SIMPLIFY EXCHANGE TRADED FUN (CTA)
Institutional ownership reported to the SEC as of Q2 2026, across 18 quarters.
243
Reporting holders
$1.0B
Reported value
0.1%
Held as options
+11
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | $134.1M | 5,171,126 | 0.01% | 10q | +15.7%+$18.2M |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $75.4M | 3,099,211 | 0.13% | 10q | +47.2%+$24.2M |
| CITIGROUP INC | $55.0M | 2,121,200 | 0.02% | 3q | +57.6%+$20.1M |
| Boothe Investment Group, Inc. | $45.2M | 1,741,958 | 14.24% | 5q | HELD |
| LPL Financial LLC | $38.3M | 1,475,530 | 0.01% | 14q | +40.0%+$10.9M |
| ENVESTNET ASSET MANAGEMENT INC | $30.1M | 1,160,469 | 0.01% | 17q | -9.0%-$3.0M |
| AE Wealth Management LLC | $26.0M | 1,001,267 | 0.12% | 8q | +6.6%+$1.6M |
| Independence Wealth Advisors, LLC | $25.3M | 973,762 | 12.67% | 3q | +2.3%+$578.2K |
| IAG Wealth Partners, LLC | $21.3M | 821,040 | 2.11% | 4q | +3.3%+$679.1K |
| UBS Group AG | $20.9M | 804,759 | 0.00% | 6q | -0.6%-$130.1K |
| ASSETMARK, INC | $16.1M | 620,809 | 0.03% | 3q | +18.0%+$2.5M |
| Deane Retirement Strategies, Inc. | $15.5M | 597,723 | 6.56% | 10q | +49.7%+$5.1M |
| HighTower Advisors, LLC | $14.0M | 538,438 | 0.01% | 8q | -21.2%-$3.8M |
| ABBINGTON INVESTMENT GROUP | $13.9M | 537,313 | 8.87% | 4q | +4.8%+$639.4K |
| Beacon Capital Management, Inc. | $13.7M | 528,537 | 0.83% | 8q | +51.4%+$4.7M |
| Pasadena Private Wealth, LLC | $13.3M | 512,694 | 1.69% | 7q | -2.1%-$284.9K |
| Altiora Financial Group, LLC | $13.1M | 503,393 | 2.06% | 8q | -20.1%-$3.3M |
| Fielder Capital Group LLC | $12.6M | 486,636 | 2.73% | 5q | +4.0%+$480.2K |
| Compound Planning, Inc. | $12.0M | 463,212 | 0.31% | 4q | +24.6%+$2.4M |
| TRUIST FINANCIAL CORP | $11.8M | 455,688 | 0.01% | 16q | +19.3%+$1.9M |
| &PARTNERS | $11.5M | 447,318 | 0.05% | 5q | -8.4%-$1.1M |
| New York Life Investment Management LLC | $11.3M | 434,277 | 0.08% | 10q | +7.3%+$769.1K |
| PEAK FINANCIAL ADVISORS LLC | $11.1M | 427,579 | 4.59% | 15q | -0.6%-$72.2K |
| OmniStar Financial Group, Inc. | $11.0M | 424,076 | 5.07% | 4q | +7.5%+$769.1K |
| Orion Porfolio Solutions, LLC | $10.9M | 418,318 | 0.08% | 11q | -1.3%-$142.7K |
| RAYMOND JAMES FINANCIAL INC | $10.6M | 410,108 | 0.00% | 5q | +9.9%+$955.7K |
| OSAIC HOLDINGS, INC. | $10.1M | 391,186 | 0.01% | 10q | +105.2%+$5.2M |
| Waterloo Capital, L.P. | $10.0M | 387,215 | 0.56% | 2q | +200.0%+$6.7M |
| Ferguson Shapiro LLC | $9.7M | 372,915 | 2.83% | 3q | -7.4%-$772.9K |
| THEORY FINANCIAL LLC | $9.4M | 361,176 | 2.95% | 3q | +6.8%+$596.0K |
| Elevated Capital Advisors, LLC | $9.4M | 360,978 | 2.58% | 7q | +7.8%+$678.0K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $8.8M | 340,142 | 0.00% | 5q | +2460.7%+$8.5M |
| KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | $8.4M | 324,827 | 0.03% | new | NEW |
| COWA, LLC | $8.4M | 323,481 | 2.10% | 7q | +7.4%+$575.9K |
| Clark Capital Management Group, Inc. | $8.0M | 308,885 | 0.04% | 6q | +78.2%+$3.5M |
| WELLS FARGO & COMPANY/MN | $7.3M | 279,828 | 0.00% | 8q | -51.1%-$7.6M |
