ALPHA ARCHITECT ETF TR (DUDE)
Institutional ownership reported to the SEC as of Q3 2023, across 12 quarters.
6
Reporting holders
$1.4M
Reported value
0.0%
Held as options
+1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| American Trust | $547.2K | 9,095 | 0.04% | new | NEW |
| Empirical Finance, LLC | $485.3K | 23,850 | 0.04% | 10q | -51.0%-$504.2K |
| GTS SECURITIES LLC | $233.3K | 11,463 | 0.00% | 2q | +15.8%+$31.8K |
| Householder Group Estate & Retirement Specialist, LLC | $76.5K | 3,758 | 0.03% | 2q | -50.1%-$76.8K |
| Avior Wealth Management, LLC | $20.4K | 1,000 | 0.00% | new | NEW |
| JANICZEK WEALTH MANAGEMENT, LLC | $2.6K | 126 | 0.00% | 12q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2023 | 6 | $1.4M | 49,292 | 2 | 1 | 2 | 0.0% |
| Q2 2023 | 5 | $1.5M | 71,181 | 0 | 0 | 2 | 0.0% |
| Q1 2023 | 7 | $2.2M | 87,416 | 1 | 2 | 3 | 0.0% |
| Q4 2022 | 7 | $2.9M | 107,291 | 2 | 1 | 3 | 0.0% |
| Q3 2022 | 10 | $23.9M | 1,087,464 | 1 | 2 | 4 | 0.0% |
| Q2 2022 | 13 | $77.1M | 3,241,085 | 1 | 2 | 6 | 0.0% |
| Q1 2022 | 13 | $100.0M | 3,762,260 | 3 | 2 | 4 | 0.0% |
| Q4 2021 | 9 | $100.7M | 3,456,980 | 2 | 2 | 3 | 0.0% |
| Q3 2021 | 7 | $90.9M | 3,374,645 | 0 | 3 | 2 | 0.0% |
| Q2 2021 | 10 | $96.0M | 3,444,604 | 3 | 2 | 3 | 0.0% |
| Q1 2021 | 9 | $73.1M | 2,737,167 | 7 | 0 | 0 | 0.0% |
| Q4 2020 | 1 | $13.0K | 500 | 1 | 0 | 0 | 0.0% |