SPDR SERIES TRUST (EFIV)
Institutional ownership reported to the SEC as of Q2 2026, across 24 quarters.
136
Reporting holders
$362.9M
Reported value
0.0%
Held as options
+10
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| TOMPKINS FINANCIAL CORP | $31.0M | 425,668 | 2.17% | 7q | +41.2%+$9.1M |
| Koss-Olinger Consulting, LLC | $29.7M | 407,529 | 2.29% | 9q | -1.2%-$356.0K |
| Baltimore-Washington Financial Advisors, Inc. | $29.4M | 403,748 | 1.10% | 24q | HELD |
| LPL Financial LLC | $25.3M | 346,408 | 0.01% | 23q | +7.5%+$1.8M |
| Systelligence, LLC | $20.8M | 284,700 | 3.47% | new | NEW |
| Allworth Financial LP | $16.4M | 224,885 | 0.07% | 14q | +2.4%+$390.0K |
| PRINCIPAL FINANCIAL GROUP INC | $14.3M | 195,483 | 0.01% | 18q | +5.1%+$691.1K |
| Integrated Wealth Concepts LLC | $12.3M | 168,570 | 0.06% | 18q | +87.1%+$5.7M |
| SOA Wealth Advisors, LLC. | $12.1M | 165,919 | 2.03% | 11q | -1.8%-$221.0K |
| RETIREMENT CAPITAL STRATEGIES | $11.4M | 156,774 | 3.97% | 13q | HELD |
| Laurel Wealth Planning LLC | $11.3M | 155,404 | 5.01% | 11q | -1.7%-$193.0K |
| Private Advisor Group, LLC | $7.2M | 99,044 | 0.03% | 18q | -20.0%-$1.8M |
| Blue Edge Capital, LLC | $7.0M | 96,463 | 0.84% | 18q | -4.7%-$347.4K |
| Financial Engines Advisors L.L.C. | $6.9M | 94,176 | 0.01% | 18q | -4.1%-$293.3K |
| GAM Holding AG | $5.5M | 75,715 | 0.42% | 3q | HELD |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $5.1M | 70,134 | 0.00% | 16q | +10.3%+$476.1K |
| MEITAV INVESTMENT HOUSE LTD | $4.3M | 58,805 | 0.03% | 6q | +48.5%+$1.4M |
| Gradient Investments LLC | $4.2M | 58,090 | 0.06% | 16q | +3.8%+$155.3K |
| Equitable Holdings, Inc. | $4.0M | 54,253 | 0.02% | 12q | -1.0%-$41.7K |
| Bank of New York Mellon Corp | $3.9M | 53,172 | 0.00% | 12q | HELD |
| RAYMOND JAMES FINANCIAL INC | $3.9M | 53,055 | 0.00% | 7q | +14.2%+$481.8K |
| HighTower Advisors, LLC | $3.8M | 51,570 | 0.00% | 17q | +14.1%+$466.2K |
| BIRCHBROOK, INC. | $3.5M | 47,396 | 1.62% | 6q | -1.2%-$41.9K |
| Affiance Financial, LLC | $3.3M | 45,299 | 0.48% | 2q | +1.6%+$51.4K |
| WELLS FARGO & COMPANY/MN | $2.9M | 39,899 | 0.00% | 16q | -33.7%-$1.5M |
| Larson Financial Group LLC | $2.9M | 39,686 | 0.08% | 8q | +13.3%+$339.1K |
| MainStreet Investment Advisors LLC | $2.8M | 38,274 | 0.38% | 2q | +2.1%+$58.0K |
| MassMutual Private Wealth & Trust, FSB | $2.7M | 37,484 | 0.07% | 2q | HELD |
| Armbruster Capital Management, Inc. | $2.6M | 35,346 | 0.38% | 18q | -0.8%-$19.7K |
| BANK OF AMERICA CORP /DE/ | $2.5M | 34,198 | 0.00% | 21q | -40.6%-$1.7M |
| SEEDS INVESTOR LLC | $2.4M | 33,274 | 0.25% | 11q | +6.0%+$137.9K |
| HUNTINGTON NATIONAL BANK | $2.4M | 32,933 | 0.01% | 4q | +4.2%+$97.6K |
| ROGCO, LP | $2.3M | 31,802 | 0.71% | 2q | HELD |
| Corient Private Wealth LP | $2.3M | 31,773 | 0.00% | 15q | +100.1%+$1.2M |
| COMMONWEALTH EQUITY SERVICES, LLC | $2.2M | 29,783 | 0.00% | 13q | +31.3%+$517.4K |
| Richard P Slaughter Associates Inc | $2.2M | 29,764 | 0.43% | 6q | +4.9%+$102.1K |
| Savvy Advisors, Inc. | $2.1M | 28,600 | 0.04% | 5q | +12.1%+$224.3K |
| Gilbert Capital Group, Inc. | $2.0M | 27,253 | 1.39% | 5q | -0.8%-$16.9K |
