DIREXION SHS ETF TR (DUSTXXXX)
Institutional ownership reported to the SEC as of Q1 2020, across 6 quarters.
20
Reporting holders
$23.7M
Reported value
28.0%
Calls
21.0%
Puts
+3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $6.5M | options only | 0.00% | 6q | OPTIONS |
| HRT FINANCIAL LLC | $4.9M | 1,625,830 | 0.32% | 6q | +965.5%+$4.4M |
| CITADEL ADVISORS LLC | $3.6M | 425,014 | 0.00% | 6q | -34.7%-$1.9M |
| CIBC World Markets Inc. | $3.5M | 46,290 | 0.02% | new | NEW |
| GMT CAPITAL CORP | $2.7M | 900,400 | 0.15% | new | NEW |
| Ionic Capital Management LLC | $2.0M | 300,500 | 1.59% | new | NEW |
| Cutler Group LP | $894.0K | 35,472 | 0.05% | 6q | +1044.3%+$815.9K |
| CREDIT SUISSE AG/ | $871.0K | 289,524 | 0.00% | new | NEW |
| BARCLAYS PLC | $629.0K | 13,401 | 0.00% | 6q | HELD |
| JANE STREET GROUP, LLC | $425.0K | options only | 0.00% | 6q | OPTIONS |
| Banque Cantonale Vaudoise | $336.0K | 111,697 | 0.03% | new | NEW |
| TWO SIGMA SECURITIES, LLC | $318.0K | 105,572 | 0.01% | 3q | +93.7%+$153.8K |
| Integrated Advisors Network LLC | $286.0K | 95,100 | 0.06% | new | NEW |
| MORGAN STANLEY | $89.0K | 29,649 | 0.00% | 10q | -97.0%-$2.9M |
| FLOW TRADERS U.S. LLC | $70.0K | 23,200 | 0.00% | new | NEW |
| Tower Research Capital LLC (TRC) | $56.0K | 18,575 | 0.00% | 3q | HELD |
| UBS Group AG | $54.0K | 17,989 | 0.00% | 3q | +33.3%+$13.5K |
| EXANE DERIVATIVES | $36.1K | 12,000 | 0.01% | new | NEW |
| JPMORGAN CHASE & CO | $36.0K | 11,800 | 0.00% | 6q | +35.2%+$9.4K |
| HAP Trading, LLC | $13.0K | options only | 0.00% | 5q | OPTIONS |
| PRELUDE CAPITAL MANAGEMENT, LLC | $1.0K | options only | 0.00% | new | OPTIONS |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2020 | 20 | $23.7M | 4,015,723 | 8 | 5 | 3 | 49.0% |
| Q4 2019 | 17 | $41.1M | 2,908,002 | 0 | 5 | 7 | 60.2% |
| Q3 2019 | 25 | $82.6M | 4,714,980 | 9 | 6 | 5 | 53.0% |
| Q2 2019 | 20 | $151.9M | 2,923,935 | 3 | 3 | 12 | 78.1% |
| Q1 2019 | 22 | $143.8M | 3,640,261 | 7 | 9 | 2 | 54.2% |
| Q4 2018 | 21 | $147.7M | 2,631,547 | 2 | 0 | 1 | 59.3% |