DUFF & PHELPS SLT ENGY AND M (DSEXXXX)
Institutional ownership reported to the SEC as of Q3 2020, across 8 quarters.
24
Reporting holders
$1.5M
Reported value
0.0%
Calls
0.0%
Puts
-2
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| CSS LLC/IL | $514.0K | 1,468,434 | 0.02% | 2q | +592.9%+$439.8K |
| Clough Capital Partners L P | $230.0K | 656,213 | 0.02% | new | NEW |
| Advisors Asset Management, Inc. | $211.0K | 602,654 | 0.00% | 9q | -48.3%-$196.8K |
| GUGGENHEIM CAPITAL LLC | $124.0K | 355,225 | 0.00% | 8q | -35.1%-$67.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $114.0K | 324,718 | 0.00% | 3q | +270.2%+$83.2K |
| WOLVERINE ASSET MANAGEMENT LLC | $93.0K | 266,052 | 0.00% | 2q | +218.3%+$63.8K |
| Invesco Ltd. | $27.0K | 76,173 | 0.00% | 8q | -43.6%-$20.8K |
| WELLS FARGO & COMPANY/MN | $25.0K | 71,169 | 0.00% | 8q | -8.9%-$2.4K |
| HORIZON KINETICS ASSET MANAGEMENT LLC | $25.0K | 71,842 | 0.00% | 7q | -1.4% |
| UBS Group AG | $22.0K | 63,967 | 0.00% | 8q | -38.3%-$13.6K |
| MORGAN STANLEY | $20.0K | 57,600 | 0.00% | 12q | -23.7%-$6.2K |
| SIT INVESTMENT ASSOCIATES INC | $19.0K | 55,504 | 0.00% | 2q | HELD |
| Integrated Advisors Network LLC | $9.0K | 24,739 | 0.00% | 4q | HELD |
| HSBC HOLDINGS PLC | $7.0K | 20,510 | 0.00% | 3q | HELD |
| LPL Financial LLC | $7.0K | 20,931 | 0.00% | 8q | HELD |
| ADVISOR GROUP HOLDINGS, INC. | $7.0K | 20,205 | 0.00% | 3q | -40.9%-$4.9K |
| BANK OF AMERICA CORP /DE/ | $6.0K | 19,157 | 0.00% | 8q | +4.1% |
| CITADEL ADVISORS LLC | $5.0K | 14,546 | 0.00% | 2q | -24.3%-$1.6K |
| Creative Planning | $5.0K | 12,983 | 0.00% | new | NEW |
| RAYMOND JAMES & ASSOCIATES | $4.0K | 10,475 | 0.00% | 8q | HELD |
| ROYAL BANK OF CANADA | $2.0K | 5,972 | 0.00% | 8q | -70.3%-$4.7K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $1.0K | 2,500 | 0.00% | 8q | HELD |
| HARBOR INVESTMENT ADVISORY, LLC | $1.0K | 3,000 | 0.00% | 4q | HELD |
| Anchor Investment Management, LLC | $512 | 1,462 | 0.00% | 12q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2020 | 24 | $1.5M | 4,226,031 | 2 | 4 | 10 | 0.0% |
| Q2 2020 | 26 | $1.6M | 2,896,323 | 6 | 3 | 11 | 0.0% |
| Q1 2020 | 27 | $1.6M | 4,356,143 | 5 | 7 | 9 | 0.0% |
| Q4 2019 | 32 | $15.1M | 3,943,389 | 7 | 7 | 9 | 0.0% |
| Q3 2019 | 28 | $21.1M | 4,651,747 | 4 | 5 | 11 | 0.0% |
| Q2 2019 | 26 | $23.1M | 4,741,227 | 2 | 5 | 8 | 0.0% |
| Q1 2019 | 33 | $24.7M | 4,927,663 | 4 | 12 | 8 | 0.0% |
| Q4 2018 | 38 | $19.2M | 4,880,492 | 0 | 1 | 1 | 0.0% |