| Farther Finance Advisors, LLC | $2.0M | 26,781 | 0.02% | 6q | +34.4%+$499.3K |
| Perennial Investment Advisors, LLC | $1.9M | 26,498 | 0.13% | 9q | -13.9%-$312.9K |
| Stratos Wealth Partners, LTD. | $1.9M | 25,625 | 0.02% | 18q | +2.0%+$36.2K |
| Creative Planning | $1.8M | 25,237 | 0.00% | 3q | -1.1%-$19.8K |
| ENVESTNET ASSET MANAGEMENT INC | $1.7M | 23,702 | 0.00% | 19q | -2.3%-$40.1K |
| Napier Financial, LLC | $1.7M | 23,155 | 0.35% | 3q | -0.7%-$11.3K |
| Crestwood Advisors Group, LLC | $1.7M | 22,832 | 0.02% | 5q | +12.9%+$190.2K |
| OSAIC HOLDINGS, INC. | $1.6M | 22,523 | 0.00% | 20q | +5.4%+$84.5K |
| Gerber Kawasaki Wealth & Investment Management | $1.5M | 20,603 | 0.04% | 3q | +3.0%+$44.0K |
| BASSO CAPITAL MANAGEMENT, L.P. | $1.3M | 17,261 | 0.27% | new | NEW |
| J.Safra Asset Management Corp | $1.2M | 16,848 | 0.06% | 9q | HELD |
| JPMORGAN CHASE & CO | $1.2M | 16,798 | 0.00% | 10q | -20.9%-$321.2K |
| Cetera Investment Advisers | $1.1M | 15,189 | 0.00% | 15q | -15.6%-$204.7K |
| GOLDMAN SACHS GROUP INC | $1.1M | 14,794 | 0.00% | 11q | +2.3%+$23.9K |
| Coastline Trust Co | $1.1M | 14,408 | 0.09% | 8q | -2.0%-$21.5K |
| One Capital Management, LLC | $955.7K | 15,150 | 0.03% | 13q | HELD |
| RETIREMENT INCOME SOLUTIONS, INC | $954.9K | 15,138 | 0.16% | 18q | HELD |
| BROWN BROTHERS HARRIMAN & CO | $946.1K | 12,973 | 0.00% | 7q | HELD |
| Veracity Capital LLC | $941.5K | 12,909 | 0.25% | 15q | +4.5%+$40.3K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $883.0K | 12,107 | 0.00% | 13q | +185.5%+$573.7K |
| Sage Advisory Services, Ltd.Co. | $853.0K | 11,699 | 0.42% | 19q | -2.0%-$17.4K |
| Advisory Alpha, LLC | $818.9K | 11,229 | 0.02% | 4q | +17.8%+$123.5K |
| SCHMIDT P J INVESTMENT MANAGEMENT INC | $796.5K | 10,922 | 0.12% | 5q | HELD |
| SEVEN MILE ADVISORY | $757.0K | 10,380 | 0.51% | new | NEW |
| Opulen Financial Group LLC | $716.7K | 9,827 | 0.45% | 7q | +13.1%+$82.8K |
| FinArc Investments, Inc. | $696.6K | 9,551 | 0.63% | 2q | -2.0%-$14.1K |
| Godfrey Financial Associates, Inc. | $691.6K | 8,973 | 0.53% | 3q | +24.7%+$137.2K |
| Hills Bank & Trust Co | $678.2K | 9,299 | 0.03% | 11q | +65.4%+$268.2K |
| Warren Street Wealth Advisors, LLC | $672.7K | 9,224 | 0.15% | 18q | -2.8%-$19.4K |
| Single Point Partners, LLC | $600.2K | 8,230 | 0.11% | 17q | HELD |
| VERUS WEALTH MANAGEMENT, LLC | $557.9K | 7,650 | 0.46% | 7q | -14.5%-$94.8K |
| ST GERMAIN D J CO INC | $551.0K | 7,555 | 0.02% | 14q | HELD |
| Front Row Advisors LLC | $541.6K | 7,208 | 0.16% | 9q | HELD |
| Per Stirling Capital Management, LLC. | $534.8K | 7,334 | 0.05% | 10q | -1.2%-$6.4K |
| Mariner, LLC | $522.0K | 7,158 | 0.00% | 15q | -49.1%-$503.1K |
| Zhang Financial LLC | $508.1K | 6,966 | 0.01% | 10q | HELD |
| DENVER WEALTH MANAGEMENT, INC. | $503.7K | 6,907 | 0.14% | 15q | HELD |
| HBW ADVISORY SERVICES LLC | $468.8K | 6,427 | 0.04% | 7q | +6.9%+$30.3K |
| Marshall Financial Group, LLC | $434.9K | 5,963 | 0.06% | 14q | -1.4%-$6.1K |
| JANE STREET GROUP, LLC | $431.1K | 5,911 | 0.00% | 2q | -55.3%-$532.9K |
