INVESCO EXCHANGE TRADED FD T (DWAQ)
Institutional ownership reported to the SEC as of Q4 2019, across 5 quarters.
24
Reporting holders
$15.3M
Reported value
0.0%
Calls
0.0%
Puts
+1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ROYAL BANK OF CANADA | $3.7M | 29,023 | 0.00% | 5q | +102.3%+$1.9M |
| Institute for Wealth Management, LLC. | $2.9M | 22,521 | 0.65% | 5q | -1.8%-$53.7K |
| LADENBURG THALMANN FINANCIAL SERVICES INC. | $2.3M | 18,261 | 0.01% | 5q | +34.8%+$604.3K |
| MORGAN STANLEY | $1.1M | 8,411 | 0.00% | 7q | +31.6%+$258.4K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $1.0M | 7,979 | 0.00% | 3q | +47.3%+$327.7K |
| RAYMOND JAMES & ASSOCIATES | $806.0K | 6,297 | 0.00% | 2q | -5.6%-$48.0K |
| JANE STREET GROUP, LLC | $680.0K | 5,316 | 0.00% | 5q | -21.4%-$185.1K |
| LPL Financial LLC | $420.0K | 3,283 | 0.00% | 5q | -6.3%-$28.0K |
| Janney Montgomery Scott LLC | $418.0K | 3,265 | 0.00% | 5q | -0.7%-$2.8K |
| UBS Group AG | $271.0K | 2,116 | 0.00% | 5q | +17.4%+$40.1K |
| BANK OF AMERICA CORP /DE/ | $268.0K | 2,094 | 0.00% | 5q | -0.6%-$1.7K |
| WELLS FARGO & COMPANY/MN | $236.0K | 1,839 | 0.00% | 5q | HELD |
| NWAM LLC | $215.0K | 1,678 | 0.04% | new | NEW |
| AMERIPRISE FINANCIAL INC | $205.0K | 1,602 | 0.00% | 2q | -21.4%-$55.9K |
| US BANCORP \DE\ | $192.0K | 1,500 | 0.00% | 5q | HELD |
| HARBOR INVESTMENT ADVISORY, LLC | $152.0K | 1,190 | 0.04% | new | FIRST |
| Advisor Group, Inc. | $117.0K | 913 | 0.00% | 5q | -12.3%-$16.4K |
| Private Capital Group, LLC | $69.0K | 542 | 0.01% | 5q | HELD |
| PNC Financial Services Group, Inc. | $62.0K | 483 | 0.00% | 5q | HELD |
| American Portfolios Advisors | $60.7K | 474 | 0.00% | 7q | -47.0%-$53.7K |
| JNBA Financial Advisors | $44.0K | 347 | 0.01% | 5q | -11.7%-$5.8K |
| Advisory Services Network, LLC | $29.0K | 227 | 0.00% | 5q | HELD |
| PROEQUITIES, INC. | $22.0K | 175 | 0.00% | 5q | -53.3%-$25.1K |
| Total Clarity Wealth Management, Inc. | $21.0K | 162 | 0.02% | new | FIRST |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q4 2019 | 24 | $15.3M | 119,698 | 1 | 5 | 11 | 0.0% |
| Q3 2019 | 23 | $10.8M | 100,183 | 3 | 7 | 5 | 0.0% |
| Q2 2019 | 22 | $11.8M | 99,007 | 2 | 5 | 7 | 0.0% |
| Q1 2019 | 21 | $10.5M | 95,465 | 1 | 4 | 7 | 0.0% |
| Q4 2018 | 23 | $8.4M | 96,035 | 0 | 0 | 1 | 0.0% |