NORTHERN LIGHTS FD TR (DUKQ)
Institutional ownership reported to the SEC as of Q2 2026, across 8 quarters.
4
Reporting holders
$7.6M
Reported value
0.0%
Held as options
-2
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Sigma Planning Corp | $7.0M | 220,883 | 0.18% | 7q | HELD |
| MML INVESTORS SERVICES, LLC | $608.7K | 19,135 | 0.00% | 4q | -1.7%-$10.3K |
| OSAIC HOLDINGS, INC. | $4.8K | 150 | 0.00% | 7q | HELD |
| Cambridge Investment Research Advisors, Inc. | $3.9K | 122,568 | 0.00% | 7q | +73.8%+$1.7K |
| HARBOUR INVESTMENTS, INC. | $3.1K | 99 | 0.00% | 8q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 4 | $7.6M | 240,267 | 0 | 0 | 1 | 0.0% |
| Q1 2026 | 6 | $6.8M | 250,473 | 0 | 1 | 2 | 0.0% |
| Q4 2025 | 9 | $7.6M | 271,357 | 2 | 1 | 1 | 0.0% |
| Q3 2025 | 6 | $7.0M | 252,665 | 1 | 0 | 1 | 0.0% |
| Q2 2025 | 6 | $6.0M | 234,361 | 1 | 1 | 2 | 0.0% |
| Q1 2025 | 9 | $8.0M | 316,709 | 1 | 2 | 2 | 0.0% |
| Q4 2024 | 8 | $7.5M | 282,457 | 6 | 1 | 0 | 0.0% |
| Q3 2024 | 2 | $246.5K | 9,405 | 2 | 0 | 0 | 0.0% |