ELLINGTON FINANCIAL INC (EFC)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
230
Reporting holders
$893.1M
Reported value
50.5%
Of shares outstanding
0.9%
Held as options
+10
Holder change
Institutions report 65,025,721 shares against 128,887,386 outstanding. Shares only - option lines are excluded, which is why this can be compared with the company at all. The count comes from the cover page of the company's own most recent report, so it is dated when that was filed rather than at quarter end.
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BlackRock, Inc. | $284.1M | 20,877,584 | 0.00% | 8q | +6.0%+$16.0M |
| VANGUARD CAPITAL MANAGEMENT LLC | $72.7M | 5,339,974 | 0.00% | 2q | +5.8%+$4.0M |
| STATE STREET CORP | $68.0M | 4,952,930 | 0.00% | 30q | +7.5%+$4.8M |
| GEODE CAPITAL MANAGEMENT, LLC | $43.3M | 3,180,748 | 0.00% | 30q | +8.7%+$3.5M |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | $30.6M | 2,245,858 | 0.04% | 9q | +3.2%+$955.5K |
| VANGUARD PORTFOLIO MANAGEMENT LLC | $29.4M | 2,159,940 | 0.00% | 2q | +8.3%+$2.3M |
| Invesco Ltd. | $25.0M | 1,839,150 | 0.00% | 23q | +16.2%+$3.5M |
| JPMORGAN CHASE & CO | $20.2M | 1,480,642 | 0.00% | 30q | +59.1%+$7.5M |
| NORTHERN TRUST CORP | $20.2M | 1,486,781 | 0.00% | 30q | +9.1%+$1.7M |
| Delphi Financial Group, Inc. | $19.2M | 1,408,396 | 9.47% | 7q | HELD |
| VAN ECK ASSOCIATES CORP | $17.1M | 1,253,122 | 0.01% | 25q | -8.2%-$1.5M |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $15.7M | 1,152,852 | 0.00% | 29q | +3.9%+$595.4K |
| Sixth Street Partners Management Company, L.P. | $15.7M | 1,152,852 | 0.00% | new | NEW |
| EMG Holdings, L.P. | $15.3M | 1,122,952 | 12.21% | 20q | +16.9%+$2.2M |
| Public Sector Pension Investment Board | $11.7M | 861,638 | 0.02% | 21q | +93.2%+$5.7M |
| VICTORY CAPITAL MANAGEMENT INC | $11.7M | 860,613 | 0.01% | 18q | +2.7%+$310.0K |
| MORGAN STANLEY | $11.6M | 854,436 | 0.00% | 30q | -7.1%-$889.7K |
| VANGUARD FIDUCIARY TRUST CO | $11.2M | 820,680 | 0.00% | 2q | +3.0%+$320.2K |
| Bank of New York Mellon Corp | $11.1M | 818,015 | 0.00% | 29q | +0.9%+$97.0K |
| D. E. Shaw & Co., Inc. | $10.0M | 735,331 | 0.00% | 4q | +36.8%+$2.7M |
| TWO SIGMA INVESTMENTS, LP | $9.4M | 689,244 | 0.01% | 6q | +2007.8%+$8.9M |
| PRINCIPAL FINANCIAL GROUP INC | $8.2M | 606,012 | 0.00% | 21q | HELD |
| Dana Investment Advisors, Inc. | $7.3M | 534,767 | 0.19% | 4q | -1.6%-$117.8K |
| BANK OF AMERICA CORP /DE/ | $6.1M | 445,443 | 0.00% | 30q | -17.1%-$1.2M |
| CITADEL ADVISORS LLC | $5.7M | 346,508 | 0.00% | 27q | +106.9%+$2.9M |
| GOLDMAN SACHS GROUP INC | $5.3M | 386,890 | 0.00% | 28q | -3.8%-$210.0K |
