DUFF & PHELPS SLT ENGY AND M (DSE)
Institutional ownership reported to the SEC as of Q1 2021, across 2 quarters.
22
Reporting holders
$5.2M
Reported value
0.0%
Calls
0.0%
Puts
+4
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| CSS LLC/IL | $3.5M | 474,738 | 0.14% | 2q | +218.9%+$2.4M |
| Clough Capital Partners L P | $589.0K | 80,070 | 0.03% | 2q | +122.5%+$324.3K |
| WOLVERINE ASSET MANAGEMENT LLC | $380.0K | 51,783 | 0.00% | 2q | +14.9%+$49.2K |
| Matisse Capital | $190.0K | 26,044 | 0.03% | 2q | +100.0%+$95.0K |
| GUGGENHEIM CAPITAL LLC | $139.0K | 18,896 | 0.00% | 2q | -21.0%-$37.0K |
| Bulldog Investors, LLP | $101.0K | 13,748 | 0.03% | new | NEW |
| Gladstone Institutional Advisory LLC | $93.0K | 12,625 | 0.01% | new | NEW |
| SIT INVESTMENT ASSOCIATES INC | $48.0K | 6,539 | 0.00% | 2q | +34.6%+$12.3K |
| WELLS FARGO & COMPANY/MN | $42.0K | 5,730 | 0.00% | 2q | -5.5%-$2.4K |
| Advisors Asset Management, Inc. | $29.0K | 3,888 | 0.00% | 2q | -90.4%-$272.1K |
| BANK OF AMERICA CORP /DE/ | $23.0K | 3,175 | 0.00% | 2q | -8.0%-$2.0K |
| MORGAN STANLEY | $18.0K | 2,505 | 0.00% | 2q | -21.6%-$5.0K |
| ADVISOR GROUP HOLDINGS, INC. | $8.0K | 1,100 | 0.00% | 2q | -30.6%-$3.5K |
| UBS Group AG | $6.0K | 876 | 0.00% | 2q | -19.6%-$1.5K |
| Spire Wealth Management | $6.0K | 800 | 0.00% | new | FIRST |
| Steward Partners Investment Advisory, LLC | $2.4K | 328 | 0.00% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $2.0K | 250 | 0.00% | 2q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $2.0K | 429 | 0.00% | 2q | HELD |
| US BANCORP \DE\ | $1.0K | 75 | 0.00% | new | NEW |
| Sugarloaf Wealth Management, LLC | $1.0K | 100 | 0.00% | new | NEW |
| TFO-TDC, LLC | $1.0K | 129 | 0.00% | new | NEW |
| BDO Wealth Advisors, LLC | $1.0K | 80 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2021 | 22 | $5.2M | 703,908 | 7 | 5 | 7 | 0.0% |
| Q4 2020 | 18 | $1.7M | 345,751 | 18 | 0 | 0 | 0.0% |