| GFS Advisors, LLC | $7.1M | 815 | 0.38% | new | NEW |
| Aspen Wealth Strategies, LLC | $6.9M | 266,834 | 3.35% | 6q | +1.9%+$127.1K |
| Longview Financial Advisors, Inc. | $6.1M | 236,837 | 3.59% | 11q | +14.8%+$790.0K |
| MORGAN STANLEY | $5.8M | 223,166 | 0.00% | 11q | +18.4%+$897.7K |
| FSA Advisors, Inc. | $5.7M | 220,840 | 1.31% | 3q | +121.5%+$3.1M |
| MML INVESTORS SERVICES, LLC | $5.7M | 218,703 | 0.01% | 7q | -49.7%-$5.6M |
| Philip James Wealth Mangement, LLC | $5.2M | 198,784 | 0.58% | 7q | -7.9%-$442.0K |
| Belpointe Asset Management LLC | $5.1M | 195,637 | 0.17% | 6q | -3.3%-$172.5K |
| Key Capital Management, INC | $5.1M | 195,557 | 2.61% | 3q | +7.3%+$343.2K |
| CSS LLC/IL | $5.0M | 193,879 | 0.20% | 11q | HELD |
| PRIVATE CLIENT SERVICES, LLC | $5.0M | 192,774 | 1.31% | new | NEW |
| Kestra Advisory Services, LLC | $4.9M | 189,891 | 0.02% | 8q | -8.9%-$484.0K |
| NorthCrest Asset Manangement, LLC | $4.8M | 183,712 | 0.12% | 4q | +14.6%+$607.3K |
| MAI Capital Management | $4.8M | 183,640 | 0.02% | 4q | HELD |
| STIFEL FINANCIAL CORP | $4.3M | 167,661 | 0.00% | 6q | +1.5%+$66.4K |
| IFG Advisory, LLC | $4.2M | 161,765 | 0.15% | new | NEW |
| EXCHANGE TRADED CONCEPTS, LLC | $4.1M | 156,342 | 0.01% | 2q | +136.8%+$2.3M |
| Ascentis Wealth Management, LLC | $4.0M | 1,363,262 | 0.20% | 8q | +2391.5%+$3.8M |
| Fiduciary Alliance LLC | $4.0M | 152,629 | 0.27% | 5q | +7.3%+$270.5K |
| Vise Technologies, Inc. | $3.9M | 148,426 | 0.04% | 4q | +63.0%+$1.5M |
| Clear Creek Financial Management, LLC | $3.6M | 140,430 | 0.23% | 14q | +9.1%+$303.3K |
| HOWARD BAILEY SECURITIES, LLC | $3.6M | 139,542 | 1.36% | 8q | HELD |
| Private Advisor Group, LLC | $3.6M | 137,928 | 0.02% | 17q | +10.2%+$332.1K |
| Dynamic Advisor Solutions LLC | $3.4M | 130,771 | 0.10% | 6q | +10.9%+$332.3K |
| Atria Investments, Inc | $3.3M | 128,615 | 0.03% | 9q | -43.4%-$2.6M |
| TriaGen Wealth Management LLC | $3.3M | 126,953 | 0.82% | 4q | +7.3%+$224.8K |
| ROYAL BANK OF CANADA | $3.3M | 126,178 | 0.00% | 9q | +53.1%+$1.1M |
| Upper Left Wealth Management, LLC | $3.3M | 125,785 | 1.81% | 6q | -5.4%-$186.9K |
| Cumberland Partners Ltd | $3.2M | 125,198 | 0.21% | 6q | HELD |
| FINANCIAL DISCOVERY GROUP INC | $3.2M | 124,445 | 6.88% | 2q | +6.8%+$204.6K |
| CreativeOne Wealth, LLC | $3.1M | 121,033 | 0.07% | 10q | -24.7%-$1.0M |
| Wealth Enhancement Trust Services, Inc. | $3.1M | 115,708 | 0.18% | 3q | +85.8%+$1.4M |
| Sowell Financial Services LLC | $3.0M | 116,223 | 0.10% | new | NEW |
| B.O.S.S. Retirement Advisors, LLC | $3.0M | 116,097 | 0.81% | 7q | +6.0%+$169.6K |
| MANNING & NAPIER ADVISORS LLC | $3.0M | 115,501 | 0.04% | 5q | +50.5%+$1.0M |
| Sanctuary Advisors, LLC | $2.8M | 106,990 | 0.01% | 6q | -0.7%-$19.9K |
| Sound Financial Strategies Group, LLC | $2.7M | 104,137 | 1.72% | 4q | HELD |
| Pekin Hardy Strauss, Inc. | $2.6M | 99,648 | 0.23% | 5q | +25.5%+$524.9K |
| Cambria Investment Management, L.P. | $2.6M | 99,307 | 0.13% | 5q | +2.7%+$67.3K |
| Steward Partners Investment Advisory, LLC | $2.5M | 96,704 | 0.01% | 9q | +3.5%+$84.9K |
