EATON VANCE FLOATING RATE 20 (EFL)
Institutional ownership reported to the SEC as of Q3 2022, across 16 quarters.
40
Reporting holders
$51.9M
Reported value
0.0%
Calls
0.0%
Puts
+4
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $16.1M | 1,868,907 | 0.00% | 20q | -10.9%-$2.0M |
| BANK OF AMERICA CORP /DE/ | $6.6M | 766,083 | 0.00% | 16q | +10.0%+$597.6K |
| EATON VANCE MANAGEMENT | $4.3M | 500,866 | 0.01% | 15q | HELD |
| LPL Financial LLC | $3.4M | 392,243 | 0.00% | 6q | +1.2%+$41.3K |
| WELLS FARGO & COMPANY/MN | $2.9M | 332,427 | 0.00% | 16q | -11.5%-$372.8K |
| Janney Montgomery Scott LLC | $2.1M | 239,163 | 0.01% | 8q | -2.9%-$61.9K |
| Relative Value Partners Group, LLC | $1.5M | 173,122 | 0.12% | 2q | +4.2%+$59.7K |
| Steward Partners Investment Advisory, LLC | $1.2M | 138,884 | 0.02% | 15q | -4.5%-$55.7K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.0M | 117,022 | 0.00% | 16q | HELD |
| JANE STREET GROUP, LLC | $987.0K | 114,804 | 0.00% | 2q | +102.4%+$499.3K |
| ICON ADVISERS INC/CO | $891.0K | 103,550 | 0.24% | new | NEW |
| Covington Capital Management | $864.0K | 100,475 | 0.04% | 2q | HELD |
| ROYAL BANK OF CANADA | $776.0K | 90,203 | 0.00% | 16q | -6.4%-$53.2K |
| UBS Group AG | $773.0K | 89,883 | 0.00% | 16q | -9.5%-$81.2K |
| AMERIPRISE FINANCIAL INC | $741.0K | 86,198 | 0.00% | 16q | +32.1%+$180.1K |
| VERUS CAPITAL PARTNERS, LLC | $723.0K | 84,048 | 0.14% | 3q | -5.6%-$42.9K |
| Laidlaw Wealth Management LLC | $691.0K | 80,309 | 0.16% | 2q | -2.8%-$19.8K |
| RAYMOND JAMES & ASSOCIATES | $665.0K | 77,280 | 0.00% | 16q | +3.9%+$25.1K |
| GREATMARK INVESTMENT PARTNERS, INC. | $599.0K | 69,700 | 0.12% | 16q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $563.0K | 65,410 | 0.00% | new | NEW |
| E&G Advisors, LP | $452.0K | 52,500 | 0.17% | 16q | HELD |
| AEGON USA Investment Management, LLC | $404.0K | 46,973 | 0.24% | 4q | HELD |
| STIFEL FINANCIAL CORP | $294.0K | 34,140 | 0.00% | 16q | -10.6%-$34.8K |
| Cypress Wealth Services, LLC | $291.0K | 33,827 | 0.10% | 15q | HELD |
| SARISSA CONSULTING LLC | $291.0K | 33,822 | 0.30% | new | NEW |
| Qube Research & Technologies Ltd | $287.0K | 33,332 | 0.00% | 4q | HELD |
| Baird Financial Group, Inc. | $279.0K | 32,418 | 0.00% | 14q | -57.2%-$372.2K |
| Kestra Advisory Services, LLC | $269.0K | 31,244 | 0.00% | 9q | +177.9%+$172.2K |
| BlackDiamond Wealth Management Inc. | $261.0K | 30,293 | 0.31% | 4q | +4.1%+$10.4K |
| Virtus ETF Advisers LLC | $257.0K | 29,829 | 0.10% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $233.0K | 27,109 | 0.00% | 11q | -9.4%-$24.2K |
| FIRST TRUST ADVISORS LP | $221.0K | 25,641 | 0.00% | 2q | -4.0%-$9.2K |
| Yakira Capital Management, Inc. | $212.0K | 24,641 | 0.03% | new | NEW |
| Magnus Financial Group LLC | $209.0K | 24,330 | 0.04% | 10q | -8.4%-$19.2K |
| Wealthspire Advisors, LLC | $194.0K | 22,509 | 0.00% | 3q | HELD |
| ADVISOR GROUP HOLDINGS, INC. | $147.0K | 17,106 | 0.00% | 11q | -75.8%-$460.2K |
| WEDBUSH SECURITIES INC | $133.0K | 15,500 | 0.01% | 4q | HELD |
| Mariner, LLC | $106.0K | 12,321 | 0.00% | new | NEW |
| Royal Fund Management, LLC | $92.0K | 10,762 | 0.02% | 15q | HELD |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | $4.0K | 511 | 0.00% | 5q | +0.8% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2022 | 40 | $51.9M | 6,029,385 | 6 | 9 | 14 | 0.0% |
| Q2 2022 | 36 | $53.2M | 6,231,023 | 5 | 8 | 12 | 0.0% |
| Q1 2022 | 33 | $50.8M | 5,603,119 | 3 | 13 | 10 | 0.0% |
| Q4 2021 | 33 | $53.7M | 5,810,490 | 4 | 9 | 12 | 0.0% |
| Q3 2021 | 32 | $53.5M | 5,715,819 | 3 | 13 | 6 | 0.0% |
| Q2 2021 | 34 | $50.3M | 5,276,595 | 5 | 12 | 7 | 0.0% |
| Q1 2021 | 31 | $46.5M | 4,939,781 | 2 | 12 | 9 | 0.0% |
| Q4 2020 | 36 | $49.0M | 5,503,299 | 7 | 10 | 12 | 0.0% |
| Q3 2020 | 32 | $47.2M | 5,329,161 | 1 | 11 | 10 | 0.6% |
| Q2 2020 | 32 | $46.1M | 5,674,105 | 5 | 12 | 10 | 0.0% |
| Q1 2020 | 34 | $41.6M | 5,542,994 | 8 | 12 | 8 | 0.0% |
| Q4 2019 | 33 | $53.8M | 5,758,129 | 2 | 16 | 4 | 0.0% |
| Q3 2019 | 34 | $49.4M | 5,396,347 | 2 | 16 | 7 | 0.0% |
| Q2 2019 | 35 | $49.8M | 5,362,065 | 6 | 12 | 7 | 0.0% |
| Q1 2019 | 32 | $44.9M | 4,906,420 | 7 | 9 | 8 | 0.0% |
| Q4 2018 | 31 | $38.1M | 4,443,479 | 0 | 1 | 0 | 0.0% |