SPDR SER TR (DWFI)
Institutional ownership reported to the SEC as of Q4 2020, across 9 quarters.
22
Reporting holders
$96.3M
Reported value
0.0%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Prospera Financial Services Inc | $32.6M | 1,242,012 | 2.25% | 7q | +51435.8%+$32.5M |
| COMMONWEALTH EQUITY SERVICES, LLC | $15.5M | 589,434 | 0.05% | 9q | HELD |
| WELLS FARGO & COMPANY/MN | $7.8M | 295,655 | 0.00% | 9q | -45.3%-$6.4M |
| ATWOOD & PALMER INC | $7.2M | 275,364 | 0.78% | 9q | -20.5%-$1.9M |
| MORGAN STANLEY | $6.3M | 239,951 | 0.00% | 13q | -30.7%-$2.8M |
| ADVISOR GROUP HOLDINGS, INC. | $5.5M | 210,349 | 0.01% | 4q | -5.2%-$302.9K |
| UBS Group AG | $3.8M | 144,884 | 0.00% | 9q | +3.5%+$129.5K |
| BANK OF AMERICA CORP /DE/ | $2.7M | 101,078 | 0.00% | 9q | +2650.4%+$2.6M |
| Western Wealth Management, LLC | $2.0M | 77,635 | 0.30% | 2q | +251.7%+$1.5M |
| LPL Financial LLC | $1.9M | 70,654 | 0.00% | 9q | +11.2%+$187.6K |
| GWM Advisors LLC | $1.8M | 69,136 | 0.06% | 6q | -56.5%-$2.4M |
| ROYAL BANK OF CANADA | $1.8M | 67,273 | 0.00% | 9q | -8.1%-$155.6K |
| Moloney Securities Asset Management, LLC | $1.6M | 62,795 | 0.37% | new | NEW |
| RAYMOND JAMES & ASSOCIATES | $1.5M | 57,965 | 0.00% | 9q | +4.5%+$66.0K |
| STIFEL FINANCIAL CORP | $1.3M | 48,504 | 0.00% | 7q | -3.9%-$51.7K |
| ENVESTNET ASSET MANAGEMENT INC | $885.0K | 33,688 | 0.00% | 9q | +28.7%+$197.5K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $750.0K | 28,582 | 0.00% | 4q | +35.9%+$198.3K |
| MONEY CONCEPTS CAPITAL CORP | $738.0K | 28,119 | 0.07% | new | FIRST |
| Kestra Advisory Services, LLC | $387.0K | 14,740 | 0.00% | 2q | +7.9%+$28.4K |
| Raymond James Financial Services Advisors, Inc. | $259.0K | 9,879 | 0.00% | 9q | -21.6%-$71.5K |
| Retirement Group, LLC | $11.0K | 450 | 0.01% | 4q | HELD |
| Tower Research Capital LLC (TRC) | $2.0K | 71 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2020 | 22 | $96.3M | 3,668,218 | 2 | 9 | 8 | 0.0% |
| Q3 2020 | 22 | $66.2M | 2,730,167 | 2 | 4 | 13 | 0.0% |
| Q2 2020 | 22 | $126.8M | 5,453,232 | 3 | 6 | 11 | 0.0% |
| Q1 2020 | 19 | $130.0M | 5,821,114 | 2 | 9 | 7 | 0.0% |
| Q4 2019 | 24 | $98.6M | 4,197,926 | 2 | 9 | 8 | 0.0% |
| Q3 2019 | 25 | $96.3M | 4,090,910 | 8 | 7 | 9 | 0.0% |
| Q2 2019 | 19 | $92.9M | 3,967,548 | 3 | 8 | 8 | 0.0% |
| Q1 2019 | 20 | $51.1M | 2,207,982 | 1 | 3 | 14 | 0.0% |
| Q4 2018 | 28 | $77.1M | 3,465,080 | 1 | 0 | 2 | 0.0% |