INDEXIQ ETF TR (CSML)
Institutional ownership reported to the SEC as of Q1 2024, across 22 quarters.
22
Reporting holders
$176.3M
Reported value
0.0%
Calls
0.0%
Puts
-1
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | $136.4M | 3,655,530 | 1.36% | 22q | -9.7%-$14.7M |
| LPL Financial LLC | $19.9M | 534,268 | 0.01% | 22q | -2.7%-$560.3K |
| BANK OF AMERICA CORP /DE/ | $5.3M | 142,582 | 0.00% | 22q | -9.8%-$577.3K |
| MORGAN STANLEY | $4.0M | 107,139 | 0.00% | 26q | +76.4%+$1.7M |
| Smallwood Wealth Investment Management, LLC | $3.4M | 92,470 | 2.67% | 10q | +0.8%+$27.6K |
| RAYMOND JAMES & ASSOCIATES | $1.8M | 48,512 | 0.00% | 22q | +8.2%+$136.9K |
| Gladstone Institutional Advisory LLC | $1.6M | 41,760 | 0.09% | 5q | +1.4%+$22.2K |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.2M | 32,386 | 0.00% | 22q | -0.6%-$7.1K |
| Empirical Asset Management, LLC | $883.7K | 23,691 | 0.43% | 5q | -6.4%-$60.5K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $553.1K | 14,827 | 0.00% | 11q | -37.3%-$329.5K |
| CITADEL ADVISORS LLC | $337.0K | 9,035 | 0.00% | 3q | -2.9%-$10.0K |
| HighTower Advisors, LLC | $247.0K | 6,634 | 0.00% | 4q | HELD |
| Royal Bank of Canada | $235.0K | 6,290 | 0.00% | 22q | HELD |
| GOLDMAN SACHS GROUP INC | $218.8K | 5,867 | 0.00% | 2q | -32.3%-$104.5K |
| FinTrust Capital Advisors, LLC | $51.1K | 1,370 | 0.01% | 22q | +77.9%+$22.4K |
| Tower Research Capital LLC (TRC) | $27.9K | 749 | 0.00% | 10q | +30.9%+$6.6K |
| OSAIC HOLDINGS, INC. | $24.6K | 660 | 0.00% | 17q | HELD |
| FMR LLC | $22.8K | 610 | 0.00% | 13q | +179.8%+$14.6K |
| Steward Partners Investment Advisory, LLC | $18.8K | 503 | 0.00% | 20q | HELD |
| UBS Group AG | $12.1K | 325 | 0.00% | new | NEW |
| COMERICA BANK | $9.5K | 254 | 0.00% | 3q | -1.2% |
| Glass Jacobson Investment Advisors llc | $7.5K | 200 | 0.00% | 5q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2024 | 22 | $176.3M | 4,725,662 | 1 | 7 | 9 | 0.0% |
| Q4 2023 | 23 | $185.0M | 5,130,771 | 2 | 4 | 10 | 0.0% |
| Q3 2023 | 22 | $165.8M | 5,332,209 | 2 | 5 | 6 | 0.0% |
| Q2 2023 | 21 | $201.9M | 6,223,816 | 1 | 6 | 9 | 0.0% |
| Q1 2023 | 21 | $229.5M | 7,236,986 | 3 | 5 | 8 | 0.0% |
| Q4 2022 | 20 | $236.9M | 7,431,674 | 3 | 7 | 5 | 0.0% |
| Q3 2022 | 20 | $195.2M | 6,756,204 | 0 | 5 | 7 | 0.0% |
| Q2 2022 | 21 | $188.9M | 6,285,734 | 2 | 5 | 8 | 0.0% |
| Q1 2022 | 20 | $189.4M | 5,418,024 | 0 | 5 | 8 | 0.0% |
| Q4 2021 | 26 | $205.8M | 5,610,178 | 2 | 5 | 9 | 0.0% |
| Q3 2021 | 26 | $207.1M | 5,935,957 | 2 | 6 | 6 | 0.0% |
| Q2 2021 | 24 | $191.6M | 5,380,150 | 1 | 6 | 10 | 0.0% |
| Q1 2021 | 26 | $183.9M | 5,327,313 | 3 | 4 | 10 | 0.0% |
| Q4 2020 | 24 | $156.7M | 5,369,503 | 1 | 3 | 13 | 0.0% |
| Q3 2020 | 23 | $104.8M | 4,724,262 | 1 | 5 | 13 | 0.0% |
| Q2 2020 | 25 | $95.4M | 4,411,109 | 2 | 5 | 15 | 0.0% |
| Q1 2020 | 24 | $78.6M | 4,559,819 | 2 | 4 | 11 | 0.0% |
| Q4 2019 | 30 | $205.0M | 8,022,335 | 4 | 6 | 14 | 0.0% |
| Q3 2019 | 31 | $204.9M | 8,125,926 | 1 | 5 | 20 | 0.0% |
| Q2 2019 | 32 | $248.9M | 10,008,555 | 3 | 8 | 17 | 0.0% |
| Q1 2019 | 36 | $304.9M | 12,284,674 | 3 | 6 | 16 | 0.0% |
| Q4 2018 | 40 | $324.9M | 14,555,029 | 1 | 0 | 2 | 0.0% |