NORTHERN LIGHTS FD TR (DUKH)
Institutional ownership reported to the SEC as of Q2 2026, across 20 quarters.
6
Reporting holders
$14.0M
Reported value
0.0%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| VestGen Advisors, LLC | $8.4M | 352,357 | 0.25% | 2q | +4.4%+$357.9K |
| ENVESTNET ASSET MANAGEMENT INC | $2.8M | 118,302 | 0.00% | 7q | +8.8%+$229.4K |
| Independent Wealth Network Inc. | $2.3M | 97,115 | 0.59% | new | NEW |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $236.2K | 9,880 | 0.00% | 4q | -27.4%-$89.2K |
| OSAIC HOLDINGS, INC. | $123.4K | 5,150 | 0.00% | 6q | +3333.3%+$119.8K |
| Steward Partners Investment Advisory, LLC | $24.0K | 1,000 | 0.00% | 2q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 6 | $14.0M | 583,804 | 1 | 3 | 1 | 0.0% |
| Q1 2026 | 6 | $11.1M | 462,714 | 3 | 1 | 2 | 0.0% |
| Q4 2025 | 4 | $3.2M | 130,688 | 0 | 3 | 1 | 0.0% |
| Q3 2025 | 5 | $1.8M | 75,246 | 1 | 0 | 3 | 0.0% |
| Q2 2025 | 5 | $1.6M | 66,809 | 2 | 0 | 2 | 0.0% |
| Q1 2025 | 4 | $2.0M | 126,728 | 1 | 1 | 1 | 0.0% |
| Q4 2024 | 3 | $599.4K | 70,769 | 2 | 1 | 0 | 0.0% |
| Q3 2024 | 2 | $211.9K | 25,833 | 2 | 0 | 0 | 0.0% |
| Q3 2021 | 3 | $7.9M | 311,232 | 0 | 1 | 0 | 0.0% |
| Q2 2021 | 4 | $8.2M | 308,540 | 1 | 0 | 1 | 0.0% |
| Q1 2021 | 4 | $8.0M | 307,883 | 1 | 1 | 0 | 0.0% |
| Q4 2020 | 4 | $8.3M | 308,721 | 1 | 2 | 0 | 0.0% |
| Q3 2020 | 3 | $7.6M | 299,957 | 0 | 1 | 0 | 0.0% |
| Q2 2020 | 3 | $7.0M | 273,589 | 0 | 1 | 0 | 0.0% |
| Q1 2020 | 4 | $6.3M | 255,867 | 1 | 1 | 0 | 0.0% |
| Q4 2019 | 3 | $6.4M | 248,802 | 0 | 1 | 0 | 0.0% |
| Q3 2019 | 5 | $7.2M | 277,587 | 0 | 1 | 2 | 0.0% |
| Q2 2019 | 5 | $6.8M | 272,737 | 0 | 1 | 1 | 0.0% |
| Q1 2019 | 5 | $6.5M | 263,322 | 0 | 1 | 1 | 0.0% |
| Q4 2018 | 5 | $6.7M | 293,352 | 0 | 0 | 0 | 0.0% |