DUFF & PHELPS SLT ENGY AND M (DSEXXXX)
Institutional ownership reported to the SEC as of Q3 2020, across 8 quarters.
24
Reporting holders
$1.5M
Reported value
0.0%
Held as options
-2
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| CSS LLC/IL | $514.0K | 1,468,434 | 0.02% | 2q | +592.9%+$439.8K |
| Clough Capital Partners L P | $230.0K | 656,213 | 0.02% | new | NEW |
| Advisors Asset Management, Inc. | $211.0K | 602,654 | 0.00% | 9q | -48.3%-$196.8K |
| GUGGENHEIM CAPITAL LLC | $124.0K | 355,225 | 0.00% | 8q | -35.1%-$67.1K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $114.0K | 324,718 | 0.00% | 3q | +270.2%+$83.2K |
| WOLVERINE ASSET MANAGEMENT LLC | $93.0K | 266,052 | 0.00% | 2q | +218.3%+$63.8K |
| Invesco Ltd. | $27.0K | 76,173 | 0.00% | 8q | -43.6%-$20.8K |
| WELLS FARGO & COMPANY/MN | $25.0K | 71,169 | 0.00% | 8q | -8.9%-$2.4K |
| HORIZON KINETICS ASSET MANAGEMENT LLC | $25.0K | 71,842 | 0.00% | 7q | -1.4% |
| UBS Group AG | $22.0K | 63,967 | 0.00% | 8q | -38.3%-$13.6K |
| MORGAN STANLEY | $20.0K | 57,600 | 0.00% | 12q | -23.7%-$6.2K |
| SIT INVESTMENT ASSOCIATES INC | $19.0K | 55,504 | 0.00% | 2q | HELD |
| Integrated Advisors Network LLC | $9.0K | 24,739 | 0.00% | 4q | HELD |
| HSBC HOLDINGS PLC | $7.0K | 20,510 | 0.00% | 3q | HELD |
| LPL Financial LLC | $7.0K | 20,931 | 0.00% | 8q | HELD |
| ADVISOR GROUP HOLDINGS, INC. | $7.0K | 20,205 | 0.00% | 3q | -40.9%-$4.9K |
| BANK OF AMERICA CORP /DE/ | $6.0K | 19,157 | 0.00% | 8q | +4.1% |
| CITADEL ADVISORS LLC | $5.0K | 14,546 | 0.00% | 2q | -24.3%-$1.6K |
| Creative Planning | $5.0K | 12,983 | 0.00% | new | NEW |
| RAYMOND JAMES & ASSOCIATES | $4.0K | 10,475 | 0.00% | 8q | HELD |
| ROYAL BANK OF CANADA | $2.0K | 5,972 | 0.00% | 8q | -70.3%-$4.7K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $1.0K | 2,500 | 0.00% | 8q | HELD |
| HARBOR INVESTMENT ADVISORY, LLC | $1.0K | 3,000 | 0.00% | 4q | HELD |
| Anchor Investment Management, LLC | $512 | 1,462 | 0.00% | 12q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2020 | 24 | $1.5M | 4,226,031 | 2 | 4 | 10 | 0.0% |
| Q2 2020 | 26 | $1.6M | 2,896,323 | 6 | 3 | 11 | 0.0% |
| Q1 2020 | 27 | $1.6M | 4,356,143 | 5 | 7 | 9 | 0.0% |
| Q4 2019 | 32 | $15.1M | 3,943,389 | 7 | 7 | 9 | 0.0% |
| Q3 2019 | 28 | $21.1M | 4,651,747 | 4 | 5 | 11 | 0.0% |
| Q2 2019 | 26 | $23.1M | 4,741,227 | 2 | 5 | 8 | 0.0% |
| Q1 2019 | 33 | $24.7M | 4,927,663 | 4 | 12 | 8 | 0.0% |
| Q4 2018 | 38 | $19.2M | 4,880,492 | 0 | 1 | 1 | 0.0% |