | 73 | $74.5M | 5,698,543 | 4 | 19 | 16 | 0.0% |
| Q1 2024 | 77 | $96.3M | 7,387,749 | 11 | 15 | 20 | 0.0% |
| Q4 2023 | 79 | $91.0M | 7,184,743 | 11 | 18 | 18 | 0.0% |
| Q3 2023 | 77 | $79.8M | 6,594,804 | 10 | 17 | 21 | 0.0% |
| Q2 2023 | 73 | $79.4M | 6,754,158 | 3 | 15 | 18 | 0.0% |
| Q1 2023 | 80 | $78.3M | 6,909,146 | 11 | 19 | 17 | 0.0% |
| Q4 2022 | 76 | $75.2M | 6,866,885 | 13 | 23 | 21 | 0.0% |
| Q3 2022 | 84 | $78.0M | 7,023,923 | 13 | 15 | 22 | 0.0% |
| Q2 2022 | 78 | $86.9M | 7,080,167 | 6 | 26 | 18 | 0.0% |
| Q1 2022 | 81 | $86.7M | 6,465,588 | 10 | 23 | 17 | 0.0% |
| Q4 2021 | 85 | $101.8M | 6,896,230 | 10 | 18 | 20 | 0.0% |
| Q3 2021 | 71 | $94.5M | 6,466,456 | 6 | 18 | 26 | 0.0% |
| Q2 2021 | 89 | $192.4M | 13,603,717 | 11 | 21 | 27 | 0.0% |
| Q1 2021 | 94 | $190.7M | 13,830,320 | 14 | 25 | 25 | 0.0% |
| Q4 2020 | 93 | $182.2M | 14,308,221 | 12 | 14 | 33 | 0.0% |
| Q3 2020 | 86 | $149.1M | 12,796,147 | 5 | 23 | 29 | 0.0% |
| Q2 2020 | 86 | $140.3M | 12,383,294 | 11 | 21 | 28 | 0.0% |
| Q1 2020 | 91 | $119.2M | 12,009,900 | 13 | 26 | 26 | 0.0% |
| Q4 2019 | 103 | $146.9M | 10,838,495 | 15 | 28 | 28 | 0.0% |
| Q3 2019 | 98 | $130.4M | 10,005,132 | 12 | 26 | 23 | 0.0% |
| Q2 2019 | 96 | $131.2M | 10,032,460 | 7 | 28 | 29 | 0.0% |
| Q1 2019 | 96 | $123.5M | 9,476,238 | 13 | 31 | 25 | 0.0% |
| Q4 2018 | 93 | $107.3M | 8,550,690 | 0 | 4 | 3 | 0.0% |