| FIRST TRUST ADVISORS LP | $4.7M | 346,909 | 0.00% | 8q | -41.6%-$3.4M |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $4.3M | 42,107 | 0.00% | 30q | HELD |
| RHUMBLINE ADVISERS | $3.9M | 286,795 | 0.00% | 29q | -7.3%-$306.6K |
| UBS Group AG | $3.9M | 286,067 | 0.00% | 30q | -55.6%-$4.9M |
| Legal & General Group Plc | $3.7M | 271,498 | 0.00% | 29q | HELD |
| MARSHALL WACE, LLP | $3.4M | 251,024 | 0.00% | 8q | +1491.9%+$3.2M |
| Swiss National Bank | $3.3M | 243,900 | 0.00% | 27q | +10.8%+$322.6K |
| Nuveen, LLC | $3.2M | 237,325 | 0.00% | 6q | +7.9%+$236.1K |
| AMERIPRISE FINANCIAL INC | $3.0M | 219,816 | 0.00% | 25q | -53.1%-$3.4M |
| GraniteShares Advisors LLC | $2.8M | 202,956 | 1.78% | 7q | +15.1%+$361.7K |
| HBK INVESTMENTS L P | $2.7M | options only | 0.03% | 2q | OPTIONS |
| FMR LLC | $2.7M | 196,980 | 0.00% | 19q | +8.0%+$197.8K |
| Hennion & Walsh Asset Management, Inc. | $2.5M | 184,353 | 0.07% | 4q | +22.1%+$454.2K |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | $2.0M | 146,276 | 0.00% | 27q | -20.4%-$509.2K |
| WELLS FARGO & COMPANY/MN | $1.9M | 140,324 | 0.00% | 30q | -16.6%-$380.5K |
| EXCHANGE TRADED CONCEPTS, LLC | $1.8M | 131,740 | 0.00% | 2q | +97.0%+$882.9K |
| PRUDENTIAL FINANCIAL INC | $1.8M | 128,908 | 0.00% | 25q | +14.2%+$218.4K |
| DEUTSCHE BANK AG\ | $1.7M | 127,803 | 0.00% | 30q | +38.2%+$480.7K |
| ALLIANCEBERNSTEIN L.P. | $1.7M | 141,706 | 0.00% | 28q | +2.2%+$36.7K |
| Angel Oak Capital Advisors, LLC | $1.6M | 119,250 | 2.05% | 7q | HELD |
| Amundi | $1.6M | 117,147 | 0.00% | 6q | +4.2%+$64.3K |
| Louisiana State Employees Retirement System | $1.4M | 110,300 | 0.01% | 21q | +99.5%+$700.0K |
| AMERICAN FINANCIAL GROUP INC | $1.4M | 100,000 | 0.48% | 30q | HELD |
| NORDEN GROUP LLC | $1.3M | 96,167 | 0.11% | 12q | +33.3%+$326.7K |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND | $1.3M | 93,985 | 0.00% | 2q | -13.3%-$196.1K |
| VANGUARD ASSET MANAGEMENT, Ltd | $1.2M | 91,180 | 0.00% | 2q | +27.6%+$268.2K |
| CASTLEKEEP INVESTMENT ADVISORS LLC | $1.2M | 88,884 | 0.61% | 6q | HELD |
| Lido Advisors, LLC | $1.1M | 83,554 | 0.00% | 10q | +17.8%+$173.8K |
| RBF Capital, LLC | $1.1M | 80,000 | 0.05% | 11q | HELD |
| Russell Investments Group, Ltd. | $1.1M | 78,638 | 0.00% | 30q | +345.1%+$829.8K |
| MetLife Investment Management, LLC | $989.1K | 72,672 | 0.00% | 29q | +9.1%+$82.7K |
| Curi Capital, LLC | $938.0K | 68,914 | 0.01% | 25q | +0.7%+$6.9K |
| Illinois Municipal Retirement Fund | $868.4K | 63,804 | 0.01% | 12q | +16.0%+$119.8K |
| CITIGROUP INC | $852.8K | 62,657 | 0.00% | 30q | +192.0%+$560.7K |
| Jupiter Topco LLC | $823.7K | 60,497 | 0.00% | new | FIRST |
| LPL Financial LLC | $817.6K | 60,076 | 0.00% | 25q | -61.7%-$1.3M |
| ALLSTATE CORP | $767.4K | 56,387 | 0.01% | 2q | HELD |