| CAPE ANN SAVINGS BANK | $428.6K | 5,877 | 0.20% | 2q | +16.1%+$59.6K |
| Cannon Financial Strategists, Inc. | $419.7K | 5,755 | 0.05% | 2q | HELD |
| True Link Financial Advisors, LLC | $417.3K | 11,288 | 0.02% | 3q | +107.3%+$216.0K |
| BRAVE ASSET MANAGEMENT INC | $409.5K | 5,615 | 0.09% | 14q | HELD |
| CARY STREET PARTNERS FINANCIAL LLC | $409.0K | 5,608 | 0.01% | 6q | HELD |
| NOVARE CAPITAL MANAGEMENT LLC | $400.6K | 5,493 | 0.03% | 5q | +5.8%+$21.9K |
| McClarren Financial Advisors, Inc. | $400.4K | 5,490 | 0.21% | 9q | HELD |
| Veridan Wealth LLC | $386.1K | 5,294 | 0.13% | 7q | -5.8%-$23.6K |
| Briggs Wealth Management, Inc | $366.0K | 5,019 | 0.33% | 2q | +1.0%+$3.5K |
| MML INVESTORS SERVICES, LLC | $362.1K | 4,966 | 0.00% | 2q | +1.3%+$4.8K |
| CreativeOne Wealth, LLC | $349.2K | 4,788 | 0.01% | 10q | -3.7%-$13.5K |
| SFG Wealth Management, LLC. | $348.5K | 4,778 | 0.13% | 4q | +0.6%+$2.0K |
| Aptus Capital Advisors, LLC | $347.4K | 4,764 | 0.00% | 13q | HELD |
| FLAGSHIP HARBOR ADVISORS, LLC | $347.3K | 4,762 | 0.01% | 5q | +1.5%+$5.2K |
| Horizon Wealth Management, LLC | $340.5K | 4,669 | 0.04% | 5q | +2.5%+$8.4K |
| J.W. COLE ADVISORS, INC. | $336.8K | 4,618 | 0.01% | new | NEW |
| NewEdge Advisors, LLC | $327.1K | 4,485 | 0.00% | new | NEW |
| Coastal Bridge Advisors, LLC | $327.1K | 4,485 | 0.02% | new | NEW |
| SAX WEALTH ADVISORS, LLC | $322.5K | 5,112 | 0.01% | 10q | -52.8%-$361.1K |
| Ellenbecker Investment Group | $291.7K | 3,999 | 0.03% | 6q | -65.9%-$563.9K |
| THOMPSON DAVIS & CO., INC. | $283.0K | 3,880 | 0.17% | 5q | HELD |
| SHP Wealth Management | $274.9K | 3,769 | 0.02% | 3q | HELD |
Showing the largest 100 of 141 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 136 | $362.9M | 4,986,520 | 15 | 47 | 37 | 0.0% |
| Q1 2026 | 126 | $276.0M | 4,371,751 | 16 | 54 | 26 | 0.0% |
| Q4 2025 | 115 | $262.3M | 3,964,700 | 10 | 41 | 29 | 0.0% |
| Q3 2025 | 108 | $271.8M | 4,308,354 | 10 | 35 | 31 | 0.0% |
| Q2 2025 | 106 | $285.2M | 4,872,056 | 13 | 36 | 30 | 0.0% |
| Q1 2025 | 104 | $339.4M | 6,345,483 | 11 | 37 | 23 | 0.0% |
| Q4 2024 | 104 | $374.8M | 6,636,353 | 13 | 32 | 23 | 0.0% |
| Q3 2024 | 99 | $337.1M | 6,047,596 | 9 | 30 | 30 | 0.0% |
| Q2 2024 | 95 | $172.1M | 3,239,799 | 17 | 29 | 21 | 0.0% |
| Q1 2024 | 79 | $133.8M | 2,644,067 | 10 | 31 | 17 | 0.0% |
| Q4 2023 | 75 | $157.6M | 3,410,473 | 9 | 25 | 27 | 0.0% |
| Q3 2023 | 71 | $117.0M | 2,818,453 | 8 | 26 | 21 | 0.0% |
| Q2 2023 | 66 | $108.8M | 2,528,217 | 11 | 27 | 16 | 0.0% |
| Q1 2023 | 54 | $57.3M | 1,454,247 | 12 | 15 | 14 | 0.0% |
| Q4 2022 | 45 | $59.8M | 1,641,425 | 10 | 20 | 10 | 0.0% |
| Q3 2022 | 51 | $105.1M | 3,065,392 | 15 | 20 | 6 | 0.0% |
| Q2 2022 | 37 | $100.6M | 2,777,263 | 6 | 14 | 10 | 0.0% |
| Q1 2022 | 34 | $116.3M | 2,665,043 | 10 | 14 | 4 | 0.0% |
| Q4 2021 | 30 | $75.5M | 1,667,253 | 14 | 11 | 2 | 0.0% |
| Q3 2021 | 15 | $17.7M | 438,746 | 4 | 6 | 3 | 0.0% |
| Q2 2021 | 12 | $10.0M | 249,840 | 5 | 7 | 0 | 0.0% |
| Q1 2021 | 9 | $5.6M | 152,763 | 4 | 4 | 1 | 0.0% |
| Q4 2020 | 7 | $2.6M | 73,605 | 3 | 3 | 0 | 0.0% |
| Q3 2020 | 5 | $682.0K | 21,592 | 5 | 0 | 0 | 0.0% |