CAPSTONE GREEN ENERGY CORP (CGRNQ)
Institutional ownership reported to the SEC as of Q3 2023, across 17 quarters.
29
Reporting holders
$2.6M
Reported value
0.3%
Calls
0.4%
Puts
-3
Holder change
Calls and puts are the parts of reported value carried in derivative lines rather than shares, and they point in opposite directions: a manager holding calls is positioned for the security, one holding puts against it - or hedging shares they already own, which is why index funds carry so many. Most sites add the two together and report one figure, which averages away the only interesting part.
Holders
| Filer | Value | Shares | Their book | Held | Change |
|---|---|---|---|---|---|
| AIGH Capital Management LLC | $1.3M | 1,800,000 | 0.60% | 5q | +198.1%+$848.1K |
| VANGUARD GROUP INC | $401.2K | 565,827 | 0.00% | 16q | +5.0%+$19.0K |
| Worth Venture Partners, LLC | $314.3K | 443,235 | 0.19% | 5q | +194.0%+$207.4K |
| BlackRock Inc. | $251.4K | 354,564 | 0.00% | 16q | HELD |
| GEODE CAPITAL MANAGEMENT, LLC | $101.2K | 142,649 | 0.00% | 16q | +22.8%+$18.8K |
| Sargent Investment Group, LLC | $40.4K | 57,000 | 0.01% | 16q | -81.5%-$177.9K |
| STATE STREET CORP | $39.3K | 55,369 | 0.00% | 10q | HELD |
| Virtu Financial LLC | $22.0K | 31,507 | 0.00% | new | NEW |
| NORTHERN TRUST CORP | $19.5K | 27,566 | 0.00% | 16q | HELD |
| GMT CAPITAL CORP | $19.5K | 27,476 | 0.00% | 3q | HELD |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | $14.2K | 19,983 | 0.00% | 3q | HELD |
| XTX Topco Ltd | $13.7K | 19,324 | 0.00% | new | NEW |
| UBS Group AG | $12.4K | 17,432 | 0.00% | 16q | +2565.4%+$11.9K |
| Walleye Capital LLC | $9.4K | options only | 0.00% | 5q | OPTIONS |
| JANE STREET GROUP, LLC | $8.2K | 11,615 | 0.00% | new | NEW |
| CITADEL ADVISORS LLC | $8.1K | options only | 0.00% | 11q | OPTIONS |
| MORGAN STANLEY | $3.2K | 4,577 | 0.00% | 16q | HELD |
| Tower Research Capital LLC (TRC) | $3.1K | 4,398 | 0.00% | 4q | +1482.0%+$2.9K |
| SIMPLEX TRADING, LLC | $2.0K | 3,007 | 0.00% | new | NEW |
| CREATIVE FINANCIAL DESIGNS INC /ADV | $1.1K | 1,600 | 0.00% | 13q | -82.1%-$5.2K |
| OSAIC HOLDINGS, INC. | $631 | 893 | 0.00% | 14q | +1.9% |
| BANK OF AMERICA CORP /DE/ | $136 | 192 | 0.00% | 4q | -5.0% |
| JPMORGAN CHASE & CO | $111 | 156 | 0.00% | 2q | +15.6% |
| WELLS FARGO & COMPANY/MN | $101 | 142 | 0.00% | 4q | +1.4% |
| GROUP ONE TRADING, L.P. | $70 | 99 | 0.00% | new | NEW |
| Fortis Group Advisors, LLC | $11 | 15 | 0.00% | new | NEW |
| Flaharty Asset Management, LLC | $7 | 10 | 0.00% | new | NEW |
| NewEdge Advisors, LLC | $2 | 3 | 0.00% | new | NEW |
| Sutton Wealth Advisors Inc. | $1 | 1 | 0.00% | 16q | HELD |
Quarter by quarter
Coverage begins with the quarter ending 2018-12-31. Earlier filings exist only as occasional late amendments, too sparse to describe a market, so they are not shown.
| Quarter | Holders | Value | Shares | New | Added | Trimmed | Options |
|---|---|---|---|---|---|---|---|
| Q3 2023 | 29 | $2.6M | 3,588,640 | 8 | 9 | 4 | 0.7% |
| Q2 2023 | 32 | $3.6M | 2,927,871 | 3 | 8 | 7 | 1.4% |
| Q1 2023 | 34 | $4.5M | 3,291,581 | 6 | 7 | 10 | 3.9% |
| Q4 2022 | 31 | $5.8M | 3,917,281 | 11 | 4 | 7 | 1.4% |
| Q3 2022 | 23 | $7.0M | 3,867,688 | 5 | 3 | 6 | 2.1% |
| Q2 2022 | 25 | $6.0M | 2,382,496 | 2 | 7 | 7 | 1.2% |
| Q1 2022 | 28 | $10.0M | 2,386,141 | 3 | 7 | 7 | 1.7% |
| Q4 2021 | 34 | $8.4M | 2,339,857 | 4 | 10 | 10 | 7.2% |
| Q3 2021 | 34 | $13.3M | 2,544,896 | 1 | 7 | 15 | 7.6% |
| Q2 2021 | 43 | $17.7M | 2,924,121 | 8 | 13 | 12 | 7.4% |
| Q1 2021 | 40 | $28.2M | 2,948,587 | 11 | 16 | 2 | 4.4% |
| Q4 2020 | 36 | $16.6M | 1,553,394 | 12 | 9 | 6 | 0.0% |
| Q3 2020 | 29 | $6.0M | 1,251,338 | 9 | 8 | 2 | 0.0% |
| Q2 2020 | 20 | $2.5M | 836,022 | 6 | 4 | 2 | 0.0% |
| Q1 2020 | 19 | $1.1M | 919,654 | 3 | 1 | 6 | 0.0% |
| Q4 2019 | 21 | $3.9M | 1,276,467 | 20 | 0 | 0 | 0.0% |
| Q3 2019 | 1 | $5.0K | 10,000 | 1 | 0 | 0 | 0.0% |