NORTHERN LTS FD TR III (CPAI)
Institutional ownership reported to the SEC as of Q2 2026, across 11 quarters.
52
Reporting holders
$304.6M
Reported value
0.0%
Held as options
+19
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| Counterpoint Mutual Funds LLC | $81.2M | 1,563,616 | 8.04% | 10q | +0.9%+$727.4K |
| RAYMOND JAMES FINANCIAL INC | $36.7M | 705,834 | 0.01% | 5q | +86.9%+$17.1M |
| LPL Financial LLC | $32.9M | 632,834 | 0.01% | 5q | +151.0%+$19.8M |
| Arax Advisory Partners | $22.2M | 426,425 | 0.15% | new | NEW |
| INSIGNEO ADVISORY SERVICES, LLC | $13.7M | 263,897 | 0.51% | 3q | +26.0%+$2.8M |
| Nilsine Partners, LLC | $11.9M | 229,706 | 0.83% | 5q | +3.6%+$420.0K |
| Cetera Investment Advisers | $11.9M | 229,098 | 0.01% | 4q | +112.3%+$6.3M |
| Private Advisor Group, LLC | $11.4M | 218,755 | 0.05% | new | NEW |
| OSAIC HOLDINGS, INC. | $8.0M | 154,546 | 0.01% | 6q | +25.5%+$1.6M |
| Inscription Capital, LLC | $8.0M | 153,462 | 0.71% | 5q | +54.0%+$2.8M |
| INDEPENDENT FINANCIAL GROUP, LLC | $6.5M | 125,549 | 0.12% | 6q | +4.2%+$265.9K |
| ROYAL BANK OF CANADA | $6.4M | 122,701 | 0.00% | 5q | +177.6%+$4.1M |
| NewEdge Advisors, LLC | $5.8M | 111,269 | 0.02% | new | NEW |
| Steward Partners Investment Advisory, LLC | $5.4M | 103,918 | 0.03% | 11q | +12.6%+$605.4K |
| Concurrent Investment Advisors, LLC | $5.2M | 100,854 | 0.04% | 5q | +8.2%+$397.0K |
| STIFEL FINANCIAL CORP | $4.5M | 87,288 | 0.00% | 2q | +181.8%+$2.9M |
| COMMONWEALTH EQUITY SERVICES, LLC | $4.4M | 84,153 | 0.01% | new | NEW |
| Outlook Wealth Advisors, LLC | $2.9M | 55,979 | 0.63% | 3q | +28.6%+$648.9K |
| Equitable Holdings, Inc. | $2.4M | 45,817 | 0.01% | 5q | +0.6%+$15.2K |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | $2.3M | 45,207 | 0.00% | 2q | +76.9%+$1.0M |
| Intrua Financial, LLC | $2.1M | 40,541 | 0.19% | new | NEW |
| Global Assets Advisory, LLC | $1.9M | 37,327 | 0.42% | new | NEW |
| Accurate Wealth Management, LLC | $1.8M | 34,111 | 0.17% | 3q | +56.7%+$633.3K |
| Western Wealth Management, LLC | $1.7M | 32,061 | 0.05% | 2q | +2267.9%+$1.6M |
| Gilliland Jeter Wealth Management LLC | $1.5M | 28,707 | 0.39% | new | NEW |
| Foundations Investment Advisors, LLC | $1.3M | 25,809 | 0.01% | new | NEW |
| SLT Holdings LLC | $1.3M | 25,809 | 0.84% | new | NEW |
| Kovack Advisors, Inc. | $749.7K | 14,540 | 0.04% | 3q | -1.0%-$7.7K |
| PW Nova Financial Services LLC | $733.4K | 14,115 | 0.16% | new | NEW |
| Jacobi Capital Management LLC | $711.7K | 13,698 | 0.03% | 3q | +61.2%+$270.1K |
| Amplius Wealth Advisors, LLC | $646.8K | 12,448 | 0.05% | new | NEW |
| Hilltop Holdings Inc. | $606.6K | 11,675 | 0.05% | 2q | +6.4%+$36.4K |
| Stirlingshire Investments, Inc. | $586.3K | 11,284 | 0.43% | 3q | -3.3%-$20.2K |
| MSH Capital Advisors LLC | $532.7K | 10,252 | 0.09% | new | NEW |
| ATX Financial Planning, LLC | $488.8K | 9,407 | 0.32% | new | NEW |
| ENVESTNET ASSET MANAGEMENT INC | $480.4K | 9,246 | 0.00% | 6q | +0.9%+$4.4K |
| Perennial Investment Advisors, LLC | $416.4K | 8,014 | 0.03% | new | NEW |
| E&G Advisors, LLC | $414.4K | 7,975 | 0.08% | 2q | +56.4%+$149.4K |
| JPMORGAN CHASE & CO | $377.5K | 7,342 | 0.00% | 6q | -1.0%-$3.8K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | $340.5K | 6,552 | 0.00% | new | NEW |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | $298.2K | 5,740 | 0.00% | new | NEW |
| PUREfi Wealth, LLC | $259.8K | 5,000 | 0.14% | 2q | HELD |
| PRIVATE TRUST CO NA | $245.8K | 4,731 | 0.02% | new | NEW |
| TRUST CO OF OKLAHOMA | $236.9K | 4,560 | 0.06% | new | NEW |
| GOLDMAN SACHS GROUP INC | $233.1K | 4,486 | 0.00% | new | NEW |
| D.A. DAVIDSON & CO. | $225.9K | 4,348 | 0.00% | new | NEW |
| Kestra Advisory Services, LLC | $204.3K | 3,933 | 0.00% | new | NEW |
| Sanctuary Advisors, LLC | $202.9K | 3,905 | 0.00% | new | NEW |
| IFP Advisors, Inc | $106.8K | 2,055 | 0.00% | 4q | HELD |
| Regatta Research & Money Management | $93.5K | 1,800 | 0.09% | new | FIRST |
| FIFTH THIRD BANCORP | $89.9K | 1,731 | 0.00% | 2q | HELD |
| JONES FINANCIAL COMPANIES LLLP | $6.3K | 123 | 0.00% | new | NEW |
| Janney Montgomery Scott LLC | $770 | 14,815 | 0.00% | new | NEW |
| Cambridge Investment Research Advisors, Inc. | $640 | 12,336 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 52 | $304.6M | 5,864,233 | 23 | 22 | 3 | 0.0% |
| Q1 2026 | 33 | $167.7M | 3,987,991 | 9 | 21 | 3 | 0.0% |
| Q4 2025 | 28 | $108.6M | 2,708,478 | 7 | 17 | 3 | 0.0% |
| Q3 2025 | 21 | $88.7M | 2,253,528 | 5 | 12 | 2 | 0.0% |
| Q2 2025 | 18 | $73.8M | 1,984,822 | 9 | 8 | 0 | 0.0% |
| Q1 2025 | 12 | $48.2M | 1,440,241 | 8 | 2 | 0 | 0.0% |
| Q4 2024 | 5 | $39.4M | 1,147,627 | 2 | 3 | 0 | 0.0% |
| Q3 2024 | 5 | $26.0M | 774,745 | 0 | 2 | 1 | 0.0% |
| Q2 2024 | 7 | $22.6M | 723,903 | 3 | 3 | 0 | 0.0% |
| Q1 2024 | 5 | $13.2M | 443,323 | 4 | 1 | 0 | 0.0% |
| Q4 2023 | 2 | $401.6K | 14,954 | 2 | 0 | 0 | 0.0% |