CAPITALA FIN CORP (CPTA)
Institutional ownership reported to the SEC as of Q2 2021, across 4 quarters.
19
Reporting holders
$7.8M
Reported value
0.0%
Held as options
+0
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | $1.3M | 52,655 | 0.07% | 3q | +18.9%+$205.2K |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | $1.1M | 45,883 | 0.02% | 4q | -20.3%-$291.0K |
| MARINER INVESTMENT GROUP LLC | $1.0M | 40,500 | 2.19% | new | NEW |
| TWO SIGMA INVESTMENTS, LP | $938.0K | 38,215 | 0.00% | 4q | -3.0%-$29.5K |
| KEMPER Corp | $936.0K | 38,122 | 0.16% | 4q | HELD |
| TWO SIGMA ADVISERS, LP | $797.0K | 32,472 | 0.00% | 4q | -6.9%-$58.9K |
| STEPHENS INC /AR/ | $553.0K | 22,513 | 0.01% | 2q | +19.0%+$88.1K |
| ACADIAN ASSET MANAGEMENT LLC | $317.0K | 12,872 | 0.00% | new | NEW |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | $204.0K | 8,194 | 0.00% | 4q | -18.9%-$47.5K |
| Advisors Asset Management, Inc. | $146.0K | 5,884 | 0.00% | 4q | -46.0%-$124.2K |
| Laurel Wealth Advisors LLC | $116.0K | 4,729 | 0.03% | 4q | HELD |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | $90.0K | 3,663 | 0.00% | new | NEW |
| BANK OF AMERICA CORP /DE/ | $85.0K | 3,474 | 0.00% | 4q | HELD |
| Russell Investments Group, Ltd. | $64.0K | 2,594 | 0.00% | new | NEW |
| CAROLINAS WEALTH CONSULTING LLC | $60.0K | 2,435 | 0.01% | 4q | HELD |
| ADVISOR GROUP HOLDINGS, INC. | $36.0K | 1,442 | 0.00% | 4q | -61.5%-$57.4K |
| UBS Group AG | $29.0K | 1,203 | 0.00% | 4q | +91.9%+$13.9K |
| MORGAN STANLEY | $6.0K | 250 | 0.00% | 4q | -6.0% |
| Tower Research Capital LLC (TRC) | $5.0K | 200 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2021 | 19 | $7.8M | 317,300 | 5 | 3 | 7 | 0.0% |
| Q1 2021 | 19 | $5.3M | 346,400 | 2 | 3 | 8 | 0.0% |
| Q4 2020 | 18 | $4.7M | 329,058 | 2 | 2 | 7 | 0.0% |
| Q3 2020 | 18 | $3.7M | 390,680 | 18 | 0 | 0 | 0.0% |