NORTHERN LTS FD TR III (CPAI)
Institutional ownership reported to the SEC as of Q2 2026, across 11 quarters.
54
Reporting holders
$306.5M
Reported value
0.0%
Calls
0.0%
Puts
+21
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Counterpoint Mutual Funds LLC | $81.2M | 1,563,616 | 8.04% | 10q | +0.9%+$727.4K |
| RAYMOND JAMES FINANCIAL INC | $36.7M | 705,834 | 0.01% | 5q | +86.9%+$17.1M |
| LPL Financial LLC | $32.9M | 632,834 | 0.01% | 5q | +151.0%+$19.8M |
| Arax Advisory Partners | $22.2M | 426,425 | 0.15% | new | NEW |
| INSIGNEO ADVISORY SERVICES, LLC | $13.7M | 263,897 | 0.51% | 3q | +26.0%+$2.8M |
| Nilsine Partners, LLC | $11.9M | 229,706 | 0.83% | 5q | +3.6%+$420.0K |
| Cetera Investment Advisers | $11.9M | 229,098 | 0.01% | 4q | +112.3%+$6.3M |
| Private Advisor Group, LLC | $11.4M | 218,755 | 0.05% | new | NEW |
| OSAIC HOLDINGS, INC. | $8.0M | 154,546 | 0.01% | 6q | +25.5%+$1.6M |
| Inscription Capital, LLC | $8.0M | 153,462 | 0.71% | 5q | +54.0%+$2.8M |
| INDEPENDENT FINANCIAL GROUP, LLC | $6.5M | 125,549 | 0.12% | 6q | +4.2%+$265.9K |
| ROYAL BANK OF CANADA | $6.4M | 122,701 | 0.00% | 5q | +177.6%+$4.1M |
| NewEdge Advisors, LLC | $5.8M | 111,269 | 0.02% | new | NEW |
| Steward Partners Investment Advisory, LLC | $5.4M | 103,918 | 0.03% | 11q | +12.6%+$605.4K |
| Concurrent Investment Advisors, LLC | $5.2M | 100,854 | 0.04% | 5q | +8.2%+$397.0K |
| STIFEL FINANCIAL CORP | $4.5M | 87,288 | 0.00% | 2q | +181.8%+$2.9M |
| COMMONWEALTH EQUITY SERVICES, LLC | $4.4M | 84,153 | 0.01% | new | NEW |
| Outlook Wealth Advisors, LLC | $2.9M | 55,979 | 0.63% | 3q | +28.6%+$648.9K |
| Equitable Holdings, Inc. | $2.4M | 45,817 | 0.01% | 5q | +0.6%+$15.2K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $2.3M | 45,207 | 0.00% | 2q | +76.9%+$1.0M |
| Intrua Financial, LLC | $2.1M | 40,541 | 0.19% | new | NEW |
| Global Assets Advisory, LLC | $1.9M | 37,327 | 0.42% | new | NEW |
| Accurate Wealth Management, LLC | $1.8M | 34,111 | 0.17% | 3q | +56.7%+$633.3K |
| Western Wealth Management, LLC | $1.7M | 32,061 | 0.05% | 2q | +2267.9%+$1.6M |
| Gilliland Jeter Wealth Management LLC | $1.5M | 28,707 | 0.39% | new | NEW |
| Foundations Investment Advisors, LLC | $1.3M | 25,809 | 0.01% | new | NEW |
| SLT Holdings LLC | $1.3M | 25,809 | 0.84% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $960.8K | 18,492 | 0.00% | 6q | +101.8%+$484.8K |
| Janney Montgomery Scott LLC | $770.0K | 14,815 | 0.00% | new | NEW |
| Kovack Advisors, Inc. | $749.7K | 14,540 | 0.04% | 3q | -1.0%-$7.7K |
| PW Nova Financial Services LLC | $733.4K | 14,115 | 0.16% | new | NEW |
| Jacobi Capital Management LLC | $711.7K | 13,698 | 0.03% | 3q | +61.2%+$270.1K |
| Amplius Wealth Advisors, LLC | $646.8K | 12,448 | 0.05% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $640.0K | 12,336 | 0.00% | new | NEW |
| Hilltop Holdings Inc. | $606.6K | 11,675 | 0.05% | 2q | +6.4%+$36.4K |
| Stirlingshire Investments, Inc. | $586.3K | 11,284 | 0.43% | 3q | -3.3%-$20.2K |
| MSH Capital Advisors LLC | $532.7K | 10,252 | 0.09% | new | NEW |
| ATX Financial Planning, LLC | $488.8K | 9,407 | 0.32% | new | NEW |
| Perennial Investment Advisors, LLC | $416.4K | 8,014 | 0.03% | new | NEW |
| E&G Advisors, LLC | $414.4K | 7,975 | 0.08% | 2q | +56.4%+$149.4K |
| JPMORGAN CHASE & CO | $377.5K | 7,342 | 0.00% | 6q | -1.0%-$3.8K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $340.5K | 6,552 | 0.00% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $298.2K | 5,740 | 0.00% | new | NEW |
| PUREfi Wealth, LLC | $259.8K | 5,000 | 0.14% | 2q | HELD |
| PRIVATE TRUST CO NA | $245.8K | 4,731 | 0.02% | new | NEW |
| TRUST CO OF OKLAHOMA | $236.9K | 4,560 | 0.06% | new | NEW |
| GOLDMAN SACHS GROUP INC | $233.1K | 4,486 | 0.00% | new | NEW |
| D.A. DAVIDSON & CO. | $225.9K | 4,348 | 0.00% | new | NEW |
| Kestra Advisory Services, LLC | $204.3K | 3,933 | 0.00% | new | NEW |
| Sanctuary Advisors, LLC | $202.9K | 3,905 | 0.00% | new | NEW |
| IFP Advisors, Inc | $106.8K | 2,055 | 0.00% | 4q | HELD |
| Regatta Research & Money Management | $93.5K | 1,800 | 0.09% | new | FIRST |
| FIFTH THIRD BANCORP | $89.9K | 1,731 | 0.00% | 2q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $6.3K | 123 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 54 | $306.5M | 5,900,630 | 25 | 22 | 3 | 0.0% |
| Q1 2026 | 33 | $167.7M | 3,987,991 | 9 | 21 | 3 | 0.0% |
| Q4 2025 | 28 | $108.6M | 2,708,478 | 7 | 17 | 3 | 0.0% |
| Q3 2025 | 21 | $88.7M | 2,253,528 | 5 | 12 | 2 | 0.0% |
| Q2 2025 | 18 | $73.8M | 1,984,822 | 9 | 8 | 0 | 0.0% |
| Q1 2025 | 12 | $48.2M | 1,440,241 | 8 | 2 | 0 | 0.0% |
| Q4 2024 | 5 | $39.4M | 1,147,627 | 2 | 3 | 0 | 0.0% |
| Q3 2024 | 5 | $26.0M | 774,745 | 0 | 2 | 1 | 0.0% |
| Q2 2024 | 7 | $22.6M | 723,903 | 3 | 3 | 0 | 0.0% |
| Q1 2024 | 5 | $13.2M | 443,323 | 4 | 1 | 0 | 0.0% |
| Q4 2023 | 2 | $401.6K | 14,954 | 2 | 0 | 0 | 0.0% |