HolderBook

NORTHERN LIGHTS FD TR (DUKZ)

Institutional ownership reported to the SEC as of Q2 2026, across 8 quarters.

15
Reporting holders
$34.6M
Reported value
0.0%
Held as options
+3
Holder change

Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.

Holders

FilerValueShares Their book Held Change
Spartan Wealth Advisory Services LLC$10.4M407,8070.86%2q+0.8%+$84.2K
VestGen Advisors, LLC$8.5M332,5450.25%2q+4.7%+$384.6K
ENVESTNET ASSET MANAGEMENT INC$6.0M235,9180.00%3q+21.8%+$1.1M
COMMONWEALTH EQUITY SERVICES, LLC$2.5M97,5630.00%6q+469.4%+$2.1M
Independent Wealth Network Inc.$2.0M79,9500.52%newNEW
INDEPENDENT FINANCIAL GROUP, LLC$1.7M64,7260.03%3q+31.1%+$393.6K
BUILDER INVESTMENT GROUP INC /ADV$1.0M40,2540.20%newNEW
Mutual Advisors, LLC$793.0K30,9510.01%4q+39.0%+$222.6K
SUSQUEHANNA INTERNATIONAL GROUP, LLP$350.2K13,6680.00%newNEW
Envestnet Portfolio Solutions, Inc.$258.8K10,1010.00%3qHELD
OSAIC HOLDINGS, INC.$256.2K10,0000.00%newNEW
Ocean Park Asset Management, LLC$228.3K8,9110.01%3q+3.2%+$7.2K
SIGNATURE ESTATE & INVESTMENT ADVISORS LLC$226.1K8,8240.00%2q-43.3%-$172.8K
JANE STREET GROUP, LLC$202.3K7,8970.00%newNEW
Cambridge Investment Research Advisors, Inc.$6.7K262,6320.01%8q+763.2%+$5.9K
HARBOUR INVESTMENTS, INC.$2.5K970.00%8q-83.8%-$12.8K
PARK AVENUE SECURITIES LLC$26710,4030.00%2q+7.8%

Quarter by quarter

Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.

QuarterHoldersValue SharesNewAdded TrimmedOptions
Q2 202615$34.6M1,349,2125720.0%
Q1 202612$26.2M1,043,7384410.0%
Q4 20259$6.5M256,8405300.0%
Q3 20254$241.1K9,4061010.0%
Q2 20253$20.0K8030010.0%
Q1 20254$225.9K9,0722000.0%
Q4 20243$507.2K53,1130300.0%
Q3 20244$436.3K36,3304000.0%