INVESCO EXCHNG TRADED FD TR (DWTR)
Institutional ownership reported to the SEC as of Q4 2019, across 5 quarters.
31
Reporting holders
$42.5M
Reported value
0.0%
Calls
0.0%
Puts
+2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Western Wealth Management, LLC | $10.3M | 322,328 | 1.56% | new | NEW |
| ROYAL BANK OF CANADA | $8.0M | 244,798 | 0.00% | 5q | -3.8%-$319.6K |
| LPL Financial LLC | $3.2M | 98,071 | 0.01% | 5q | -12.4%-$455.6K |
| Private Advisor Group, LLC | $2.9M | 88,982 | 0.05% | 4q | -3.0%-$89.7K |
| Resources Investment Advisors, LLC. | $2.9M | 87,684 | 0.23% | 5q | -15.4%-$523.4K |
| MORGAN STANLEY | $2.7M | 83,351 | 0.00% | 7q | -10.3%-$315.2K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.5M | 46,219 | 0.00% | 5q | +358.5%+$1.2M |
| B. Riley Wealth Management, Inc. | $1.4M | 43,556 | 0.21% | 5q | -4.7%-$70.6K |
| Cambridge Investment Research Advisors, Inc. | $1.4M | 42,868 | 0.01% | 5q | +10.1%+$128.8K |
| UBS Group AG | $1.1M | 34,188 | 0.00% | 5q | +6.1%+$64.7K |
| CITADEL ADVISORS LLC | $914.0K | 27,880 | 0.00% | new | NEW |
| JANE STREET GROUP, LLC | $861.0K | 26,255 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $806.0K | 24,576 | 0.00% | 5q | -76.1%-$2.6M |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $795.0K | 24,042 | 0.01% | 5q | +9.6%+$69.8K |
| Prospera Financial Services Inc | $557.0K | 16,982 | 0.04% | 3q | -0.7%-$3.9K |
| COMMONWEALTH EQUITY SERVICES, LLC | $377.0K | 11,509 | 0.00% | 5q | -16.0%-$71.6K |
| Carroll Financial Associates, Inc. | $363.0K | 11,100 | 0.03% | 3q | HELD |
| Raymond James Financial Services Advisors, Inc. | $335.0K | 10,212 | 0.00% | 5q | -9.7%-$36.1K |
| RAYMOND JAMES & ASSOCIATES | $320.0K | 9,763 | 0.00% | 5q | +2.1%+$6.6K |
| Equitable Holdings, Inc. | $295.0K | 8,985 | 0.01% | new | FIRST |
| STEPHENS INC /AR/ | $285.0K | 8,707 | 0.01% | 5q | -10.3%-$32.7K |
| Old Port Advisors | $274.0K | 8,290 | 0.13% | 5q | -8.2%-$24.5K |
| BANK OF AMERICA CORP /DE/ | $231.0K | 7,062 | 0.00% | 5q | +12.8%+$26.2K |
| Cetera Advisor Networks LLC | $229.0K | 7,021 | 0.01% | 3q | HELD |
| Institute for Wealth Management, LLC. | $110.0K | 3,367 | 0.02% | new | NEW |
| Advisor Group, Inc. | $81.0K | 2,486 | 0.00% | 5q | -14.4%-$13.6K |
| IFP Advisors, Inc | $49.0K | 1,500 | 0.00% | 6q | -31.8%-$22.9K |
| PNC Financial Services Group, Inc. | $39.0K | 1,197 | 0.00% | 5q | HELD |
| Steward Partners Investment Advisory, LLC | $23.0K | 718 | 0.00% | 3q | -18.3%-$5.2K |
| NEXT Financial Group, Inc | $13.0K | 400 | 0.00% | 3q | HELD |
| Capital Analysts, LLC | $13.0K | 400 | 0.00% | 4q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2019 | 31 | $42.5M | 1,304,497 | 4 | 6 | 15 | 0.0% |
| Q3 2019 | 29 | $32.1M | 1,024,240 | 1 | 7 | 13 | 0.0% |
| Q2 2019 | 31 | $53.9M | 1,769,225 | 7 | 6 | 13 | 0.0% |
| Q1 2019 | 26 | $30.1M | 1,009,769 | 3 | 6 | 11 | 0.0% |
| Q4 2018 | 31 | $24.7M | 1,005,241 | 1 | 1 | 0 | 0.0% |