SERIES PORTFOLIOS TR (CLOZ)
Institutional ownership reported to the SEC as of Q2 2026, across 14 quarters.
91
Reporting holders
$432.8M
Reported value
0.0%
Held as options
+7
Holder change
Options share is the part of reported value carried in derivative lines rather than shares. A high figure means institutions are expressing a view on this security without owning much of it.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| SECURITY BENEFIT LIFE INSURANCE CO /KS/ | $84.6M | 3,251,152 | 22.76% | 7q | +100.0%+$42.3M |
| Arax Advisory Partners | $57.8M | 2,188,929 | 0.38% | 5q | +44.6%+$17.8M |
| MORGAN STANLEY | $49.4M | 1,870,670 | 0.00% | 14q | +15.4%+$6.6M |
| Focus Partners Wealth | $39.2M | 1,481,838 | 0.04% | 3q | +9.1%+$3.3M |
| Estate Planners Group, LLC | $20.4M | 772,217 | 9.23% | 3q | +2.1%+$424.1K |
| Guardian Financial Partners, LLC | $20.4M | 770,855 | 7.93% | 12q | +5.7%+$1.1M |
| Atria Investments, Inc | $17.9M | 677,733 | 0.18% | 8q | +266.8%+$13.0M |
| Mariner, LLC | $17.0M | 642,610 | 0.02% | 8q | +246.3%+$12.1M |
| LPL Financial LLC | $9.6M | 365,239 | 0.00% | 3q | +570.9%+$8.2M |
| Sound Income Strategies, LLC | $8.7M | 330,517 | 0.39% | 6q | +22.5%+$1.6M |
| Gradient Investments LLC | $8.0M | 302,753 | 0.11% | 11q | +2.9%+$226.2K |
| STIFEL FINANCIAL CORP | $6.0M | 225,787 | 0.00% | 5q | -2.3%-$140.8K |
| Inspire Advisors, LLC | $5.3M | 200,146 | 0.37% | 4q | +313.5%+$4.0M |
| BARCLAYS PLC | $5.1M | 194,400 | 0.00% | 2q | +2.3%+$116.2K |
| Copia Wealth Management | $4.9M | 187,206 | 2.97% | 6q | +15.8%+$673.7K |
| Navis Wealth Advisors, LLC | $4.7M | 179,436 | 1.80% | new | NEW |
| Sowell Financial Services LLC | $4.2M | 158,003 | 0.14% | 6q | +1.3%+$52.0K |
| ENVESTNET ASSET MANAGEMENT INC | $4.1M | 156,040 | 0.00% | 11q | +50.6%+$1.4M |
| WESPAC Advisors, LLC | $4.0M | 151,934 | 1.96% | new | NEW |
| CWC Advisors, LLC. | $3.8M | 142,226 | 1.67% | 6q | -0.9%-$34.6K |
| Ethos Financial Group, LLC | $3.4M | 127,418 | 0.22% | 7q | +5.6%+$177.0K |
| Valeo Financial Advisors, LLC | $3.3M | 123,764 | 0.07% | 12q | HELD |
| Cedar Wealth Management, LLC | $3.1M | 118,734 | 0.81% | 6q | +2.6%+$78.0K |
| BASSO CAPITAL MANAGEMENT, L.P. | $3.1M | 116,451 | 0.66% | 5q | +164.3%+$1.9M |
| Client First Investment Management LLC | $3.0M | 112,467 | 1.25% | new | NEW |
| Impact Partnership Wealth, LLC | $2.9M | 110,679 | 0.28% | 5q | +30.7%+$687.7K |
| Farther Finance Advisors, LLC | $2.7M | 102,958 | 0.02% | 4q | +1.9%+$49.4K |
| PRIMORIS WEALTH ADVISORS, LLC | $2.4M | 92,450 | 1.11% | 6q | +79.7%+$1.1M |
| UBS Group AG | $2.2M | 82,863 | 0.00% | 10q | -2.5%-$55.5K |
| INSIGNEO ADVISORY SERVICES, LLC | $2.2M | 82,276 | 0.08% | new | NEW |
| Nuveen, LLC | $2.1M | 78,589 | 0.00% | new | NEW |
