NORTHERN LIGHTS FD TR (DUKX)
Institutional ownership reported to the SEC as of Q2 2026, across 8 quarters.
2
Reporting holders
$958.0K
Reported value
0.0%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | $754.4K | 26,501 | 0.00% | 4q | -1.4%-$10.7K |
| J2 Capital Management Inc | $203.5K | 7,150 | 0.14% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 2 | $958.0K | 33,651 | 1 | 0 | 1 | 0.0% |
| Q1 2026 | 1 | $718.5K | 26,876 | 0 | 0 | 0 | 0.0% |
| Q4 2025 | 3 | $969.7K | 37,343 | 0 | 1 | 1 | 0.0% |
| Q3 2025 | 3 | $960.6K | 37,609 | 1 | 0 | 1 | 0.0% |
| Q2 2025 | 2 | $251.5K | 10,510 | 0 | 0 | 2 | 0.0% |
| Q1 2025 | 3 | $778.2K | 32,961 | 0 | 2 | 1 | 0.0% |
| Q4 2024 | 3 | $558.7K | 23,254 | 2 | 1 | 0 | 0.0% |
| Q3 2024 | 1 | $2.6K | 100 | 1 | 0 | 0 | 0.0% |