| Savvy Advisors, Inc. | $765.8K | 56,266 | 0.02% | 4q | HELD |
| Artemis Investment Management LLP | $710.0K | 52,170 | 0.01% | 3q | HELD |
| HBK Sorce Advisory LLC | $702.8K | 53,085 | 0.01% | 6q | HELD |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | $701.3K | 51,525 | 0.00% | 29q | +3.2%+$21.9K |
| INTECH INVESTMENT MANAGEMENT LLC | $692.1K | 50,849 | 0.01% | 8q | -9.6%-$73.2K |
| Vanguard Global Advisers, LLC | $643.1K | 47,254 | 0.00% | 2q | -20.4%-$164.7K |
| NEW YORK STATE COMMON RETIREMENT FUND | $638.8K | 46,934 | 0.00% | 29q | +18.7%+$100.7K |
| Jain Global LLC | $627.9K | 46,138 | 0.00% | new | NEW |
| GUGGENHEIM CAPITAL LLC | $622.5K | 45,737 | 0.00% | new | NEW |
| Dynamic Technology Lab Private Ltd | $618.0K | 45,460 | 0.14% | 6q | +31.6%+$148.3K |
| MERCER GLOBAL ADVISORS INC /ADV | $588.6K | 43,250 | 0.00% | 4q | +137.4%+$340.6K |
| Brevan Howard Capital Management LP | $560.9K | 41,214 | 0.00% | 2q | HELD |
| State of Tennessee, Department of Treasury | $552.6K | 40,602 | 0.00% | 21q | +2.8%+$15.0K |
| Quantinno Capital Management LP | $545.5K | 40,078 | 0.00% | 6q | +118.1%+$295.4K |
| XTX Topco Ltd | $536.2K | 39,396 | 0.01% | new | NEW |
| Police & Firemen's Retirement System of New Jersey | $500.6K | 36,782 | 0.00% | 7q | +33.4%+$125.3K |
| Balyasny Asset Management L.P. | $493.2K | 36,237 | 0.00% | 3q | -74.9%-$1.5M |
| Graham Capital Management, L.P. | $479.2K | 35,206 | 0.01% | new | NEW |
| Kingsview Wealth Management, LLC | $478.1K | 35,131 | 0.01% | 2q | +23.0%+$89.3K |
| Campbell & CO Investment Adviser LLC | $460.2K | 33,817 | 0.02% | 4q | -61.6%-$738.4K |
| RAYMOND JAMES FINANCIAL INC | $456.6K | 33,548 | 0.00% | 7q | -2.0%-$9.3K |
| ARIZONA STATE RETIREMENT SYSTEM | $456.4K | 33,534 | 0.00% | 24q | +9.6%+$40.2K |
| YOUSIF CAPITAL MANAGEMENT, LLC | $452.0K | 33,212 | 0.01% | 19q | HELD |
| OSAIC HOLDINGS, INC. | $447.0K | 32,847 | 0.00% | 26q | -8.3%-$40.3K |
| STIFEL FINANCIAL CORP | $425.4K | 31,258 | 0.00% | 3q | -22.9%-$126.0K |
| ROYAL BANK OF CANADA | $420.0K | 30,783 | 0.00% | 30q | +13.6%+$50.2K |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | $404.7K | 29,735 | 0.00% | 21q | -3.5%-$14.8K |
| Zurcher Kantonalbank (Zurich Cantonalbank) | $401.2K | 29,476 | 0.00% | 27q | HELD |
| Quantbot Technologies LP | $399.2K | 29,328 | 0.02% | new | NEW |
| Corient Private Wealth LP | $396.0K | 29,094 | 0.00% | 7q | +156.6%+$241.6K |
| CenterStar Asset Management, LLC | $389.3K | 28,590 | 0.07% | 7q | HELD |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | $387.4K | 28,464 | 0.00% | 21q | HELD |
| Vanguard Investments Australia, Ltd. | $379.3K | 27,869 | 0.00% | 2q | HELD |