| Kestra Advisory Services, LLC | $2.0M | 74,396 | 0.01% | 5q | -51.5%-$2.1M |
| BANK OF MONTREAL /CAN/ | $2.0M | 74,941 | 0.00% | new | NEW |
| SEAVIEW INVESTMENT MANAGERS LLC | $1.5M | 56,757 | 0.45% | 6q | +32.3%+$366.4K |
| Hilltop Holdings Inc. | $1.3M | 48,395 | 0.10% | 6q | -5.4%-$72.8K |
| Knott David M Jr | $1.3M | 47,807 | 0.67% | 12q | HELD |
| Rockport Wealth LLC | $1.2M | 46,861 | 0.21% | 6q | +6.9%+$79.4K |
| Maridea Wealth Management LLC | $1.1M | 40,285 | 0.12% | 4q | -4.2%-$46.4K |
| Brucke Financial, Inc. | $1.0M | 39,422 | 0.46% | 3q | +82.5%+$470.7K |
| GOLDMAN SACHS GROUP INC | $911.1K | 34,486 | 0.00% | new | NEW |
| Integrated Wealth Concepts LLC | $842.9K | 31,902 | 0.00% | 3q | +100.0%+$421.4K |
| Ausdal Financial Partners, Inc. | $809.5K | 30,641 | 0.03% | new | NEW |
| GRIFFIN ASSET MANAGEMENT, INC. | $734.8K | 27,813 | 0.08% | new | NEW |
| LAUREL OAK WEALTH MANAGEMENT, LLC | $711.3K | 26,924 | 0.10% | 3q | -26.2%-$252.9K |
| Advyzon Investment Management, LLC | $683.6K | 25,874 | 0.05% | new | NEW |
| Almanack Investment Partners, LLC. | $665.8K | 25,199 | 0.08% | 9q | -29.8%-$283.2K |
| Nordwand Advisors, LLC | $597.1K | 22,600 | 0.09% | 10q | HELD |
| Gladstone Institutional Advisory LLC | $581.9K | 22,026 | 0.02% | 6q | -11.0%-$71.7K |
| OSAIC HOLDINGS, INC. | $572.0K | 21,647 | 0.00% | 10q | +94017.4%+$571.4K |
| MGO ONE SEVEN LLC | $480.7K | 18,194 | 0.01% | 8q | -23.2%-$145.6K |
| Darden Wealth Group Inc | $460.4K | 17,428 | 0.18% | 5q | +29.4%+$104.6K |
| MML INVESTORS SERVICES, LLC | $409.9K | 15,514 | 0.00% | 4q | +27.1%+$87.3K |
| Strait & Sound Wealth Management LLC | $398.8K | 15,095 | 0.14% | 2q | +37.0%+$107.6K |
| Capital Advisor Network LLC | $389.4K | 14,737 | 0.49% | 2q | +71.7%+$162.6K |
| Tactive Advisors, LLC | $374.2K | 14,164 | 0.09% | 5q | +4.8%+$17.3K |
| Resolute Wealth Strategies, LLC | $360.9K | 13,661 | 0.14% | new | NEW |
| AXXCESS WEALTH MANAGEMENT, LLC | $346.4K | 13,113 | 0.01% | new | NEW |
| MATHER GROUP, LLC. | $345.5K | 13,078 | 0.00% | 2q | -33.2%-$171.4K |
| PRIVATE TRUST CO NA | $340.7K | 12,894 | 0.03% | new | NEW |
| Brookstone Capital Management | $340.5K | 12,889 | 0.00% | 9q | +0.6%+$2.1K |
| Sequoia Financial Advisors, LLC | $340.2K | 12,876 | 0.00% | 9q | +1.7%+$5.8K |
| Prostatis Group LLC | $329.8K | 12,484 | 0.08% | 3q | HELD |
| COMMONWEALTH EQUITY SERVICES, LLC | $322.5K | 12,205 | 0.00% | 6q | -8.1%-$28.3K |
| HighTower Advisors, LLC | $307.7K | 11,645 | 0.00% | new | NEW |
| Elevated Capital Advisors, LLC | $291.3K | 11,025 | 0.08% | 8q | -4.2%-$12.7K |
| HARBOUR INVESTMENTS, INC. | $286.0K | 10,827 | 0.00% | 9q | HELD |
| Brookwood Investment Group LLC | $280.2K | 10,607 | 0.03% | new | NEW |
