DUFF & PHELPS SLT ENGY AND M (DSE)
Institutional ownership reported to the SEC as of Q1 2021, across 2 quarters.
22
Reporting holders
$5.2M
Reported value
0.0%
Held as options
+4
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| CSS LLC/IL | $3.5M | 474,738 | 0.14% | 2q | +218.9%+$2.4M |
| Clough Capital Partners L P | $589.0K | 80,070 | 0.03% | 2q | +122.5%+$324.3K |
| WOLVERINE ASSET MANAGEMENT LLC | $380.0K | 51,783 | 0.00% | 2q | +14.9%+$49.2K |
| Matisse Capital | $190.0K | 26,044 | 0.03% | 2q | +100.0%+$95.0K |
| GUGGENHEIM CAPITAL LLC | $139.0K | 18,896 | 0.00% | 2q | -21.0%-$37.0K |
| Bulldog Investors, LLP | $101.0K | 13,748 | 0.03% | new | NEW |
| Gladstone Institutional Advisory LLC | $93.0K | 12,625 | 0.01% | new | NEW |
| SIT INVESTMENT ASSOCIATES INC | $48.0K | 6,539 | 0.00% | 2q | +34.6%+$12.3K |
| WELLS FARGO & COMPANY/MN | $42.0K | 5,730 | 0.00% | 2q | -5.5%-$2.4K |
| Advisors Asset Management, Inc. | $29.0K | 3,888 | 0.00% | 2q | -90.4%-$272.1K |
| BANK OF AMERICA CORP /DE/ | $23.0K | 3,175 | 0.00% | 2q | -8.0%-$2.0K |
| MORGAN STANLEY | $18.0K | 2,505 | 0.00% | 2q | -21.6%-$5.0K |
| ADVISOR GROUP HOLDINGS, INC. | $8.0K | 1,100 | 0.00% | 2q | -30.6%-$3.5K |
| UBS Group AG | $6.0K | 876 | 0.00% | 2q | -19.6%-$1.5K |
| Spire Wealth Management | $6.0K | 800 | 0.00% | new | FIRST |
| Steward Partners Investment Advisory, LLC | $2.4K | 328 | 0.00% | new | NEW |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $2.0K | 250 | 0.00% | 2q | HELD |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC | $2.0K | 429 | 0.00% | 2q | HELD |
| US BANCORP \DE\ | $1.0K | 75 | 0.00% | new | NEW |
| Sugarloaf Wealth Management, LLC | $1.0K | 100 | 0.00% | new | NEW |
| TFO-TDC, LLC | $1.0K | 129 | 0.00% | new | NEW |
| BDO Wealth Advisors, LLC | $1.0K | 80 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2021 | 22 | $5.2M | 703,908 | 7 | 5 | 7 | 0.0% |
| Q4 2020 | 18 | $1.7M | 345,751 | 18 | 0 | 0 | 0.0% |