EATON VANCE FLOATING RATE 20 (EFL)
Institutional ownership reported to the SEC as of Q3 2022, across 16 quarters.
40
Reporting holders
$51.9M
Reported value
0.0%
Held as options
+4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MORGAN STANLEY | $16.1M | 1,868,907 | 0.00% | 20q | -10.9%-$2.0M |
| BANK OF AMERICA CORP /DE/ | $6.6M | 766,083 | 0.00% | 16q | +10.0%+$597.6K |
| EATON VANCE MANAGEMENT | $4.3M | 500,866 | 0.01% | 15q | HELD |
| LPL Financial LLC | $3.4M | 392,243 | 0.00% | 6q | +1.2%+$41.3K |
| WELLS FARGO & COMPANY/MN | $2.9M | 332,427 | 0.00% | 16q | -11.5%-$372.8K |
| Janney Montgomery Scott LLC | $2.1M | 239,163 | 0.01% | 8q | -2.9%-$61.9K |
| Relative Value Partners Group, LLC | $1.5M | 173,122 | 0.12% | 2q | +4.2%+$59.7K |
| Steward Partners Investment Advisory, LLC | $1.2M | 138,884 | 0.02% | 15q | -4.5%-$55.7K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.0M | 117,022 | 0.00% | 16q | HELD |
| JANE STREET GROUP, LLC | $987.0K | 114,804 | 0.00% | 2q | +102.4%+$499.3K |
| ICON ADVISERS INC/CO | $891.0K | 103,550 | 0.24% | new | NEW |
| Covington Capital Management | $864.0K | 100,475 | 0.04% | 2q | HELD |
| ROYAL BANK OF CANADA | $776.0K | 90,203 | 0.00% | 16q | -6.4%-$53.2K |
| UBS Group AG | $773.0K | 89,883 | 0.00% | 16q | -9.5%-$81.2K |
| AMERIPRISE FINANCIAL INC | $741.0K | 86,198 | 0.00% | 16q | +32.1%+$180.1K |
| VERUS CAPITAL PARTNERS, LLC | $723.0K | 84,048 | 0.14% | 3q | -5.6%-$42.9K |
| Laidlaw Wealth Management LLC | $691.0K | 80,309 | 0.16% | 2q | -2.8%-$19.8K |
| RAYMOND JAMES & ASSOCIATES | $665.0K | 77,280 | 0.00% | 16q | +3.9%+$25.1K |
| GREATMARK INVESTMENT PARTNERS, INC. | $599.0K | 69,700 | 0.12% | 16q | HELD |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $563.0K | 65,410 | 0.00% | new | NEW |
| E&G Advisors, LP | $452.0K | 52,500 | 0.17% | 16q | HELD |
| AEGON USA Investment Management, LLC | $404.0K | 46,973 | 0.24% | 4q | HELD |
| STIFEL FINANCIAL CORP | $294.0K | 34,140 | 0.00% | 16q | -10.6%-$34.8K |
| Cypress Wealth Services, LLC | $291.0K | 33,827 | 0.10% | 15q | HELD |
| SARISSA CONSULTING LLC | $291.0K | 33,822 | 0.30% | new | NEW |
| Qube Research & Technologies Ltd | $287.0K | 33,332 | 0.00% | 4q | HELD |
| Baird Financial Group, Inc. | $279.0K | 32,418 | 0.00% | 14q | -57.2%-$372.2K |
| Kestra Advisory Services, LLC | $269.0K | 31,244 | 0.00% | 9q | +177.9%+$172.2K |
| BlackDiamond Wealth Management Inc. | $261.0K | 30,293 | 0.31% | 4q | +4.1%+$10.4K |
| Virtus ETF Advisers LLC | $257.0K | 29,829 | 0.10% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $233.0K | 27,109 | 0.00% | 11q | -9.4%-$24.2K |
| FIRST TRUST ADVISORS LP | $221.0K | 25,641 | 0.00% | 2q | -4.0%-$9.2K |
| Yakira Capital Management, Inc. | $212.0K | 24,641 | 0.03% | new | NEW |
| Magnus Financial Group LLC | $209.0K | 24,330 | 0.04% | 10q | -8.4%-$19.2K |
| Wealthspire Advisors, LLC | $194.0K | 22,509 | 0.00% | 3q | HELD |
| ADVISOR GROUP HOLDINGS, INC. | $147.0K | 17,106 | 0.00% | 11q | -75.8%-$460.2K |
| WEDBUSH SECURITIES INC | $133.0K | 15,500 | 0.01% | 4q | HELD |
| Mariner, LLC | $106.0K | 12,321 | 0.00% | new | NEW |
| Royal Fund Management, LLC | $92.0K | 10,762 | 0.02% | 15q | HELD |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | $4.0K | 511 | 0.00% | 5q | +0.8% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2022 | 40 | $51.9M | 6,029,385 | 6 | 9 | 14 | 0.0% |
| Q2 2022 | 36 | $53.2M | 6,231,023 | 5 | 8 | 12 | 0.0% |
| Q1 2022 | 33 | $50.8M | 5,603,119 | 3 | 13 | 10 | 0.0% |
| Q4 2021 | 33 | $53.7M | 5,810,490 | 4 | 9 | 12 | 0.0% |
| Q3 2021 | 32 | $53.5M | 5,715,819 | 3 | 13 | 6 | 0.0% |
| Q2 2021 | 34 | $50.3M | 5,276,595 | 5 | 12 | 7 | 0.0% |
| Q1 2021 | 31 | $46.5M | 4,939,781 | 2 | 12 | 9 | 0.0% |
| Q4 2020 | 36 | $49.0M | 5,503,299 | 7 | 10 | 12 | 0.0% |
| Q3 2020 | 32 | $47.2M | 5,329,161 | 1 | 11 | 10 | 0.6% |
| Q2 2020 | 32 | $46.1M | 5,674,105 | 5 | 12 | 10 | 0.0% |
| Q1 2020 | 34 | $41.6M | 5,542,994 | 8 | 12 | 8 | 0.0% |
| Q4 2019 | 33 | $53.8M | 5,758,129 | 2 | 16 | 4 | 0.0% |
| Q3 2019 | 34 | $49.4M | 5,396,347 | 2 | 16 | 7 | 0.0% |
| Q2 2019 | 35 | $49.8M | 5,362,065 | 6 | 12 | 7 | 0.0% |
| Q1 2019 | 32 | $44.9M | 4,906,420 | 7 | 9 | 8 | 0.0% |
| Q4 2018 | 31 | $38.1M | 4,443,479 | 0 | 1 | 0 | 0.0% |