INDEXIQ ETF TR (CSML)
Institutional ownership reported to the SEC as of Q1 2024, across 22 quarters.
21
Reporting holders
$175.1M
Reported value
0.0%
Held as options
-1
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | $136.4M | 3,655,530 | 1.36% | 22q | -9.7%-$14.7M |
| LPL Financial LLC | $19.9M | 534,268 | 0.01% | 22q | -2.7%-$560.3K |
| BANK OF AMERICA CORP /DE/ | $5.3M | 142,582 | 0.00% | 22q | -9.8%-$577.3K |
| MORGAN STANLEY | $4.0M | 107,139 | 0.00% | 26q | +76.4%+$1.7M |
| Smallwood Wealth Investment Management, LLC | $3.4M | 92,470 | 2.67% | 10q | +0.8%+$27.6K |
| RAYMOND JAMES & ASSOCIATES | $1.8M | 48,512 | 0.00% | 22q | +8.2%+$136.9K |
| Gladstone Institutional Advisory LLC | $1.6M | 41,760 | 0.09% | 5q | +1.4%+$22.2K |
| Empirical Asset Management, LLC | $883.7K | 23,691 | 0.43% | 5q | -6.4%-$60.5K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $553.1K | 14,827 | 0.00% | 11q | -37.3%-$329.5K |
| CITADEL ADVISORS LLC | $337.0K | 9,035 | 0.00% | 3q | -2.9%-$10.0K |
| HighTower Advisors, LLC | $247.0K | 6,634 | 0.00% | 4q | HELD |
| Royal Bank of Canada | $235.0K | 6,290 | 0.00% | 22q | HELD |
| GOLDMAN SACHS GROUP INC | $218.8K | 5,867 | 0.00% | 2q | -32.3%-$104.5K |
| FinTrust Capital Advisors, LLC | $51.1K | 1,370 | 0.01% | 22q | +77.9%+$22.4K |
| Tower Research Capital LLC (TRC) | $27.9K | 749 | 0.00% | 10q | +30.9%+$6.6K |
| OSAIC HOLDINGS, INC. | $24.6K | 660 | 0.00% | 17q | HELD |
| FMR LLC | $22.8K | 610 | 0.00% | 13q | +179.8%+$14.6K |
| Steward Partners Investment Advisory, LLC | $18.8K | 503 | 0.00% | 20q | HELD |
| UBS Group AG | $12.1K | 325 | 0.00% | new | NEW |
| COMERICA BANK | $9.5K | 254 | 0.00% | 3q | -1.2% |
| Glass Jacobson Investment Advisors llc | $7.5K | 200 | 0.00% | 5q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $1.2K | 32,386 | 0.00% | 22q | -0.6% |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q1 2024 | 21 | $175.1M | 4,693,276 | 1 | 7 | 8 | 0.0% |
| Q4 2023 | 22 | $183.8M | 5,098,195 | 2 | 4 | 9 | 0.0% |
| Q3 2023 | 21 | $164.8M | 5,299,285 | 2 | 4 | 6 | 0.0% |
| Q2 2023 | 20 | $200.8M | 6,191,893 | 1 | 5 | 9 | 0.0% |
| Q1 2023 | 19 | $228.5M | 7,207,188 | 3 | 4 | 7 | 0.0% |
| Q4 2022 | 17 | $236.0M | 7,402,779 | 2 | 5 | 5 | 0.0% |
| Q3 2022 | 20 | $195.2M | 6,756,204 | 0 | 5 | 7 | 0.0% |
| Q2 2022 | 21 | $188.9M | 6,285,734 | 2 | 5 | 8 | 0.0% |
| Q1 2022 | 20 | $189.4M | 5,418,024 | 0 | 5 | 8 | 0.0% |
| Q4 2021 | 26 | $205.8M | 5,610,178 | 2 | 5 | 9 | 0.0% |
| Q3 2021 | 26 | $207.1M | 5,935,957 | 2 | 6 | 6 | 0.0% |
| Q2 2021 | 24 | $191.6M | 5,380,150 | 1 | 6 | 10 | 0.0% |
| Q1 2021 | 26 | $183.9M | 5,327,313 | 3 | 4 | 10 | 0.0% |
| Q4 2020 | 24 | $156.7M | 5,369,503 | 1 | 3 | 13 | 0.0% |
| Q3 2020 | 23 | $104.8M | 4,724,262 | 1 | 5 | 13 | 0.0% |
| Q2 2020 | 25 | $95.4M | 4,411,109 | 2 | 5 | 15 | 0.0% |
| Q1 2020 | 24 | $78.6M | 4,559,819 | 2 | 4 | 11 | 0.0% |
| Q4 2019 | 30 | $205.0M | 8,022,335 | 4 | 6 | 14 | 0.0% |
| Q3 2019 | 31 | $204.9M | 8,125,926 | 1 | 5 | 20 | 0.0% |
| Q2 2019 | 32 | $248.9M | 10,008,555 | 3 | 8 | 17 | 0.0% |
| Q1 2019 | 36 | $304.9M | 12,284,674 | 3 | 6 | 16 | 0.0% |
| Q4 2018 | 40 | $324.9M | 14,555,029 | 1 | 0 | 2 | 0.0% |