WESTERN ASSET MTG DEFINED OP (DMO)
Institutional ownership reported to the SEC as of Q2 2026, across 31 quarters.
39
Reporting holders
$25.7M
Reported value
0.0%
Held as options
+2
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| ROYAL BANK OF CANADA | $4.3M | 397,812 | 0.00% | 31q | -1.0%-$44.3K |
| LPL Financial LLC | $3.0M | 279,605 | 0.00% | 18q | -1.7%-$53.2K |
| GUGGENHEIM CAPITAL LLC | $2.0M | 185,115 | 0.01% | 23q | +37.6%+$541.3K |
| Baird Financial Group, Inc. | $2.0M | 182,317 | 0.00% | 17q | +35.6%+$513.1K |
| ENVESTNET ASSET MANAGEMENT INC | $1.8M | 167,508 | 0.00% | 24q | -26.1%-$632.2K |
| RAYMOND JAMES FINANCIAL INC | $1.7M | 160,702 | 0.00% | 7q | +8.6%+$135.6K |
| MORGAN STANLEY | $1.7M | 154,799 | 0.00% | 35q | -20.6%-$429.6K |
| Advisors Asset Management, Inc. | $1.6M | 151,129 | 0.02% | new | NEW |
| Venture Visionary Partners LLC | $1.3M | 125,019 | 0.04% | 10q | HELD |
| RIVERBRIDGE PARTNERS LLC | $689.7K | 64,397 | 0.02% | new | NEW |
| Thomas J. Herzfeld Advisors, Inc. | $671.1K | 62,657 | 0.21% | 26q | -45.5%-$559.4K |
| ROBINSON CAPITAL MANAGEMENT, LLC | $575.0K | 53,687 | 0.25% | 10q | HELD |
| NewEdge Advisors, LLC | $466.1K | 43,521 | 0.00% | new | NEW |
| Aviance Capital Partners, LLC | $451.8K | 42,188 | 0.05% | 12q | +2.5%+$10.9K |
| Noble Wealth Management PBC | $426.7K | 39,837 | 0.19% | 5q | +14.5%+$54.0K |
| OSAIC HOLDINGS, INC. | $398.8K | 37,234 | 0.00% | 26q | -10.5%-$46.6K |
| COMMONWEALTH EQUITY SERVICES, LLC | $334.4K | 31,223 | 0.00% | 31q | -8.1%-$29.6K |
| HighTower Advisors, LLC | $307.4K | 28,700 | 0.00% | new | NEW |
| CITADEL ADVISORS LLC | $303.9K | 28,371 | 0.00% | new | NEW |
| SeaCrest Wealth Management, LLC | $277.2K | 25,887 | 0.03% | 18q | -17.2%-$57.8K |
| CoreCap Advisors, LLC | $186.4K | 17,400 | 0.01% | 10q | +171.9%+$117.8K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $186.2K | 17,389 | 0.00% | 2q | +22.3%+$33.9K |
| Equitable Holdings, Inc. | $185.8K | 17,344 | 0.00% | 2q | +49.3%+$61.4K |
| BANK OF AMERICA CORP /DE/ | $175.1K | 16,348 | 0.00% | 31q | -4.4%-$8.2K |
| INTEGRATED CAPITAL MANAGEMENT, INC. | $173.7K | 16,217 | 0.12% | 21q | -7.7%-$14.4K |
| OPPENHEIMER & CO INC | $166.0K | 15,500 | 0.00% | 26q | HELD |
| UBS Group AG | $143.8K | 13,429 | 0.00% | 31q | -3.6%-$5.4K |
| MML INVESTORS SERVICES, LLC | $141.1K | 13,173 | 0.00% | 31q | +23.8%+$27.1K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $55.7K | 5,200 | 0.00% | 29q | -7.1%-$4.3K |
| Integrated Wealth Concepts LLC | $31.6K | 2,948 | 0.00% | new | NEW |
| HIGHLINE WEALTH PARTNERS LLC | $13.2K | 1,230 | 0.00% | 4q | HELD |
| Steward Partners Investment Advisory, LLC | $10.7K | 1,000 | 0.00% | 25q | HELD |