| Sovereign Financial Group, Inc. | $277.7K | 10,510 | 0.04% | new | NEW |
| KINTRA WEALTH, LLC | $274.0K | 10,409 | 0.01% | new | NEW |
| WMG Financial Advisors, LLC | $264.2K | 10,000 | 0.10% | 6q | -26.9%-$97.2K |
| Wealthspire Advisors, LLC | $256.6K | 9,714 | 0.00% | 5q | -24.8%-$84.8K |
| Verity Asset Management, Inc. | $256.5K | 9,708 | 0.10% | 6q | HELD |
| BALDWIN WEALTH PARTNERS LLC/MA | $240.4K | 9,098 | 0.02% | 8q | -37.0%-$141.1K |
| Kingsview Wealth Management, LLC | $228.1K | 8,632 | 0.00% | new | NEW |
| Crestwood Advisors Group, LLC | $200.5K | 7,590 | 0.00% | new | NEW |
| ROYAL BANK OF CANADA | $124.0K | 4,700 | 0.00% | 7q | -74.3%-$359.2K |
| Steward Partners Investment Advisory, LLC | $86.8K | 3,285 | 0.00% | 5q | HELD |
| NewEdge Advisors, LLC | $77.4K | 2,929 | 0.00% | new | NEW |
| Allworth Financial LP | $44.9K | 1,700 | 0.00% | 5q | HELD |
| NFSG Corp | $41.1K | 1,554 | 0.01% | 6q | -7.4%-$3.3K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | $32.1K | 1,216 | 0.00% | new | NEW |
| Reyes Financial Architecture, Inc. | $6.6K | 250 | 0.00% | new | NEW |
| HIGHLINE WEALTH PARTNERS LLC | $5.3K | 200 | 0.00% | new | NEW |
| Triumph Capital Management | $4.8K | 181 | 0.00% | 3q | +20.7% |
| High Point Wealth Management, LLC | $4.0K | 153 | 0.00% | 3q | +2.0% |
| SHP Wealth Management | $2.7K | 101 | 0.00% | 3q | HELD |
| ASSETMARK, INC | $1.7K | 64 | 0.00% | 8q | -78.7%-$6.2K |
| Cambridge Investment Research Advisors, Inc. | $752 | 28,452 | 0.00% | 6q | +38.9% |
| Spurstone Advisory Services, LLC | $370 | 14 | 0.01% | 6q | HELD |
| Janney Montgomery Scott LLC | $200 | 7,576 | 0.00% | new | NEW |
| WELLS FARGO & COMPANY/MN | $179 | 7 | 0.00% | 4q | +250.0% |
| FMR LLC | $53 | 2 | 0.00% | new | NEW |
| BI Asset Management Fondsmaeglerselskab A/S | $52 | 1,960 | 0.00% | 10q | -89.2% |
| Ball & Co Wealth Management Inc. | $0 | 0 | 0.00% | new | NEW |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q2 2026 | 91 | $432.8M | 16,430,769 | 25 | 37 | 19 | 0.0% |
| Q1 2026 | 84 | $305.7M | 11,915,557 | 10 | 27 | 33 | 0.0% |
| Q4 2025 | 102 | $380.2M | 14,445,807 | 17 | 35 | 31 | 0.0% |
| Q3 2025 | 90 | $365.3M | 13,594,930 | 21 | 38 | 17 | 0.0% |
| Q2 2025 | 80 | $322.8M | 12,070,443 | 21 | 23 | 20 | 0.0% |
| Q1 2025 | 79 | $315.7M | 11,880,794 | 31 | 15 | 17 | 0.0% |
| Q4 2024 | 59 | $251.8M | 9,343,206 | 17 | 22 | 9 | 0.0% |
| Q3 2024 | 50 | $246.9M | 9,186,144 | 22 | 15 | 5 | 0.0% |
| Q2 2024 | 40 | $198.3M | 7,360,202 | 18 | 14 | 3 | 0.0% |
| Q1 2024 | 22 | $135.7M | 5,065,590 | 8 | 10 | 3 | 0.0% |
| Q4 2023 | 18 | $121.0M | 4,567,830 | 7 | 7 | 2 | 0.0% |
| Q3 2023 | 10 | $62.6M | 2,393,402 | 8 | 1 | 0 | 0.0% |
| Q2 2023 | 4 | $53.6M | 2,111,103 | 0 | 1 | 1 | 0.0% |
| Q1 2023 | 8 | $66.1M | 2,622,101 | 8 | 0 | 0 | 0.0% |