| KLP KAPITALFORVALTNING AS | $377.3K | 27,500 | 0.00% | 7q | +12.2%+$41.2K |
| COMMONWEALTH EQUITY SERVICES, LLC | $374.9K | 27,542 | 0.00% | 16q | +26.1%+$77.6K |
| Rockefeller Capital Management L.P. | $370.5K | 27,223 | 0.00% | 4q | +1093.5%+$339.5K |
| Advisors Preferred, LLC | $368.1K | 27,330 | 0.06% | 3q | -38.9%-$234.4K |
Five percent filings
Anyone crossing 5% of a company must say so within days - far sooner than the next quarterly holdings report. A 13D declares an intent to influence the company; a 13G is the passive version. See all activist filings →
| Filed | Form | Filer | % of class |
|---|---|---|---|
| 2026-07-31 | 13G | Vanguard Capital Management | 5.0% |
| 2026-07-28 | 13G/A | BlackRock, Inc. | 16.4% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 230 | $893.1M | 65,025,721 | 35 | 84 | 49 | 0.9% |
| Q1 2026 | 220 | $727.2M | 60,772,667 | 37 | 85 | 60 | 0.8% |
| Q4 2025 | 229 | $720.1M | 52,828,456 | 40 | 81 | 47 | 0.3% |
| Q3 2025 | 208 | $652.7M | 50,082,014 | 40 | 75 | 45 | 0.3% |
| Q2 2025 | 187 | $632.9M | 48,370,169 | 24 | 74 | 52 | 0.8% |
| Q1 2025 | 186 | $616.0M | 46,273,110 | 26 | 70 | 41 | 0.3% |
| Q4 2024 | 177 | $556.0M | 45,713,843 | 27 | 64 | 40 | 0.3% |
| Q3 2024 | 164 | $601.5M | 46,366,003 | 27 | 43 | 48 | 0.6% |
| Q2 2024 | 138 | $556.6M | 45,774,499 | 15 | 59 | 35 | 0.6% |
| Q1 2024 | 138 | $512.6M | 42,424,431 | 18 | 45 | 44 | 1.4% |
| Q4 2023 | 144 | $563.3M | 43,731,768 | 16 | 66 | 38 | 1.3% |
| Q3 2023 | 139 | $440.7M | 35,005,663 | 17 | 50 | 36 | 0.9% |
| Q2 2023 | 128 | $464.4M | 33,306,795 | 19 | 49 | 39 | 0.9% |
| Q1 2023 | 117 | $406.2M | 33,006,574 | 16 | 53 | 30 | 0.5% |
| Q4 2022 | 109 | $391.9M | 29,600,199 | 17 | 37 | 25 | 7.1% |
| Q3 2022 | 132 | $379.9M | 33,131,985 | 10 | 53 | 35 | 0.7% |
| Q2 2022 | 136 | $496.4M | 33,392,283 | 20 | 46 | 37 | 1.2% |
| Q1 2022 | 136 | $627.3M | 35,000,112 | 18 | 39 | 46 | 0.9% |
| Q4 2021 | 134 | $592.7M | 34,232,570 | 25 | 66 | 22 | 1.3% |
| Q3 2021 | 120 | $579.0M | 31,384,361 | 15 | 54 | 30 | 0.8% |
| Q2 2021 | 117 | $530.2M | 27,397,202 | 32 | 40 | 31 | 1.0% |
| Q1 2021 | 100 | $436.1M | 26,940,933 | 7 | 32 | 36 | 1.1% |
| Q4 2020 | 106 | $413.8M | 27,464,580 | 17 | 28 | 34 | 1.5% |
| Q3 2020 | 103 | $352.2M | 28,256,571 | 9 | 32 | 29 | 1.7% |
| Q2 2020 | 105 | $348.9M | 28,939,369 | 21 | 39 | 33 | 1.3% |
| Q1 2020 | 110 | $152.1M | 26,567,270 | 18 | 44 | 32 | 0.2% |
| Q4 2019 | 119 | $448.1M | 24,415,049 | 24 | 54 | 19 | 0.1% |
| Q3 2019 | 102 | $387.2M | 21,401,344 | 22 | 42 | 17 | 0.1% |
| Q2 2019 | 89 | $326.9M | 18,100,888 | 27 | 22 | 27 | 0.5% |
| Q1 2019 | 73 | $310.0M | 17,227,181 | 69 | 0 | 0 | 0.4% |
| Q4 2018 | 47 | $226.0M | 14,741,988 | 0 | 1 | 1 | 0.0% |