SPDR SER TR (DWFI)
Institutional ownership reported to the SEC as of Q4 2020, across 9 quarters.
22
Reporting holders
$96.3M
Reported value
0.0%
Calls
0.0%
Puts
+0
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Prospera Financial Services Inc | $32.6M | 1,242,012 | 2.25% | 7q | +51435.8%+$32.5M |
| COMMONWEALTH EQUITY SERVICES, LLC | $15.5M | 589,434 | 0.05% | 9q | HELD |
| WELLS FARGO & COMPANY/MN | $7.8M | 295,655 | 0.00% | 9q | -45.3%-$6.4M |
| ATWOOD & PALMER INC | $7.2M | 275,364 | 0.78% | 9q | -20.5%-$1.9M |
| MORGAN STANLEY | $6.3M | 239,951 | 0.00% | 13q | -30.7%-$2.8M |
| ADVISOR GROUP HOLDINGS, INC. | $5.5M | 210,349 | 0.01% | 4q | -5.2%-$302.9K |
| UBS Group AG | $3.8M | 144,884 | 0.00% | 9q | +3.5%+$129.5K |
| BANK OF AMERICA CORP /DE/ | $2.7M | 101,078 | 0.00% | 9q | +2650.4%+$2.6M |
| Western Wealth Management, LLC | $2.0M | 77,635 | 0.30% | 2q | +251.7%+$1.5M |
| LPL Financial LLC | $1.9M | 70,654 | 0.00% | 9q | +11.2%+$187.6K |
| GWM Advisors LLC | $1.8M | 69,136 | 0.06% | 6q | -56.5%-$2.4M |
| ROYAL BANK OF CANADA | $1.8M | 67,273 | 0.00% | 9q | -8.1%-$155.6K |
| Moloney Securities Asset Management, LLC | $1.6M | 62,795 | 0.37% | new | NEW |
| RAYMOND JAMES & ASSOCIATES | $1.5M | 57,965 | 0.00% | 9q | +4.5%+$66.0K |
| STIFEL FINANCIAL CORP | $1.3M | 48,504 | 0.00% | 7q | -3.9%-$51.7K |
| ENVESTNET ASSET MANAGEMENT INC | $885.0K | 33,688 | 0.00% | 9q | +28.7%+$197.5K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $750.0K | 28,582 | 0.00% | 4q | +35.9%+$198.3K |
| MONEY CONCEPTS CAPITAL CORP | $738.0K | 28,119 | 0.07% | new | FIRST |
| Kestra Advisory Services, LLC | $387.0K | 14,740 | 0.00% | 2q | +7.9%+$28.4K |
| Raymond James Financial Services Advisors, Inc. | $259.0K | 9,879 | 0.00% | 9q | -21.6%-$71.5K |
| Retirement Group, LLC | $11.0K | 450 | 0.01% | 4q | HELD |
| Tower Research Capital LLC (TRC) | $2.0K | 71 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2020 | 22 | $96.3M | 3,668,218 | 2 | 9 | 8 | 0.0% |
| Q3 2020 | 22 | $66.2M | 2,730,167 | 2 | 4 | 13 | 0.0% |
| Q2 2020 | 22 | $126.8M | 5,453,232 | 3 | 6 | 11 | 0.0% |
| Q1 2020 | 19 | $130.0M | 5,821,114 | 2 | 9 | 7 | 0.0% |
| Q4 2019 | 24 | $98.6M | 4,197,926 | 2 | 9 | 8 | 0.0% |
| Q3 2019 | 25 | $96.3M | 4,090,910 | 8 | 7 | 9 | 0.0% |
| Q2 2019 | 19 | $92.9M | 3,967,548 | 3 | 8 | 8 | 0.0% |
| Q1 2019 | 20 | $51.1M | 2,207,982 | 1 | 3 | 14 | 0.0% |
| Q4 2018 | 28 | $77.1M | 3,465,080 | 1 | 0 | 2 | 0.0% |