| Roan Capital Partners | $2.5M | 96,417 | 2.07% | 2q | +126.0%+$1.4M |
| Stratos Investment Management, LLC | $2.5M | 96,346 | 0.09% | 6q | +1.6%+$39.3K |
| Ameritas Advisory Services, LLC | $2.4M | 94,184 | 0.05% | new | NEW |
| Empirical Asset Management, LLC | $2.4M | 92,415 | 0.54% | 4q | +16.0%+$330.9K |
| Baird Financial Group, Inc. | $2.2M | 84,463 | 0.00% | 6q | +25.8%+$449.7K |
| INTEGRITY ALLIANCE, LLC. | $2.1M | 80,151 | 0.07% | 2q | +279.6%+$1.5M |
| CAPITAL FINANCIAL GROUP INC\CO\ /ADV | $2.0M | 78,931 | 1.07% | 3q | +30.3%+$476.6K |
| Professional Financial Advisors, LLC | $2.0M | 77,564 | 0.35% | 5q | +1.5%+$29.2K |
| RETIREMENT GUYS FORMULA LLC | $2.0M | 77,492 | 0.76% | 7q | +4.8%+$91.5K |
| Wealthcare Advisory Partners LLC | $2.0M | 77,059 | 0.04% | 13q | -5.8%-$123.4K |
| PMV Capital Advisers, LLC | $2.0M | 75,962 | 2.96% | 5q | -45.0%-$1.6M |
| Authentikos Wealth Advisory, LLC | $1.9M | 71,678 | 1.19% | 6q | -4.9%-$95.8K |
| Proficio Capital Partners LLC | $1.8M | 68,581 | 0.06% | 6q | +8.3%+$137.0K |
| Austin Wealth Management, LLC | $1.6M | 60,424 | 0.35% | 5q | -2.8%-$46.8K |
| PRINCIPAL SECURITIES, INC. | $1.6M | 62,185 | 0.02% | 11q | +38.8%+$451.1K |
| Sharp Wealth Advisory, LLC | $1.6M | 61,925 | 0.74% | 11q | +16.0%+$221.1K |
| Darwin Wealth Management, LLC | $1.6M | 61,209 | 0.43% | 5q | +2.9%+$44.0K |
| AXXCESS WEALTH MANAGEMENT, LLC | $1.6M | 61,210 | 0.03% | new | NEW |
| BANK OF NOVA SCOTIA | $1.6M | 60,600 | 0.00% | 3q | -8.2%-$140.1K |
| Arrowroot Family Office, LLC | $1.6M | 60,203 | 0.45% | 2q | +22.9%+$290.7K |
| Global View Capital Management LLC | $1.6M | 59,936 | 0.32% | 6q | +68.4%+$631.4K |
| Magnolia Private Wealth, LLC | $1.5M | 59,357 | 0.85% | 7q | +35.9%+$407.0K |
| Blackston Financial Advisory Group, LLC | $1.5M | 58,479 | 0.86% | 5q | +5.4%+$77.6K |
| Beacon Capital Management, LLC | $1.5M | 57,700 | 0.22% | 7q | -27.4%-$566.1K |
Showing the largest 100 of 251 reported holders.
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 243 | $1.0B | 41,013,126 | 41 | 118 | 61 | 0.1% |
| Q1 2026 | 232 | $1.1B | 37,197,695 | 49 | 99 | 66 | 0.0% |
| Q4 2025 | 202 | $743.6M | 27,207,939 | 29 | 86 | 62 | 0.0% |
| Q3 2025 | 186 | $697.3M | 24,909,573 | 28 | 87 | 52 | 0.0% |
| Q2 2025 | 183 | $559.4M | 20,823,436 | 43 | 79 | 45 | 0.3% |
| Q1 2025 | 157 | $529.5M | 17,929,632 | 60 | 61 | 22 | 0.2% |
| Q4 2024 | 104 | $240.7M | 8,622,894 | 23 | 40 | 20 | 0.0% |
| Q3 2024 | 83 | $150.2M | 5,777,962 | 29 | 29 | 16 | 0.0% |
| Q2 2024 | 55 | $88.8M | 3,299,903 | 12 | 22 | 15 | 0.0% |
| Q1 2024 | 47 | $79.9M | 3,193,649 | 12 | 16 | 12 | 0.0% |
| Q4 2023 | 43 | $73.4M | 3,087,559 | 8 | 16 | 12 | 0.0% |
| Q3 2023 | 40 | $46.4M | 1,689,291 | 12 | 7 | 14 | 0.0% |
| Q2 2023 | 41 | $48.2M | 1,887,998 | 8 | 8 | 17 | 0.0% |
| Q1 2023 | 36 | $42.5M | 1,808,283 | 9 | 9 | 13 | 0.0% |
| Q4 2022 | 42 | $68.2M | 2,624,071 | 27 | 6 | 9 | 0.0% |
| Q3 2022 | 26 | $65.0M | 2,234,743 | 20 | 5 | 0 | 0.0% |
| Q2 2022 | 8 | $11.2M | 406,566 | 7 | 1 | 0 | 0.0% |
| Q1 2022 | 3 | $1.3M | 53,520 | 3 | 0 | 0 | 0.0% |