| Key Financial Inc | $5.4K | 500 | 0.00% | new | NEW |
| Rockefeller Capital Management L.P. | $3.4K | 314 | 0.00% | 4q | -47.9%-$3.1K |
| BNP PARIBAS FINANCIAL MARKETS | $3.3K | 307 | 0.00% | 4q | -2.8% |
| PARK AVENUE SECURITIES LLC | $898 | 83,883 | 0.01% | 24q | +1.6% |
| Cambridge Investment Research Advisors, Inc. | $780 | 72,788 | 0.00% | 31q | +100.5% |
| SIT INVESTMENT ASSOCIATES INC | $712 | 66,521 | 0.01% | 2q | -26.3% |
| JFS WEALTH ADVISORS, LLC | $343 | 32 | 0.00% | new | NEW |
| Janney Montgomery Scott LLC | $113 | 10,551 | 0.00% | 2q | HELD |
| FIFTH THIRD BANCORP | $75 | 7 | 0.00% | 2q | -97.0%-$2.4K |
| CITIGROUP INC | $43 | 4 | 0.00% | 15q | HELD |
| PIN OAK INVESTMENT ADVISORS INC | $13 | 1,180 | 0.00% | 15q | +100.0% |
| WELLS FARGO & COMPANY/MN | $8 | 1 | 0.00% | 13q | -50.0% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 39 | $25.7M | 2,400,051 | 8 | 9 | 16 | 0.0% |
| Q1 2026 | 37 | $23.3M | 2,165,298 | 5 | 10 | 10 | 0.0% |
| Q4 2025 | 40 | $23.2M | 2,095,555 | 4 | 13 | 11 | 0.0% |
| Q3 2025 | 39 | $25.6M | 2,183,088 | 7 | 10 | 10 | 0.0% |
| Q2 2025 | 30 | $31.5M | 2,634,230 | 1 | 12 | 10 | 0.0% |
| Q1 2025 | 34 | $27.5M | 2,324,615 | 3 | 18 | 8 | 0.0% |
| Q4 2024 | 33 | $25.9M | 2,198,519 | 1 | 16 | 8 | 0.0% |
| Q3 2024 | 37 | $23.8M | 1,987,191 | 2 | 10 | 12 | 0.0% |
| Q2 2024 | 40 | $26.8M | 2,248,490 | 3 | 11 | 18 | 0.0% |
| Q1 2024 | 39 | $42.7M | 3,646,675 | 8 | 11 | 13 | 0.0% |
| Q4 2023 | 37 | $34.2M | 3,063,115 | 1 | 17 | 10 | 0.0% |
| Q3 2023 | 40 | $30.9M | 2,884,325 | 5 | 14 | 14 | 0.0% |
| Q2 2023 | 40 | $31.7M | 2,994,535 | 5 | 11 | 13 | 0.0% |
| Q1 2023 | 39 | $27.2M | 2,597,231 | 5 | 12 | 13 | 0.0% |
| Q4 2022 | 38 | $24.3M | 2,401,387 | 8 | 13 | 10 | 0.0% |
| Q3 2022 | 44 | $38.7M | 3,484,288 | 0 | 19 | 14 | 0.0% |
| Q2 2022 | 51 | $39.4M | 3,372,414 | 10 | 18 | 14 | 0.0% |
| Q1 2022 | 45 | $40.9M | 3,056,044 | 7 | 14 | 13 | 0.0% |
| Q4 2021 | 43 | $43.7M | 2,870,301 | 4 | 14 | 11 | 0.0% |
| Q3 2021 | 42 | $42.8M | 2,772,756 | 1 | 17 | 13 | 0.0% |
| Q2 2021 | 43 | $39.7M | 2,545,532 | 3 | 15 | 16 | 0.0% |
| Q1 2021 | 44 | $34.4M | 2,346,173 | 4 | 12 | 18 | 0.0% |
| Q4 2020 | 45 | $36.5M | 2,574,793 | 7 | 19 | 13 | 0.0% |
| Q3 2020 | 42 | $32.4M | 2,465,126 | 4 | 13 | 16 | 0.0% |
| Q2 2020 | 39 | $30.3M | 2,070,276 | 9 | 12 | 11 | 0.0% |
| Q1 2020 | 32 | $20.3M | 1,587,896 | 6 | 12 | 6 | 0.0% |
| Q4 2019 | 34 | $29.6M | 1,460,707 | 6 | 11 | 12 | 0.0% |
| Q3 2019 | 30 | $26.4M | 1,212,665 | 1 | 15 | 11 | 0.0% |
| Q2 2019 | 32 | $26.4M | 1,235,530 | 6 | 11 | 9 | 0.0% |
| Q1 2019 | 31 | $21.2M | 1,019,016 | 6 | 15 | 6 | 0.0% |
| Q4 2018 | 27 | $20.2M | 986,328 | 0 | 1 | 3 | 0.0% |